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First Allied Advisory Services, Inc. Current Holdings: USA Preferred Shares

First Allied Advisory Services, Inc. current holdings: USA Preferred Shares

First Allied Advisory Services, Inc. reported $0.03 billion in preferred shares (listed in the US), 6 positions, in its Form 13F for the quarter ended 2016-09-30; the largest are PFF, POWERSHARES ETF TR II, FPE.

  • PFF: Country of operation —; Class U.S. PFD STK ETF; Shares 506,680; Value $20,014,000.
  • POWERSHARES ETF TR II: Country of operation —; Class PFD PORTFOLIO; Shares 357,098; Value $5,403,000.
  • FPE: Country of operation —; Class PFD SECS INC ETF; Shares 157,916; Value $3,087,000.
  • PSK: Country of operation —; Class WELLS FG PFD ETF; Shares 27,516; Value $1,251,000.

Form 13F-HR as filed (SEC CIK 1512647): quarter ended 2016-09-30, filed 2016-11-14. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.

StockCountry of operationClassSharesValueQuarter endFiled
PFF
ISHARES TR
U.S. PFD STK ETF506,680$20,014,0002016-09-302016-11-14
POWERSHARES ETF TR II
CUSIP 73936T565
PFD PORTFOLIO357,098$5,403,0002016-09-302016-11-14
FPE
FIRST TR EXCHANGE-TRADED FD
PFD SECS INC ETF157,916$3,087,0002016-09-302016-11-14
PSK
SPDR SERIES TRUST
WELLS FG PFD ETF27,516$1,251,0002016-09-302016-11-14
POWERSHARES ETF TRUST
CUSIP 73935X229
FINL PFD PTFL25,877$493,0002016-09-302016-11-14
WELLS FARGO & CO NEW
CUSIP 949746804
United StatesPERP PFD CNV A165$216,0002016-09-302016-11-14

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