ATHERSYS, INC / NEW Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-06-08: Reporting owner Van Bokkelen Gil; Form 4; Security Bridge notes; Transaction C Conversion of derivative security.
- 2007-06-08: Reporting owner MULLIGAN WILLIAM C; Form 4; Security Bridge notes; Transaction C Conversion of derivative security.
- 2007-06-08: Reporting owner Harrington John J; Form 4; Security Bridge notes; Transaction C Conversion of derivative security.
- 2007-06-08: Reporting owner Campbell Laura K; Form 4; Security Bridge notes; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-06-08 | Van Bokkelen Gil Director, Officer (Chief Executive Officer) | 4 | Bridge notes Derivative · Direct | C Conversion of derivative security | −21,271 0 owned after | $5.00 exercise price | 2007-06-12 | |
| 2007-06-08 | MULLIGAN WILLIAM C Director | 4 | Bridge notes Derivative · Indirect · (m) | C Conversion of derivative security | −106,356 0 owned after | $5.00 exercise price | 2007-06-12 | |
| 2007-06-08 | Harrington John J Director, Officer (Chief Scientific Officer) | 4 | Bridge notes Derivative · Direct | C Conversion of derivative security | −21,271 0 owned after | $5.00 exercise price | 2007-06-12 | |
| 2007-06-08 | Campbell Laura K Officer (Vice President) | 4 | Bridge notes Derivative · Direct | C Conversion of derivative security | −1,064 0 owned after | $5.00 exercise price | 2007-06-12 |