ATHERSYS, INC / NEW Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-06-20: Reporting owner Babiss Lee; Form 4; Security Director stock option (right to purchase); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-06-20: Reporting owner TRAUB KENNETH H; Form 4; Security Director stock option (right to purchase); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-06-20: Reporting owner WYSZOMIERSKI JACK L; Form 4; Security Director stock option (right to purchase); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-06-20: Reporting owner Randall Lorin; Form 4; Security Director stock option (right to purchase); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-06-20 | Babiss Lee Director | 4 | Director stock option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.43 exercise price | 2012-06-22 | |
| 2012-06-20 | TRAUB KENNETH H Director | 4 | Director stock option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $1.43 exercise price | 2012-06-22 | |
| 2012-06-20 | WYSZOMIERSKI JACK L Director | 4 | Director stock option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.43 exercise price | 2012-06-22 | |
| 2012-06-20 | Randall Lorin Director | 4 | Director stock option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.43 exercise price | 2012-06-22 | |
| 2012-06-20 | Kola Ismail Director | 4 | Director stock option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.43 exercise price | 2012-06-22 |