First Allied Advisory Services, Inc. quarter change: USA Stocks, Added
In share positions in stocks (listed in the US), from the quarter ended 2016-06-30 to 2016-09-30, First Allied Advisory Services, Inc. opened 32 positions, added to 127, reduced 224, sold out of 38 and left 7 unchanged. The largest increase in value was AAPL (+$6,447,000); the largest decrease was TROW (-$2,227,000).
- AMZN: Country of operation United States; Class COM; Shares 2016-06-30 8,880; Shares 2016-09-30 9,672.
- INTC: Country of operation United States; Class COM; Shares 2016-06-30 270,399; Shares 2016-09-30 275,784.
- STZ: Country of operation United States; Class CL A; Shares 2016-06-30 2,650; Shares 2016-09-30 10,652.
- VZ: Country of operation United States; Class COM; Shares 2016-06-30 332,431; Shares 2016-09-30 334,581.
Two Form 13F-HR filings compared (SEC CIK 1512647): 2016-06-30 (filed 2016-08-15) and 2016-09-30 (filed 2016-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2016-06-30 | Shares 2016-09-30 | Share change | Value 2016-06-30 | Value 2016-09-30 | Value change |
|---|---|---|---|---|---|---|---|---|
| AMZN AMAZON COM INC | United States | COM | 8,880 | 9,672 | +792 | $6,378,000 | $8,098,000 | +$1,720,000 |
| INTC INTEL CORP | United States | COM | 270,399 | 275,784 | +5,385 | $8,880,000 | $10,411,000 | +$1,531,000 |
| STZ CONSTELLATION BRANDS INC | United States | CL A | 2,650 | 10,652 | +8,002 | $437,000 | $1,774,000 | +$1,337,000 |
| VZ VERIZON COMMUNICATIONS INC | United States | COM | 332,431 | 334,581 | +2,150 | $18,657,000 | $17,392,000 | -$1,265,000 |
| V VISA INC | United States | COM CL A | 48,872 | 55,517 | +6,645 | $3,616,000 | $4,591,000 | +$975,000 |
| CAH CARDINAL HEALTH INC | United States | COM | 6,403 | 18,420 | +12,017 | $499,000 | $1,431,000 | +$932,000 |
| SJM SMUCKER J M CO | United States | COM NEW | 2,954 | 9,187 | +6,233 | $446,000 | $1,245,000 | +$799,000 |
| KHC KRAFT HEINZ CO | United States | COM | 23,973 | 31,528 | +7,555 | $2,113,000 | $2,822,000 | +$709,000 |
| XOMXXXX EXXON MOBIL CORP | COM | 126,977 | 128,168 | +1,191 | $11,866,000 | $11,186,000 | -$680,000 | |
| GOOG ALPHABET INC | United States | CAP STK CL C | 5,821 | 6,050 | +229 | $4,027,000 | $4,702,000 | +$675,000 |
| GAB GABELLI EQUITY TR INC | United States | COM | 1,225,053 | 1,304,139 | +79,086 | $6,688,000 | $7,355,000 | +$667,000 |
| IBM INTERNATIONAL BUSINESS MACHS | United States | COM | 68,922 | 69,627 | +705 | $10,497,000 | $11,060,000 | +$563,000 |
| SLV ISHARES SILVER TRUST | United States | ISHARES | 27,249 | 56,539 | +29,290 | $489,000 | $1,029,000 | +$540,000 |
| BMY BRISTOL MYERS SQUIBB CO | United States | COM | 51,084 | 59,804 | +8,720 | $3,756,000 | $3,225,000 | -$531,000 |
| AMG AFFILIATED MANAGERS GROUP | United States | COM | 2,899 | 6,293 | +3,394 | $408,000 | $911,000 | +$503,000 |
| DTE DTE ENERGY CO | United States | COM | 4,122 | 9,741 | +5,619 | $411,000 | $912,000 | +$501,000 |
| LLY LILLY ELI & CO | United States | COM | 28,352 | 33,986 | +5,634 | $2,236,000 | $2,728,000 | +$492,000 |
| YUM YUM BRANDS INC | United States | COM | 20,317 | 23,741 | +3,424 | $1,692,000 | $2,156,000 | +$464,000 |
| NFLX NETFLIX INC | United States | COM | 24,232 | 27,065 | +2,833 | $2,208,000 | $2,667,000 | +$459,000 |
| HBI HANESBRANDS INC | United States | COM | 18,471 | 36,571 | +18,100 | $466,000 | $923,000 | +$457,000 |
| JBLU JETBLUE AIRWAYS CORP | United States | COM | 20,933 | 44,627 | +23,694 | $348,000 | $769,000 | +$421,000 |
| MA MASTERCARD INCORPORATED | United States | CL A | 21,449 | 22,706 | +1,257 | $1,897,000 | $2,311,000 | +$414,000 |
| PH PARKER HANNIFIN CORP | United States | COM | 11,433 | 13,085 | +1,652 | $1,247,000 | $1,643,000 | +$396,000 |
| T AT&T INC | United States | COM | 419,417 | 455,890 | +36,473 | $18,123,000 | $18,514,000 | +$391,000 |
| LXPXXXX LEXINGTON REALTY TRUST | United States | COM | 21,650 | 57,828 | +36,178 | $214,000 | $596,000 | +$382,000 |
| DAL DELTA AIR LINES INC DEL | United States | COM NEW | 14,414 | 23,026 | +8,612 | $538,000 | $906,000 | +$368,000 |
| SO SOUTHERN CO | United States | COM | 141,762 | 142,746 | +984 | $7,680,000 | $7,323,000 | -$357,000 |
| PPL PPL CORP | United States | COM | 13,773 | 24,889 | +11,116 | $521,000 | $860,000 | +$339,000 |
| GM GENERAL MTRS CO | United States | COM | 45,297 | 50,928 | +5,631 | $1,282,000 | $1,618,000 | +$336,000 |
| NKE NIKE INC | United States | CL B | 39,424 | 47,738 | +8,314 | $2,180,000 | $2,513,000 | +$333,000 |
| UTHR UNITED THERAPEUTICS CORP DEL | United States | COM | 3,906 | 6,236 | +2,330 | $412,000 | $736,000 | +$324,000 |
| GDV GABELLI DIVD & INCOME TR | United States | COM | 140,865 | 156,742 | +15,877 | $2,696,000 | $3,011,000 | +$315,000 |
| AHRT ARMADA HOFFLER PPTYS INC | United States | COM | 38,650 | 61,158 | +22,508 | $531,000 | $820,000 | +$289,000 |
| USB US BANCORP DEL | United States | COM NEW | 88,628 | 89,978 | +1,350 | $3,577,000 | $3,859,000 | +$282,000 |
| MET METLIFE INC | United States | COM | 18,762 | 23,084 | +4,322 | $751,000 | $1,026,000 | +$275,000 |
| STWD STARWOOD PPTY TR INC | United States | COM | 19,847 | 30,003 | +10,156 | $407,000 | $676,000 | +$269,000 |
| LMT LOCKHEED MARTIN CORP | United States | COM | 10,416 | 11,639 | +1,223 | $2,528,000 | $2,790,000 | +$262,000 |
| MO ALTRIA GROUP INC | United States | COM | 104,839 | 109,983 | +5,144 | $7,213,000 | $6,954,000 | -$259,000 |
| HRL HORMEL FOODS CORP | United States | COM | 53,363 | 58,544 | +5,181 | $1,964,000 | $2,221,000 | +$257,000 |
| GT GOODYEAR TIRE & RUBR CO | United States | COM | 26,778 | 28,959 | +2,181 | $685,000 | $935,000 | +$250,000 |
| ELV ANTHEM INC | United States | COM | 1,900 | 3,991 | +2,091 | $252,000 | $500,000 | +$248,000 |
| F FORD MTR CO DEL | United States | COM PAR $0.01 | 163,487 | 191,826 | +28,339 | $2,075,000 | $2,315,000 | +$240,000 |
| CVX CHEVRON CORP NEW | United States | COM | 60,949 | 64,007 | +3,058 | $6,354,000 | $6,588,000 | +$234,000 |
| TSLA TESLA MTRS INC | United States | COM | 4,485 | 5,736 | +1,251 | $939,000 | $1,170,000 | +$231,000 |
| GS GOLDMAN SACHS GROUP INC | United States | COM | 14,611 | 14,795 | +184 | $2,157,000 | $2,386,000 | +$229,000 |
| CL COLGATE PALMOLIVE CO | United States | COM | 58,968 | 60,940 | +1,972 | $4,295,000 | $4,518,000 | +$223,000 |
| ADM ARCHER DANIELS MIDLAND CO | United States | COM | 8,812 | 14,167 | +5,355 | $378,000 | $597,000 | +$219,000 |
| OKE ONEOK INC NEW | United States | COM | 30,684 | 32,026 | +1,342 | $1,455,000 | $1,646,000 | +$191,000 |
| SWKS SKYWORKS SOLUTIONS INC | United States | COM | 11,103 | 11,590 | +487 | $692,000 | $882,000 | +$190,000 |
| M MACYS INC | United States | COM | 16,000 | 19,240 | +3,240 | $531,000 | $713,000 | +$182,000 |
| BCE BCE INC | COM NEW | 13,799 | 17,977 | +4,178 | $649,000 | $830,000 | +$181,000 | |
| EXPE EXPEDIA INC DEL | United States | COM NEW | 2,859 | 4,002 | +1,143 | $301,000 | $467,000 | +$166,000 |
| O REALTY INCOME CORP | United States | COM | 69,659 | 69,662 | +3 | $4,828,000 | $4,662,000 | -$166,000 |
| MU MICRON TECHNOLOGY INC | United States | COM | 35,765 | 36,525 | +760 | $495,000 | $649,000 | +$154,000 |
| BFH ALLIANCE DATA SYSTEMS CORP | United States | COM | 2,113 | 2,623 | +510 | $411,000 | $563,000 | +$152,000 |
| ETN EATON CORP PLC | SHS | 20,288 | 20,617 | +329 | $1,204,000 | $1,355,000 | +$151,000 | |
| ES EVERSOURCE ENERGY | United States | COM | 9,439 | 13,102 | +3,663 | $566,000 | $710,000 | +$144,000 |
| WM WASTE MGMT INC DEL | United States | COM | 15,109 | 18,020 | +2,911 | $1,006,000 | $1,149,000 | +$143,000 |
| AFL AFLAC INC | United States | COM | 52,925 | 54,510 | +1,585 | $3,776,000 | $3,918,000 | +$142,000 |
| NEM NEWMONT MINING CORP | United States | COM | 9,834 | 13,362 | +3,528 | $386,000 | $525,000 | +$139,000 |
| TGT TARGET CORP | United States | COM | 35,984 | 38,611 | +2,627 | $2,524,000 | $2,652,000 | +$128,000 |
| NTAP NETAPP INC | United States | COM | 10,481 | 10,508 | +27 | $249,000 | $376,000 | +$127,000 |
| CINF CINCINNATI FINL CORP | United States | COM | 3,707 | 5,305 | +1,598 | $274,000 | $400,000 | +$126,000 |
| GWW GRAINGER W W INC | United States | COM | 5,984 | 6,689 | +705 | $1,386,000 | $1,504,000 | +$118,000 |
| PSEC PROSPECT CAPITAL CORPORATION | United States | COM | 77,500 | 89,066 | +11,566 | $606,000 | $721,000 | +$115,000 |
| REGN REGENERON PHARMACEUTICALS | United States | COM | 1,406 | 1,496 | +90 | $487,000 | $601,000 | +$114,000 |
| GOOD GLADSTONE COML CORP | United States | COM | 34,750 | 37,506 | +2,756 | $588,000 | $699,000 | +$111,000 |
| JAZZ JAZZ PHARMACEUTICALS PLC | SHS USD | 7,826 | 10,004 | +2,178 | $1,106,000 | $1,215,000 | +$109,000 | |
| ILMN ILLUMINA INC | United States | COM | 1,821 | 1,990 | +169 | $254,000 | $362,000 | +$108,000 |
| OHI OMEGA HEALTHCARE INVS INC | United States | COM | 27,770 | 29,338 | +1,568 | $939,000 | $1,040,000 | +$101,000 |
| DG DOLLAR GEN CORP NEW | United States | COM | 9,272 | 11,275 | +2,003 | $876,000 | $789,000 | -$87,000 |
| SYK STRYKER CORP | United States | COM | 17,535 | 18,835 | +1,300 | $2,114,000 | $2,193,000 | +$79,000 |
| DIS DISNEY WALT CO | United States | COM DISNEY | 58,085 | 60,420 | +2,335 | $5,688,000 | $5,611,000 | -$77,000 |
| TAP MOLSON COORS BREWING CO | CL B | 3,701 | 4,113 | +412 | $375,000 | $452,000 | +$77,000 | |
| LOW LOWES COS INC | United States | COM | 13,234 | 15,560 | +2,326 | $1,051,000 | $1,124,000 | +$73,000 |
| MKC MCCORMICK & CO INC | United States | COM NON VTG | 2,198 | 3,065 | +867 | $233,000 | $306,000 | +$73,000 |
| BFB BROWN FORMAN CORP | CL B | 3,912 | 6,606 | +2,694 | $383,000 | $313,000 | -$70,000 | |
| IRT INDEPENDENCE RLTY TR INC | United States | COM | 47,710 | 51,120 | +3,410 | $392,000 | $460,000 | +$68,000 |
| BB BLACKBERRY LTD | COM | 21,820 | 26,520 | +4,700 | $145,000 | $212,000 | +$67,000 | |
| ORLY O REILLY AUTOMOTIVE INC NEW | United States | COM | 1,620 | 1,793 | +173 | $436,000 | $502,000 | +$66,000 |
| PWR QUANTA SVCS INC | United States | COM | 9,994 | 10,387 | +393 | $230,000 | $291,000 | +$61,000 |
| STAG STAG INDL INC | United States | COM | 9,051 | 11,086 | +2,035 | $215,000 | $272,000 | +$57,000 |
| DVA DAVITA INC | United States | COM | 7,712 | 8,117 | +405 | $592,000 | $536,000 | -$56,000 |
| PPG PPG INDS INC | United States | COM | 6,042 | 6,623 | +581 | $633,000 | $685,000 | +$52,000 |
| WCN WASTE CONNECTIONS INC | COM | 4,197 | 4,721 | +524 | $303,000 | $353,000 | +$50,000 | |
| PEG PUBLIC SVC ENTERPRISE GROUP | United States | COM | 13,354 | 13,657 | +303 | $620,000 | $572,000 | -$48,000 |
| AEP AMERICAN ELEC PWR INC | United States | COM | 12,926 | 13,266 | +340 | $900,000 | $852,000 | -$48,000 |
| F104PAIROFF DISCOVERY COMMUNICATNS NEW | COM SER A | 8,127 | 9,894 | +1,767 | $218,000 | $266,000 | +$48,000 | |
| BDX BECTON DICKINSON & CO | United States | COM | 1,848 | 2,034 | +186 | $319,000 | $366,000 | +$47,000 |
| FLEX FLEX LTD | ORD | 19,018 | 19,869 | +851 | $226,000 | $271,000 | +$45,000 | |
| MDLZ MONDELEZ INTL INC | United States | CL A | 29,807 | 31,906 | +2,099 | $1,358,000 | $1,401,000 | +$43,000 |
| CNC CENTENE CORP DEL | United States | COM | 2,902 | 3,700 | +798 | $209,000 | $248,000 | +$39,000 |
| SOHO SOTHERLY HOTELS INC | United States | COM | 97,184 | 97,522 | +338 | $552,000 | $515,000 | -$37,000 |
| WPC W P CAREY INC | United States | COM | 7,357 | 8,529 | +1,172 | $513,000 | $550,000 | +$37,000 |
| PSX PHILLIPS 66 | United States | COM | 14,675 | 14,929 | +254 | $1,168,000 | $1,203,000 | +$35,000 |
| GAP GAP INC DEL | United States | COM | 13,479 | 13,757 | +278 | $276,000 | $306,000 | +$30,000 |
| VFC V F CORP | United States | COM | 24,896 | 27,840 | +2,944 | $1,530,000 | $1,560,000 | +$30,000 |
| RRC RANGE RES CORP | United States | COM | 8,558 | 8,774 | +216 | $369,000 | $340,000 | -$29,000 |
| HP HELMERICH & PAYNE INC | United States | COM | 3,071 | 3,500 | +429 | $207,000 | $236,000 | +$29,000 |
| AB ALLIANCEBERNSTEIN HOLDING LP | United States | UNIT LTD PARTN | 16,886 | 18,456 | +1,570 | $392,000 | $421,000 | +$29,000 |
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