ZYGO CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 32 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-06-20: Reporting owner FULLER SAMUEL; Form 4; Security Stock Option; Transaction J Other acquisition or disposition (describe transaction).
- 2014-06-20: Reporting owner JORDAN JOHN P; Form 4; Security Stock Option; Transaction J Other acquisition or disposition (describe transaction).
- 2014-06-20: Reporting owner JORDAN JOHN P; Form 4; Security Stock Option; Transaction J Other acquisition or disposition (describe transaction).
- 2014-06-20: Reporting owner JORDAN JOHN P; Form 4; Security Stock Option; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-06-20 | FULLER SAMUEL Director | 4 | Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −6,000 0 owned after | $14.74 exercise price | 2014-06-24 | |
| 2014-06-20 | JORDAN JOHN P Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −50,000 0 owned after | $16.20 exercise price | 2014-06-23 | |
| 2014-06-20 | JORDAN JOHN P Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −15,682 0 owned after | $12.26 exercise price | 2014-06-23 | |
| 2014-06-20 | JORDAN JOHN P Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −4,818 0 owned after | $12.26 exercise price | 2014-06-23 | |
| 2014-06-20 | JORDAN JOHN P Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −16,300 0 owned after | $13.42 exercise price | 2014-06-23 | |
| 2014-06-20 | Stack John Officer (President Optics Division) | 4 | Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −15,000 0 owned after | $16.74 exercise price | 2014-06-23 | |
| 2014-06-20 | Stack John Officer (President Optics Division) | 4 | Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −15,000 0 owned after | $15.32 exercise price | 2014-06-23 | |
| 2014-06-20 | Stack John Officer (President Optics Division) | 4 | Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −15,100 0 owned after | $12.36 exercise price | 2014-06-23 | |
| 2014-06-20 | Stack John Officer (President Optics Division) | 4 | Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −30,000 0 owned after | $10.67 exercise price | 2014-06-23 | |
| 2014-06-20 | Stack John Officer (President Optics Division) | 4 | Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −40,000 0 owned after | $6.90 exercise price | 2014-06-23 | |
| 2014-06-20 | Stack John Officer (President Optics Division) | 4 | Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −12,500 0 owned after | $12.26 exercise price | 2014-06-23 | |
| 2014-06-20 | Stack John Officer (President Optics Division) | 4 | Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −12,500 0 owned after | $13.42 exercise price | 2014-06-23 | |
| 2014-06-20 | WALLACE CAROL P Director | 4 | Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −12,000 0 owned after | $12.64 exercise price | 2014-06-23 | |
| 2014-06-20 | WALLACE CAROL P Director | 4 | Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −6,000 0 owned after | $14.74 exercise price | 2014-06-23 | |
| 2014-06-20 | FANTONE STEPHEN D Director | 4 | Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −16,000 0 owned after | $5.09 exercise price | 2014-06-23 | |
| 2014-06-20 | LIEBMAN SEYMOUR Director | 4 | Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −6,000 0 owned after | $10.92 exercise price | 2014-06-20 | |
| 2014-06-20 | LIEBMAN SEYMOUR Director | 4 | Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −6,000 0 owned after | $14.74 exercise price | 2014-06-20 | |
| 2014-06-20 | WILLIS GARY K Director, Officer (Chief Executive Officer) | 4 | Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −16,000 0 owned after | $5.09 exercise price | 2014-06-20 | |
| 2014-06-20 | Vehlies Michael M Officer (Corporate Controller) | 4 | Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −4,500 0 owned after | $12.26 exercise price | 2014-06-20 | |
| 2014-06-20 | Vehlies Michael M Officer (Corporate Controller) | 4 | Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −2,500 0 owned after | $13.42 exercise price | 2014-06-20 | |
| 2014-06-20 | TOMICH JOHN A Officer (Vice President and Secretary) | 4 | Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −9,000 0 owned after | $12.26 exercise price | 2014-06-20 | |
| 2014-06-20 | TOMICH JOHN A Officer (Vice President and Secretary) | 4 | Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −7,500 0 owned after | $13.42 exercise price | 2014-06-20 | |
| 2014-06-20 | Allan Anthony Officer (Senior Vice President) | 4 | Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −50,000 0 owned after | $15.84 exercise price | 2014-06-20 | |
| 2014-06-20 | Allan Anthony Officer (Senior Vice President) | 4 | Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −16,300 0 owned after | $13.42 exercise price | 2014-06-20 | |
| 2014-06-20 | BACON WILLIAM Officer (Vice President) | 4 | Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −8,000 0 owned after | $9.01 exercise price | 2014-06-20 | |
| 2014-06-20 | BACON WILLIAM Officer (Vice President) | 4 | Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −6,000 0 owned after | $10.40 exercise price | 2014-06-20 | |
| 2014-06-20 | BACON WILLIAM Officer (Vice President) | 4 | Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −6,000 0 owned after | $12.83 exercise price | 2014-06-20 | |
| 2014-06-20 | BACON WILLIAM Officer (Vice President) | 4 | Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −4,500 0 owned after | $12.36 exercise price | 2014-06-20 | |
| 2014-06-20 | BACON WILLIAM Officer (Vice President) | 4 | Stock Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −12,000 0 owned after | $10.67 exercise price | 2014-06-20 | |
| 2014-06-20 | BACON WILLIAM Officer (Vice President) | 4 | Stock Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −20,000 0 owned after | $6.90 exercise price | 2014-06-20 | |
| 2014-06-20 | BACON WILLIAM Officer (Vice President) | 4 | Stock Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −9,000 0 owned after | $12.26 exercise price | 2014-06-20 | |
| 2014-06-20 | BACON WILLIAM Officer (Vice President) | 4 | Stock Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −8,800 0 owned after | $13.42 exercise price | 2014-06-20 |