ZYGO CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 37 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-09-21: Reporting owner LIEBMAN SEYMOUR; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-09-10: Reporting owner BACON WILLIAM; Form 4; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-09-07: Reporting owner BACON WILLIAM; Form 4; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-09-04: Reporting owner BACON WILLIAM; Form 4; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-09-21 | LIEBMAN SEYMOUR Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $6.15 exercise price | 2012-09-25 | |
| 2012-09-10 | BACON WILLIAM Officer (Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $10.00 exercise price | 2012-09-11 | |
| 2012-09-07 | BACON WILLIAM Officer (Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 5,000 owned after | $10.00 exercise price | 2012-09-11 | |
| 2012-09-04 | BACON WILLIAM Officer (Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 10,000 owned after | $10.00 exercise price | 2012-09-05 | |
| 2012-08-31 | BACON WILLIAM Officer (Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 20,000 owned after | $10.00 exercise price | 2012-09-05 | |
| 2012-08-28 | FULLER SAMUEL Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 0 owned after | $10.92 exercise price | 2012-08-30 | |
| 2012-08-27 | Koliopoulos Chris L. Director, Officer (President and CEO) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $19.39 exercise price | 2012-08-29 | |
| 2012-08-27 | Vehlies Michael M Officer (Corporate Controller) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $19.39 exercise price | 2012-08-29 | |
| 2012-08-27 | BACON WILLIAM Officer (Vice President) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,200 7,200 owned after | $19.39 exercise price | 2012-08-29 | |
| 2012-08-27 | JORDAN JOHN P Officer (Vice President and CFO) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,250 11,250 owned after | $19.39 exercise price | 2012-08-29 | |
| 2012-08-27 | Stack John Officer (President Optics Division) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $19.39 exercise price | 2012-08-29 | |
| 2012-08-27 | BASILA DAVID Officer (Vice President) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,200 7,200 owned after | $19.39 exercise price | 2012-08-29 | |
| 2012-08-27 | TOMICH JOHN A Officer (Vice President and Secretary) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500 4,500 owned after | $19.39 exercise price | 2012-08-29 | |
| 2012-08-27 | Eccleston Douglas J Officer (Vice President) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,280 2,280 owned after | $19.39 exercise price | 2012-08-29 | |
| 2012-08-27 | Eccleston Douglas J Officer (Vice President) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 5,000 owned after | $6.90 exercise price | 2012-08-28 | |
| 2012-08-24 | Eccleston Douglas J Officer (Vice President) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,125 9,375 owned after | $12.26 exercise price | 2012-08-28 | |
| 2012-08-20 | Eccleston Douglas J Officer (Vice President) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $10.67 exercise price | 2012-08-22 | |
| 2012-01-31 | Eccleston Douglas J Officer (Vice President) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 0 owned after | $12.83 exercise price | 2012-02-01 | |
| 2012-01-31 | Eccleston Douglas J Officer (Vice President) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,500 5,000 owned after | $10.67 exercise price | 2012-02-01 | |
| 2012-01-27 | Eccleston Douglas J Officer (Vice President) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 100 owned after | $12.83 exercise price | 2012-01-30 | |
| 2012-01-26 | Eccleston Douglas J Officer (Vice President) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −250 2,100 owned after | $12.83 exercise price | 2012-01-30 | |
| 2012-01-25 | Eccleston Douglas J Officer (Vice President) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,250 2,350 owned after | $12.83 exercise price | 2012-01-26 | |
| 2012-01-24 | Eccleston Douglas J Officer (Vice President) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 0 owned after | $12.36 exercise price | 2012-01-26 | |
| 2012-01-24 | Eccleston Douglas J Officer (Vice President) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,400 3,600 owned after | $12.83 exercise price | 2012-01-26 | |
| 2012-01-23 | Eccleston Douglas J Officer (Vice President) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,200 500 owned after | $12.36 exercise price | 2012-01-24 | |
| 2012-01-20 | Eccleston Douglas J Officer (Vice President) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,600 3,700 owned after | $12.36 exercise price | 2012-01-24 | |
| 2012-01-19 | Eccleston Douglas J Officer (Vice President) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,800 5,300 owned after | $12.36 exercise price | 2012-01-20 | |
| 2012-01-18 | Eccleston Douglas J Officer (Vice President) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,890 0 owned after | $10.40 exercise price | 2012-01-20 | |
| 2012-01-18 | Eccleston Douglas J Officer (Vice President) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 0 owned after | $10.67 exercise price | 2012-01-20 | |
| 2012-01-18 | Eccleston Douglas J Officer (Vice President) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −400 13,100 owned after | $12.36 exercise price | 2012-01-20 | |
| 2012-01-12 | Eccleston Douglas J Officer (Vice President) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,810 2,890 owned after | $10.40 exercise price | 2012-01-17 | |
| 2012-01-11 | Eccleston Douglas J Officer (Vice President) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,400 0 owned after | $10.00 exercise price | 2012-01-12 | |
| 2012-01-11 | Eccleston Douglas J Officer (Vice President) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −300 7,700 owned after | $10.40 exercise price | 2012-01-12 | |
| 2012-01-10 | Eccleston Douglas J Officer (Vice President) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,700 1,400 owned after | $10.00 exercise price | 2012-01-12 | |
| 2012-01-04 | Eccleston Douglas J Officer (Vice President) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −900 0 owned after | $9.01 exercise price | 2012-01-05 | |
| 2012-01-04 | Eccleston Douglas J Officer (Vice President) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −900 3,100 owned after | $10.00 exercise price | 2012-01-05 | |
| 2012-01-03 | Eccleston Douglas J Officer (Vice President) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,600 900 owned after | $9.01 exercise price | 2012-01-05 |