ATHERSYS, INC / NEW Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows in 2019. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-08-12: Reporting owner Van Bokkelen Gil; Form 4; Security Employee Stock Option (right to purchase); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2019-06-12: Reporting owner Van Bokkelen Gil; Form 4; Security Stock Option (right to purchase); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-06-12: Reporting owner Lehmann William JR; Form 4; Security Stock Option (right to purchase); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-06-12: Reporting owner Harrington John J; Form 4; Security Stock Option (right to purchase); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-08-12 | Van Bokkelen Gil Director, Officer (Chairman and CEO) | 4 | Employee Stock Option (right to purchase) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 180,752 owned after | $1.28 exercise price | 2019-08-14 | |
| 2019-06-12 | Van Bokkelen Gil Director, Officer (Chairman and CEO) | 4 | Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +587,280 587,280 owned after | $1.55 exercise price | 2019-06-14 | |
| 2019-06-12 | Lehmann William JR Officer (President and COO) | 4 | Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +293,648 293,648 owned after | $1.55 exercise price | 2019-06-14 | |
| 2019-06-12 | Harrington John J Director, Officer (Exec Vice Pres and CSO) | 4 | Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +293,648 293,648 owned after | $1.55 exercise price | 2019-06-14 | |
| 2019-06-12 | Campbell Laura K Officer (Senior Vice Pres Finance) | 4 | Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +195,776 195,776 owned after | $1.55 exercise price | 2019-06-14 | |
| 2019-06-12 | WYSZOMIERSKI JACK L Director | 4 | NonQualified Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.55 exercise price | 2019-06-14 | |
| 2019-06-12 | Randall Lorin Director | 4 | NonQualified Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.55 exercise price | 2019-06-14 | |
| 2019-06-12 | Kola Ismail Director | 4 | NonQualified Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.55 exercise price | 2019-06-14 | |
| 2019-06-12 | Babiss Lee Director | 4 | NonQualified Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.55 exercise price | 2019-06-14 |