First Allied Advisory Services, Inc. current holdings: Foreign Stocks
First Allied Advisory Services, Inc. reported $0.02 billion in share positions in stocks (depositary receipts and foreign shares traded over the counter), 25 positions, in its Form 13F for the quarter ended 2016-09-30; the largest are BP, VOD, TEVA.
- BP: Country of operation —; Class SPONSORED ADR; Shares 118,012; Value $4,149,000.
- VOD: Country of operation —; Class SPNSR ADR; Shares 85,663; Value $2,497,000.
- TEVA: Country of operation —; Class ADR; Shares 33,436; Value $1,538,000.
- SNY: Country of operation —; Class SPONSORED ADR; Shares 37,724; Value $1,441,000.
Form 13F-HR as filed (SEC CIK 1512647): quarter ended 2016-09-30, filed 2016-11-14. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.
Performance is each holding's price change from its close on the 2016-09-30 quarter end to its latest retained close (2026-09-29, or the date shown for a stock that stopped trading). Price only; dividends are not included. A stock that split in the period is restated by the split ratio in its own Form 8-K; a dash marks a holding with no retained closes.
| Stock | Country of operation | Class | Shares | Value | % of listed | Quarter end | Filed | Performance |
|---|
BP
BP PLC | | SPONSORED ADR | 118,012 | $4,149,000 | 0.57% | 2016-09-30 | 2016-11-14 | +23.78% |
|---|
VOD
VODAFONE GROUP PLC NEW | | SPNSR ADR | 85,663 | $2,497,000 | 0.34% | 2016-09-30 | 2016-11-14 | -43.98% |
|---|
TEVA
TEVA PHARMACEUTICAL INDS LTD | | ADR | 33,436 | $1,538,000 | 0.21% | 2016-09-30 | 2016-11-14 | -13.48% |
|---|
SNY
SANOFI | | SPONSORED ADR | 37,724 | $1,441,000 | 0.20% | 2016-09-30 | 2016-11-14 | +6.68% |
|---|
NTES
NETEASE INC | | SPONSORED ADR | 5,739 | $1,382,000 | 0.19% | 2016-09-30 | 2016-11-14 | +152.95% |
|---|
NVS
NOVARTIS A G | | SPONSORED ADR | 16,140 | $1,274,000 | 0.18% | 2016-09-30 | 2016-11-14 | +105.95% |
|---|
ULXXXX
UNILEVER PLC | | SPON ADR NEW | 25,637 | $1,215,000 | 0.17% | 2016-09-30 | 2016-11-14 | |
|---|
TSM
TAIWAN SEMICONDUCTOR MFG LTD | | SPONSORED ADR | 38,672 | $1,183,000 | 0.16% | 2016-09-30 | 2016-11-14 | +1393.76% |
|---|
DEO
DIAGEO P L C | | SPON ADR NEW | 8,078 | $937,000 | 0.13% | 2016-09-30 | 2016-11-14 | -26.46% |
|---|
BIDU
BAIDU INC | | SPON ADR REP A | 4,291 | $781,000 | 0.11% | 2016-09-30 | 2016-11-14 | -52.38% |
|---|
BTI
BRITISH AMERN TOB PLC | | SPONSORED ADR | 5,771 | $737,000 | 0.10% | 2016-09-30 | 2016-11-14 | -14.07% |
|---|
NVO
NOVO-NORDISK A S | | ADR | 13,858 | $576,000 | 0.08% | 2016-09-30 | 2016-11-14 | +84.18% |
|---|
ABBNY
ABB LTD | Switzerland | SPONSORED ADR | 21,901 | $493,000 | 0.07% | 2016-09-30 | 2016-11-14 | +349.54% |
|---|
SIMO
SILICON MOTION TECHNOLOGY CO | | SPONSORED ADR | 9,444 | $489,000 | 0.07% | 2016-09-30 | 2016-11-14 | +433.23% |
|---|
ABEV
AMBEV SA | | SPONSORED ADR | 72,696 | $443,000 | 0.06% | 2016-09-30 | 2016-11-14 | -52.71% |
|---|
PUK
PRUDENTIAL PLC | | ADR | 10,620 | $379,000 | 0.05% | 2016-09-30 | 2016-11-14 | -27.17% |
|---|
SONY
SONY CORP | | ADR NEW | 10,269 | $341,000 | 0.05% | 2016-09-30 | 2016-11-14 | +251.85% |
|---|
NTTYY
NIPPON TELEG & TEL CORP | Japan | SPONSORED ADR | 6,506 | $298,000 | 0.04% | 2016-09-30 | 2016-11-14 | +18.38% |
|---|
BUD
ANHEUSER BUSCH INBEV SA/NV | | SPONSORED ADR | 1,767 | $232,000 | 0.03% | 2016-09-30 | 2016-11-14 | -43.47% |
|---|
CAJPY
CANON INC | Japan | SPONSORED ADR | 7,953 | $231,000 | 0.03% | 2016-09-30 | 2016-11-14 | +0.76% |
|---|
WPP
WPP PLC NEW | | ADR | 1,957 | $230,000 | 0.03% | 2016-09-30 | 2016-11-14 | -78.54% |
|---|
MLCO
MELCO CROWN ENTMT LTD | | ADR | 13,252 | $213,000 | 0.03% | 2016-09-30 | 2016-11-14 | -71.69% |
|---|
NOK
NOKIA CORP | | SPONSORED ADR | 18,655 | $108,000 | 0.01% | 2016-09-30 | 2016-11-14 | +78.93% |
|---|
MFG
MIZUHO FINL GROUP INC | | SPONSORED ADR | 10,718 | $36,000 | 0.00% | 2016-09-30 | 2016-11-14 | +227.38% |
|---|
PVCT
PROVECTUS BIOPHARMACEUTICALS | United States | COM | 10,000 | $1,000 | 0.00% | 2016-09-30 | 2016-11-14 | — split 2016-12-06, ratio not on file |
|---|
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