ZYGO CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-08-21: Reporting owner PERSON DAVID; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-08-21: Reporting owner MONTI BRIAN; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-08-21: Reporting owner BACON WILLIAM; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-08-21: Reporting owner ZANONI CARL; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-08-21 | PERSON DAVID Officer (Vice President) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,500 8,500 owned after | $12.36 exercise price | 2007-08-23 | |
| 2007-08-21 | MONTI BRIAN Officer (Senior Vice President) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,500 13,500 owned after | $12.36 exercise price | 2007-08-23 | |
| 2007-08-21 | BACON WILLIAM Officer (Vice President) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500 4,500 owned after | $12.36 exercise price | 2007-08-23 | |
| 2007-08-21 | ZANONI CARL Officer (Senior Vice President) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $12.36 exercise price | 2007-08-23 | |
| 2007-08-21 | NORTHUP JAMES R Officer (President Metrology Division) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,100 15,100 owned after | $12.36 exercise price | 2007-08-23 | |
| 2007-08-21 | Stack John Officer (President Optics Division) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,100 15,100 owned after | $12.36 exercise price | 2007-08-23 | |
| 2007-08-21 | SHEPHARD WALTER A Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,700 25,700 owned after | $12.36 exercise price | 2007-08-23 | |
| 2007-08-21 | Eccleston Douglas J Officer (Senior Vice President) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,500 13,500 owned after | $12.36 exercise price | 2007-08-23 | |
| 2007-02-09 | Stack John Officer (President Optics Division) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $15.32 exercise price | 2007-02-13 |