SYMPHONY ASSET MANAGEMENT LLC Current Holdings: USA ETF

SYMPHONY ASSET MANAGEMENT LLC current holdings: USA ETF

SYMPHONY ASSET MANAGEMENT LLC reported $0.09 billion in exchange-traded fund shares (known by the fund name on the filing) (listed in the US), 12 positions, in its Form 13F for the quarter ended 2016-09-30; the largest are POWERSHARES SENIOR LOAN PORTFOLIO, SJNK, EVF.

POWERSHARES SENIOR LOAN PORTFOLIO: Country of operation —; Class ETF; Shares 2,603,583; Value $60,429,000.
SJNK: Country of operation —; Class ETF; Shares 685,115; Value $18,971,000.
EVF: Country of operation —; Class ETF; Shares 968,586; Value $6,238,000.
EFT: Country of operation —; Class ETF; Shares 353,668; Value $5,022,000.

Form 13F-HR as filed (SEC CIK 1030815): quarter ended 2016-09-30, filed 2016-11-14. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.

Performance is each holding's price change from its close on the 2016-09-30 quarter end to its latest retained close (2026-09-29, or the date shown for a stock that stopped trading). Price only; dividends are not included. A stock that split in the period is restated by the split ratio in its own Form 8-K; a dash marks a holding with no retained closes.

Stock	Class	Shares	Value	Quarter end	Filed
POWERSHARES SENIOR LOAN PORTFOLIO CUSIP 73936Q769	ETF	2,603,583	$60,429,000	2016-09-30	2016-11-14
SJNK SPDR BARCLAYS SHORT TERM HIGH YIELD BOND ETF	ETF	685,115	$18,971,000	2016-09-30	2016-11-14
EVF EATON VANCE SENIOR INCOME TRUST	ETF	968,586	$6,238,000	2016-09-30	2016-11-14
EFT EATON VANCE FLOATING-RATE INCOME TRUST	ETF	353,668	$5,022,000	2016-09-30	2016-11-14
XRT SPDR S&P RETAIL ETF	ETF	21,657	$943,000	2016-09-30	2016-11-14
SLQD ISHARES 0-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF	ETF	12,500	$636,000	2016-09-30	2016-11-14
XBI SPDR S&P BIOTECH ETF	SHS	8,000	$530,000	2016-09-30	2016-11-14
VANECK VECTORS J.P. MORGAN EM LOCAL CURRENCY BOND ETF CUSIP 92189F494	ETF	26,000	$496,000	2016-09-30	2016-11-14
FIRST DEFIANCE FINL CORP COM CUSIP 32006W106	SHS	10,675	$476,000	2016-09-30	2016-11-14
KBE SPDR S&P BANK ETF	ETF	11,900	$397,000	2016-09-30	2016-11-14
IHF ISHARES U.S. HEALTHCARE PROVIDERS ETF	ETF	2,400	$298,000	2016-09-30	2016-11-14
CURRENCYSHARES AUSTRALIAN DOLLAR TRUST CUSIP 23129U101	ETF	3,250	$249,000	2016-09-30	2016-11-14

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