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First Allied Advisory Services, Inc. Current Holdings: USA SPAC Units

First Allied Advisory Services, Inc. current holdings: USA SPAC Units

First Allied Advisory Services, Inc. reported $0.02 billion in units (a share and a warrant or right, mostly SPACs) (listed in the US), 8 positions, in its Form 13F for the quarter ended 2016-09-30; the largest are POWERSHARES QQQ TRUST, BLACKSTONE GROUP L P, KKR & CO L P DEL.

  • POWERSHARES QQQ TRUST: Country of operation —; Class UNIT SER 1; Shares 122,043; Value $14,489,000.
  • BLACKSTONE GROUP L P: Country of operation United States; Class COM UNIT LTD; Shares 77,007; Value $1,966,000.
  • KKR & CO L P DEL: Country of operation —; Class COM UNITS; Shares 78,776; Value $1,123,000.
  • AMERICA FIRST MULTIFAMILY IN: Country of operation —; Class BEN UNIT CTF; Shares 167,668; Value $989,000.

Form 13F-HR as filed (SEC CIK 1512647): quarter ended 2016-09-30, filed 2016-11-14. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.

StockCountry of operationClassSharesValueQuarter endFiled
POWERSHARES QQQ TRUST
CUSIP 73935A104
UNIT SER 1122,043$14,489,0002016-09-302016-11-14
BLACKSTONE GROUP L P
CUSIP 09253U108
United StatesCOM UNIT LTD77,007$1,966,0002016-09-302016-11-14
KKR & CO L P DEL
CUSIP 48248M102
COM UNITS78,776$1,123,0002016-09-302016-11-14
AMERICA FIRST MULTIFAMILY IN
CUSIP 02364V107
BEN UNIT CTF167,668$989,0002016-09-302016-11-14
ENERGY TRANSFER PRTNRS L P
CUSIP 29273R109
UNIT LTD PARTN21,822$807,0002016-09-302016-11-14
ONEOK PARTNERS LP
CUSIP 68268N103
UNIT LTD PARTN10,704$428,0002016-09-302016-11-14
BUCKEYE PARTNERS L P
CUSIP 118230101
UNIT LTD PARTN5,835$418,0002016-09-302016-11-14
TERRA NITROGEN CO L P
CUSIP 881005201
COM UNIT2,500$281,0002016-09-302016-11-14

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