ZYGO CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 19 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-28: Reporting owner Eccleston Douglas J; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-12-28: Reporting owner Eccleston Douglas J; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-12-28: Reporting owner Eccleston Douglas J; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-12-08: Reporting owner FULLER SAMUEL; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-28 | Eccleston Douglas J Officer (Vice President) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $5.20 exercise price | 2011-12-30 | |
| 2011-12-28 | Eccleston Douglas J Officer (Vice President) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 8,500 owned after | $9.01 exercise price | 2011-12-30 | |
| 2011-12-28 | Eccleston Douglas J Officer (Vice President) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 10,000 owned after | $6.90 exercise price | 2011-12-30 | |
| 2011-12-08 | FULLER SAMUEL Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 0 owned after | $6.94 exercise price | 2011-12-09 | |
| 2011-11-30 | BACON WILLIAM Officer (Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $6.54 exercise price | 2011-12-01 | |
| 2011-11-01 | TAYLOR ROBERT Director | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $6.15 | 2011-11-02 | |
| 2011-08-24 | Koliopoulos Chris L. Director, Officer (President and CEO) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $12.26 exercise price | 2011-08-26 | |
| 2011-08-24 | Koliopoulos Chris L. Director, Officer (President and CEO) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,812 40,812 owned after | $12.26 exercise price | 2011-08-26 | |
| 2011-08-24 | JORDAN JOHN P Officer (Vice President and CFO) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,500 20,500 owned after | $12.26 exercise price | 2011-08-26 | |
| 2011-08-24 | BASILA DAVID Officer (Vice President) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,000 9,000 owned after | $12.26 exercise price | 2011-08-26 | |
| 2011-08-24 | Stack John Officer (President Optics Division) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $12.26 exercise price | 2011-08-26 | |
| 2011-08-24 | Vehlies Michael M Officer (Corporate Controller) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500 4,500 owned after | $12.26 exercise price | 2011-08-26 | |
| 2011-08-24 | TOMICH JOHN A Officer (Vice President and Secretary) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,000 9,000 owned after | $12.26 exercise price | 2011-08-26 | |
| 2011-08-24 | Eccleston Douglas J Officer (Vice President) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $12.26 exercise price | 2011-08-26 | |
| 2011-08-24 | BACON WILLIAM Officer (Vice President) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,000 9,000 owned after | $12.26 exercise price | 2011-08-26 | |
| 2011-06-01 | Vehlies Michael M Officer (Corporate Controller) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $9.01 | 2011-06-02 | |
| 2011-06-01 | Vehlies Michael M Officer (Corporate Controller) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 0 owned after | $10.00 | 2011-06-02 | |
| 2011-05-31 | Vehlies Michael M Officer (Corporate Controller) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 0 owned after | $9.74 | 2011-06-02 | |
| 2011-02-17 | JORDAN JOHN P Officer (Vice President and CFO) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $16.20 exercise price | 2011-02-18 |