Zuora, Inc Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 3 rows, 3 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2022-03-28: Reporting owner SLAA II (GP), L.L.C. | Silver Lake Group, L.L.C. | SL Alpine II Aggregator GP, L.L.C. | SLA Zurich GP, L.L.C. | Silver Lake Alpine Associates II, L.P. | SLA Zurich Holdings, L.P. | SLA Zurich Aggregator, L.P. | Osnoss Joseph; Form 3; Security Warrants; Transaction Holding.
- 2022-03-28: Reporting owner SLAA II (GP), L.L.C. | Silver Lake Group, L.L.C. | SL Alpine II Aggregator GP, L.L.C. | SLA Zurich GP, L.L.C. | Silver Lake Alpine Associates II, L.P. | SLA Zurich Holdings, L.P. | SLA Zurich Aggregator, L.P. | Osnoss Joseph; Form 3; Security Warrants; Transaction Holding.
- 2022-03-28: Reporting owner SLAA II (GP), L.L.C. | Silver Lake Group, L.L.C. | SL Alpine II Aggregator GP, L.L.C. | SLA Zurich GP, L.L.C. | Silver Lake Alpine Associates II, L.P. | SLA Zurich Holdings, L.P. | SLA Zurich Aggregator, L.P. | Osnoss Joseph; Form 3; Security Warrants; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2022-03-28 holding as of filing | SLAA II (GP), L.L.C. | Silver Lake Group, L.L.C. | SL Alpine II Aggregator GP, L.L.C. | SLA Zurich GP, L.L.C. | Silver Lake Alpine Associates II, L.P. | SLA Zurich Holdings, L.P. | SLA Zurich Aggregator, L.P. | Osnoss Joseph Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director | 3 | Warrants Derivative · Indirect · Held through SLA Zurich Aggregator, L.P. | Holding | $20.00 exercise price | 2022-03-28 | ||
| 2022-03-28 holding as of filing | SLAA II (GP), L.L.C. | Silver Lake Group, L.L.C. | SL Alpine II Aggregator GP, L.L.C. | SLA Zurich GP, L.L.C. | Silver Lake Alpine Associates II, L.P. | SLA Zurich Holdings, L.P. | SLA Zurich Aggregator, L.P. | Osnoss Joseph Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director | 3 | Warrants Derivative · Indirect · Held through SLA Zurich Aggregator, L.P. | Holding | $22.00 exercise price | 2022-03-28 | ||
| 2022-03-28 holding as of filing | SLAA II (GP), L.L.C. | Silver Lake Group, L.L.C. | SL Alpine II Aggregator GP, L.L.C. | SLA Zurich GP, L.L.C. | Silver Lake Alpine Associates II, L.P. | SLA Zurich Holdings, L.P. | SLA Zurich Aggregator, L.P. | Osnoss Joseph Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director | 3 | Warrants Derivative · Indirect · Held through SLA Zurich Aggregator, L.P. | Holding | $24.00 exercise price | 2022-03-28 |