ATHERSYS, INC / NEW Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-06-20: Reporting owner Van Bokkelen Gil; Form 4; Security Employee Stock Option (right to purchase); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-06-20: Reporting owner Lehmann William JR; Form 4; Security Employee Stock Option (right to purchase); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-06-20: Reporting owner Harrington John J; Form 4; Security Employee Stock Option (right to purchase); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-06-20: Reporting owner Campbell Laura K; Form 4; Security Employee Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-06-20 | Van Bokkelen Gil Director, Officer (Chairman and CEO) | 4 | Employee Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $2.19 exercise price | 2016-06-21 | |
| 2016-06-20 | Lehmann William JR Officer (President and COO) | 4 | Employee Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +361,200 361,200 owned after | $2.19 exercise price | 2016-06-21 | |
| 2016-06-20 | Harrington John J Director, Officer (Exec Vice Pres and CSO) | 4 | Employee Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +348,608 348,608 owned after | $2.19 exercise price | 2016-06-21 | |
| 2016-06-20 | Campbell Laura K Officer (Senior Vice Pres Finance) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +158,208 158,208 owned after | $2.19 exercise price | 2016-06-21 | |
| 2016-06-20 | WYSZOMIERSKI JACK L Director | 4 | NonQualified Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $2.19 exercise price | 2016-06-21 | |
| 2016-06-20 | Randall Lorin Director | 4 | NonQualified Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $2.19 exercise price | 2016-06-21 | |
| 2016-06-20 | Kola Ismail Director | 4 | NonQualified Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $2.19 exercise price | 2016-06-21 | |
| 2016-06-20 | Babiss Lee Director | 4 | NonQualified Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $2.19 exercise price | 2016-06-21 | |
| 2016-06-20 | Davis Jordan Director | 4 | NonQualified Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $2.19 exercise price | 2016-06-21 | |
| 2016-03-07 | Campbell Laura K Officer (Senior Vice Pres Finance) | 4 | Employee Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.84 exercise price | 2016-03-09 | |
| 2016-03-07 | Randall Lorin Director | 4 | Director Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $1.84 exercise price | 2016-03-09 | |
| 2016-03-07 | Kola Ismail Director | 4 | Director Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $1.84 exercise price | 2016-03-09 | |
| 2016-03-07 | Babiss Lee Director | 4 | Director Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $1.84 exercise price | 2016-03-09 | |
| 2016-03-07 | WYSZOMIERSKI JACK L Director | 4 | Director Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $1.84 exercise price | 2016-03-09 |