Zuora, Inc Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 51 rows in 2024. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2024-10-02: Reporting owner Tzuo Tien; Form 4; Security Class B Common Stock; Transaction Holding.
- 2024-10-01: Reporting owner Tzuo Tien; Form 4; Security Class B Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2024-10-01: Reporting owner Tzuo Tien; Form 4; Security Class B Common Stock; Transaction F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
- 2024-10-01: Reporting owner Tzuo Tien; Form 4; Security Class B Common Stock; Transaction G Bona fide gift.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2024-10-02 holding as of filing | Tzuo Tien Director, Officer (Chairman and CEO), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · By The Next Left Trust | Holding | 640,542 owned after | no price filed | 2024-10-02 | |
| 2024-10-01 | Tzuo Tien Director, Officer (Chairman and CEO), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +571,785 571,785 owned after | $3.04 exercise price | 2024-10-02 | |
| 2024-10-01 | Tzuo Tien Director, Officer (Chairman and CEO), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −392,083 179,702 owned after | $0.00 | 2024-10-02 | |
| 2024-10-01 | Tzuo Tien Director, Officer (Chairman and CEO), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | G Bona fide gift | −179,702 0 owned after | $0.00 | 2024-10-02 | |
| 2024-10-01 | Tzuo Tien Director, Officer (Chairman and CEO), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | G Bona fide gift | +179,702 7,698,605 owned after | $0.00 | 2024-10-02 | |
| 2024-07-23 holding as of filing | Tzuo Tien Director, Officer (Chairman and CEO), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · By The Next Left Trust | Holding | 640,542 owned after | no price filed | 2024-07-23 | |
| 2024-07-19 | Tzuo Tien Director, Officer (Chairman and CEO), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +147,200 147,200 owned after | $3.04 exercise price | 2024-07-23 | |
| 2024-07-19 | Tzuo Tien Director, Officer (Chairman and CEO), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | G Bona fide gift | −147,200 0 owned after | $0.00 | 2024-07-23 | |
| 2024-07-19 | Tzuo Tien Director, Officer (Chairman and CEO), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | G Bona fide gift | +147,200 7,518,903 owned after | $0.00 | 2024-07-23 | |
| 2024-07-17 holding as of filing | Tzuo Tien Director, Officer (Chairman and CEO), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · By 70 Thirty Trust | Holding | 7,371,703 owned after | no price filed | 2024-07-17 | |
| 2024-07-17 holding as of filing | Tzuo Tien Director, Officer (Chairman and CEO), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · By The Next Left Trust | Holding | 640,542 owned after | no price filed | 2024-07-17 | |
| 2024-07-16 | Tzuo Tien Director, Officer (Chairman and CEO), 10% Owner | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +13,353 13,353 owned after | $3.04 exercise price | 2024-07-17 | |
| 2024-07-16 | Tzuo Tien Director, Officer (Chairman and CEO), 10% Owner | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −13,353 0 owned after | $0.00 | 2024-07-17 | |
| 2024-07-15 | Tzuo Tien Director, Officer (Chairman and CEO), 10% Owner | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +81,731 81,731 owned after | $3.04 exercise price | 2024-07-15 | |
| 2024-07-15 | Tzuo Tien Director, Officer (Chairman and CEO), 10% Owner | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −81,731 0 owned after | $0.00 | 2024-07-15 | |
| 2024-07-15 holding as of filing | Tzuo Tien Director, Officer (Chairman and CEO), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · By 70 Thirty Trust | Holding | 7,371,703 owned after | no price filed | 2024-07-15 | |
| 2024-07-15 holding as of filing | Tzuo Tien Director, Officer (Chairman and CEO), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · By The Next Left Trust | Holding | 640,542 owned after | no price filed | 2024-07-15 | |
| 2024-07-12 | Tzuo Tien Director, Officer (Chairman and CEO), 10% Owner | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +11,200 11,200 owned after | $3.04 exercise price | 2024-07-15 | |
| 2024-07-12 | Tzuo Tien Director, Officer (Chairman and CEO), 10% Owner | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −11,200 0 owned after | $0.00 | 2024-07-15 | |
| 2024-07-11 | Tzuo Tien Director, Officer (Chairman and CEO), 10% Owner | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +28,891 28,891 owned after | $3.04 exercise price | 2024-07-15 | |
| 2024-07-11 | Tzuo Tien Director, Officer (Chairman and CEO), 10% Owner | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −28,891 0 owned after | $0.00 | 2024-07-15 | |
| 2024-07-10 holding as of filing | Tzuo Tien Director, Officer (Chairman and CEO), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · By 70 Thirty Trust | Holding | 7,371,703 owned after | no price filed | 2024-07-10 | |
| 2024-07-10 holding as of filing | Tzuo Tien Director, Officer (Chairman and CEO), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · By The Next Left Trust | Holding | 640,542 owned after | no price filed | 2024-07-10 | |
| 2024-07-08 | Tzuo Tien Director, Officer (Chairman and CEO), 10% Owner | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +114,825 114,825 owned after | $3.04 exercise price | 2024-07-10 | |
| 2024-07-08 | Tzuo Tien Director, Officer (Chairman and CEO), 10% Owner | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −114,825 0 owned after | $0.00 | 2024-07-10 | |
| 2024-04-24 holding as of filing | Tzuo Tien Director, Officer (Chairman and CEO), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · By The Next Left Trust | Holding | 640,542 owned after | no price filed | 2024-04-24 | |
| 2024-04-23 | Tzuo Tien Director, Officer (Chairman and CEO), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +115,500 115,500 owned after | $3.04 exercise price | 2024-04-24 | |
| 2024-04-23 | Tzuo Tien Director, Officer (Chairman and CEO), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | G Bona fide gift | −115,500 0 owned after | $0.00 | 2024-04-24 | |
| 2024-04-23 | Tzuo Tien Director, Officer (Chairman and CEO), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | G Bona fide gift | +115,500 7,371,703 owned after | $0.00 | 2024-04-24 | |
| 2024-04-19 holding as of filing | Tzuo Tien Director, Officer (Chairman and CEO), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · By 70 Thirty Trust | Holding | 7,256,203 owned after | no price filed | 2024-04-19 | |
| 2024-04-19 holding as of filing | Tzuo Tien Director, Officer (Chairman and CEO), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · By The Next Left Trust | Holding | 640,542 owned after | no price filed | 2024-04-19 | |
| 2024-04-17 | Tzuo Tien Director, Officer (Chairman and CEO), 10% Owner | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +239,198 239,198 owned after | $3.04 exercise price | 2024-04-19 | |
| 2024-04-17 | Tzuo Tien Director, Officer (Chairman and CEO), 10% Owner | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −239,198 0 owned after | $0.00 | 2024-04-19 | |
| 2024-04-02 holding as of filing | Tzuo Tien Director, Officer (Chairman and CEO), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · By 70 Thirty Trust | Holding | 7,256,203 owned after | no price filed | 2024-04-02 | |
| 2024-04-02 holding as of filing | Tzuo Tien Director, Officer (Chairman and CEO), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · By The Next Left Trust | Holding | 640,542 owned after | no price filed | 2024-04-02 | |
| 2024-04-01 | Tzuo Tien Director, Officer (Chairman and CEO), 10% Owner | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +10,802 10,802 owned after | $3.04 exercise price | 2024-04-02 | |
| 2024-04-01 | Tzuo Tien Director, Officer (Chairman and CEO), 10% Owner | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −10,802 0 owned after | $0.00 | 2024-04-02 | |
| 2024-01-26 holding as of filing | Tzuo Tien Director, Officer (Chairman and CEO), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · By The Next Left Trust | Holding | 640,542 owned after | no price filed | 2024-01-26 | |
| 2024-01-25 | Tzuo Tien Director, Officer (Chairman and CEO), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +136,800 136,800 owned after | $3.04 exercise price | 2024-01-26 | |
| 2024-01-25 | Tzuo Tien Director, Officer (Chairman and CEO), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | G Bona fide gift | −136,800 0 owned after | $0.00 | 2024-01-26 | |
| 2024-01-25 | Tzuo Tien Director, Officer (Chairman and CEO), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | G Bona fide gift | +136,800 7,256,203 owned after | $0.00 | 2024-01-26 | |
| 2024-01-24 holding as of filing | Tzuo Tien Director, Officer (Chairman and CEO), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · By 70 Thirty Trust | Holding | 7,119,403 owned after | no price filed | 2024-01-24 | |
| 2024-01-24 holding as of filing | Tzuo Tien Director, Officer (Chairman and CEO), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · By The Next Left Trust | Holding | 640,542 owned after | no price filed | 2024-01-24 | |
| 2024-01-23 | Tzuo Tien Director, Officer (Chairman and CEO), 10% Owner | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +229,248 229,248 owned after | $3.04 exercise price | 2024-01-24 | |
| 2024-01-23 | Tzuo Tien Director, Officer (Chairman and CEO), 10% Owner | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −229,248 0 owned after | $0.00 | 2024-01-24 | |
| 2024-01-22 | Tzuo Tien Director, Officer (Chairman and CEO), 10% Owner | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +6,909 6,909 owned after | $3.04 exercise price | 2024-01-24 | |
| 2024-01-22 | Tzuo Tien Director, Officer (Chairman and CEO), 10% Owner | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −6,909 0 owned after | $0.00 | 2024-01-24 | |
| 2024-01-03 holding as of filing | Tzuo Tien Director, Officer (Chairman and CEO), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · By 70 Thirty Trust | Holding | 7,119,403 owned after | no price filed | 2024-01-03 | |
| 2024-01-03 holding as of filing | Tzuo Tien Director, Officer (Chairman and CEO), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · By The Next Left Trust | Holding | 640,542 owned after | no price filed | 2024-01-03 | |
| 2024-01-02 | Tzuo Tien Director, Officer (Chairman and CEO), 10% Owner | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +13,843 13,843 owned after | $3.04 exercise price | 2024-01-03 | |
| 2024-01-02 | Tzuo Tien Director, Officer (Chairman and CEO), 10% Owner | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −13,843 0 owned after | $0.00 | 2024-01-03 |