ATHERSYS, INC / NEW Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 15 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-09-10: Reporting owner Randall Lorin; Form 4; Security Director stock option (right to purchase); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-09-10: Reporting owner TRAUB KENNETH H; Form 4; Security Director stock option (right to purchase); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-09-10: Reporting owner Babiss Lee; Form 4; Security Director stock option (right to purchase); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-09-10: Reporting owner WYSZOMIERSKI JACK L; Form 4; Security Director stock option (right to purchase); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-09-10 | Randall Lorin Director | 4 | Director stock option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.71 exercise price | 2013-09-11 | |
| 2013-09-10 | TRAUB KENNETH H Director | 4 | Director stock option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.71 exercise price | 2013-09-11 | |
| 2013-09-10 | Babiss Lee Director | 4 | Director stock option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.71 exercise price | 2013-09-11 | |
| 2013-09-10 | WYSZOMIERSKI JACK L Director | 4 | Director stock option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.71 exercise price | 2013-09-11 | |
| 2013-09-10 | Kola Ismail Director | 4 | Director stock option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.71 exercise price | 2013-09-11 | |
| 2013-06-18 | Harrington John J Director, Officer (Chief Scientific Officer) | 4 | Employee stock option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $1.71 exercise price | 2013-06-20 | |
| 2013-06-18 | Van Bokkelen Gil Director, Officer (Chmn & Chief Executive Officer) | 4 | Employee stock option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +185,000 185,000 owned after | $1.71 exercise price | 2013-06-20 | |
| 2013-06-18 | Campbell Laura K Officer (Vice President of Finance) | 4 | Employee stock option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $1.71 exercise price | 2013-06-20 | |
| 2013-06-18 | Deans Robert J Officer (Executive Vice President) | 4 | Employee stock option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +80,000 80,000 owned after | $1.71 exercise price | 2013-06-20 | |
| 2013-06-18 | Lehmann William JR Officer (President & COO) | 4 | Employee stock option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +115,000 115,000 owned after | $1.71 exercise price | 2013-06-20 | |
| 2013-06-18 | Randall Lorin Director | 4 | Director stock option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.71 exercise price | 2013-06-20 | |
| 2013-06-18 | WYSZOMIERSKI JACK L Director | 4 | Director stock option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.71 exercise price | 2013-06-20 | |
| 2013-06-18 | Kola Ismail Director | 4 | Director stock option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.71 exercise price | 2013-06-20 | |
| 2013-06-18 | Babiss Lee Director | 4 | Director stock option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.71 exercise price | 2013-06-20 | |
| 2013-06-18 | TRAUB KENNETH H Director | 4 | Director stock option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.71 exercise price | 2013-06-20 |