ATHERSYS, INC / NEW Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2023-05-01: Federal exemption Rule 506(b); Types of securities offered OptionToAcquire; SecurityToBeAcquired; Date of first sale 2023-04-18; Total offering amount $3,537,600.
- 2012-03-22: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2012-03-09; Total offering amount $18,000,004.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2023-05-01 | Rule 506(b) | OptionToAcquire; SecurityToBeAcquired | 2023-04-18 | $3,537,600 | $3,537,600 | $0 | 4 |
| 2012-03-22 | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired | 2012-03-09 | $18,000,004 | $9,000,002 | $9,000,002 | 20 |