ZYGO CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-08-20: Reporting owner BACON WILLIAM; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-08-20: Reporting owner Stack John; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-08-20: Reporting owner SHEPHARD WALTER A; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-08-20: Reporting owner Eccleston Douglas J; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-08-20 | BACON WILLIAM Officer (Vice President) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $10.67 exercise price | 2008-08-22 | |
| 2008-08-20 | Stack John Officer (President Optics Division) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $10.67 exercise price | 2008-08-22 | |
| 2008-08-20 | SHEPHARD WALTER A Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $10.67 exercise price | 2008-08-22 | |
| 2008-08-20 | Eccleston Douglas J Officer (Senior Vice President) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $10.67 exercise price | 2008-08-22 | |
| 2008-08-20 | NORTHUP JAMES R Officer (President Metrology Division) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $10.67 exercise price | 2008-08-22 | |
| 2008-08-20 | PERSON DAVID Officer (Vice President) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $10.67 exercise price | 2008-08-22 | |
| 2008-02-14 | ZANONI CARL Director, Officer (Senior Vice President) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 0 owned after | $10.81 | 2008-02-14 | |
| 2008-02-12 | PERSON DAVID Officer (Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $7.44 | 2008-02-13 |