ZYGO CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-12-21: Reporting owner Stack John; Form 3; Security Stock Option; Transaction Holding.
- 2006-12-21: Reporting owner NORTHUP JAMES R; Form 3; Security Stock Option; Transaction Holding.
- 2006-08-23: Reporting owner MONTI BRIAN; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-08-23: Reporting owner ZANONI CARL; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-12-21 holding as of filing | Stack John Officer (President Optics Division) | 3 | Stock Option Derivative · Direct | Holding | $16.74 exercise price | 2006-12-21 | ||
| 2006-12-21 holding as of filing | NORTHUP JAMES R Officer (President Metrology Division) | 3 | Stock Option Derivative · Direct | Holding | $13.30 exercise price | 2006-12-21 | ||
| 2006-08-23 | MONTI BRIAN Officer (Vice President) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $12.83 exercise price | 2006-08-25 | |
| 2006-08-23 | ZANONI CARL Officer (Vice President) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $12.83 exercise price | 2006-08-25 | |
| 2006-08-23 | SHEPHARD WALTER A Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $12.83 exercise price | 2006-08-25 | |
| 2006-08-23 | BACON WILLIAM Officer (Vice President) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $12.83 exercise price | 2006-08-25 | |
| 2006-08-23 | Stoner Robert J Officer (Vice President) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $12.83 exercise price | 2006-08-25 | |
| 2006-08-23 | PERSON DAVID Officer (Vice President) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $12.83 exercise price | 2006-08-25 | |
| 2006-08-23 | Eccleston Douglas J Officer (Vice President) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $12.83 exercise price | 2006-08-25 | |
| 2006-08-23 | J BRUCE ROBINSON Officer (CEO) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $12.83 exercise price | 2006-08-25 |