ATHERSYS, INC / NEW Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-10-18: Reporting owner Kola Ismail; Form 4; Security Director stock option (right to purchase); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-08-30: Reporting owner Randall Lorin; Form 4; Security Director stock option (right to purchase); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-08-09: Reporting owner Babiss Lee; Form 4; Security Director stock option (right to purchase); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-06-17: Reporting owner WYSZOMIERSKI JACK L; Form 4/A; Security Director stock option (right to purchase); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-10-18 | Kola Ismail Director | 4 | Director stock option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $2.82 exercise price | 2010-10-19 | |
| 2010-08-30 | Randall Lorin Director | 4 | Director stock option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $2.71 exercise price | 2010-09-09 | |
| 2010-08-09 | Babiss Lee Director | 4 | Director stock option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $3.20 exercise price | 2010-08-10 | |
| 2010-06-17 | WYSZOMIERSKI JACK L Director | 4/A | Director stock option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $3.10 exercise price | 2010-08-17 | |
| 2010-06-17 | WYSZOMIERSKI JACK L Director | 4 | Director stock option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $3.10 | 2010-06-21 | |
| 2010-06-10 | SHEFFERY MICHAEL B Director, 10% Owner | 4 | Director stock option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $2.94 exercise price | 2010-06-14 | |
| 2010-06-10 | MILNE GEORGE M JR Director | 4 | Director stock option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $2.94 exercise price | 2010-06-14 | |
| 2010-06-10 | LOOP FLOYD D MD Director | 4 | Director stock option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $2.94 exercise price | 2010-06-14 |