ZYGO CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-11-13: Reporting owner FULLER SAMUEL; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-11-12: Reporting owner FULLER SAMUEL; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-11-05: Reporting owner LIEBMAN SEYMOUR; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-08-21: Reporting owner Vehlies Michael M; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-11-13 | FULLER SAMUEL Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,260 0 owned after | $14.25 exercise price | 2013-11-14 | |
| 2013-11-12 | FULLER SAMUEL Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −740 5,260 owned after | $14.25 exercise price | 2013-11-14 | |
| 2013-11-05 | LIEBMAN SEYMOUR Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 0 owned after | $14.25 exercise price | 2013-11-07 | |
| 2013-08-21 | Vehlies Michael M Officer (Corporate Controller) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $13.42 exercise price | 2013-08-23 | |
| 2013-08-21 | TOMICH JOHN A Officer (Vice President and Secretary) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $13.42 exercise price | 2013-08-23 | |
| 2013-08-21 | Stack John Officer (President Optics Division) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $13.42 exercise price | 2013-08-23 | |
| 2013-08-21 | Koliopoulos Chris L. Director, Officer (President and CEO) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +47,500 47,500 owned after | $13.42 exercise price | 2013-08-23 | |
| 2013-08-21 | JORDAN JOHN P Officer (Vice President and CFO) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,300 16,300 owned after | $13.42 exercise price | 2013-08-23 | |
| 2013-08-21 | BASILA DAVID Officer (Vice President) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $13.42 exercise price | 2013-08-23 | |
| 2013-08-21 | BACON WILLIAM Officer (Vice President) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,800 8,800 owned after | $13.42 exercise price | 2013-08-23 | |
| 2013-08-21 | Allan Anthony Officer (Senior Vice President) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,300 16,300 owned after | $13.42 exercise price | 2013-08-23 | |
| 2013-02-04 | Allan Anthony Officer (Senior Vice President) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $15.84 exercise price | 2013-02-06 |