Zuora, Inc Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 95 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-12-11: Reporting owner Volpi Michelangelo; Form 4; Security Class B Common Stock; Transaction C Conversion of derivative security.
- 2018-12-11: Reporting owner Volpi Michelangelo; Form 4; Security Class B Common Stock; Transaction C Conversion of derivative security.
- 2018-12-11: Reporting owner Volpi Michelangelo; Form 4; Security Class B Common Stock; Transaction C Conversion of derivative security.
- 2018-12-10: Reporting owner Pileggi Jennifer; Form 4; Security Class B Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-12-11 | Volpi Michelangelo Director | 4 | Class B Common Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −1,053,868 2,107,738 owned after | $0.00 | 2018-12-13 | |
| 2018-12-11 | Volpi Michelangelo Director | 4 | Class B Common Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −3,860 7,722 owned after | $0.00 | 2018-12-13 | |
| 2018-12-11 | Volpi Michelangelo Director | 4 | Class B Common Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −13,389 26,778 owned after | $0.00 | 2018-12-13 | |
| 2018-12-10 | Pileggi Jennifer Officer (SVP, GC and Corp. Secretary) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +10,000 10,000 owned after | $0.00 | 2018-12-12 | |
| 2018-12-10 | Pileggi Jennifer Officer (SVP, GC and Corp. Secretary) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −10,000 0 owned after | $0.00 | 2018-12-12 | |
| 2018-12-06 | Diouane Marc Officer (President) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +130,500 608,399 owned after | $0.00 | 2018-12-10 | |
| 2018-12-06 | Diouane Marc Officer (President) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −130,500 477,899 owned after | $0.00 | 2018-12-10 | |
| 2018-12-03 | HALEY TIMOTHY M Director | 4 | Class B Common Stock Derivative · Indirect · By Redpoint Omega, L.P. | C Conversion of derivative security | −1,452,151 2,904,312 owned after | $0.00 | 2018-12-06 | |
| 2018-12-03 | HALEY TIMOTHY M Director | 4 | Class B Common Stock Derivative · Indirect · By Redpoint Omega Associates, LLC | C Conversion of derivative security | −41,062 82,128 owned after | $0.00 | 2018-12-06 | |
| 2018-11-08 | Sloat Tyler Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −262,392 0 owned after | $0.00 | 2018-11-09 | |
| 2018-10-08 | Pileggi Jennifer Officer (SVP, GC and Corp. Secretary) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +10,000 10,000 owned after | $0.00 | 2018-10-10 | |
| 2018-10-08 | Pileggi Jennifer Officer (SVP, GC and Corp. Secretary) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −10,000 0 owned after | $0.00 | 2018-10-10 | |
| 2018-10-04 | Benioff Marc Other (Former 10% Owner) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −2,991,108 0 owned after | no price filed | 2018-10-05 | |
| 2018-10-02 | FENTON PETER H Director, 10% Owner | 4 | Class B Common Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −2,564,431 7,693,293 owned after | $0.00 | 2018-10-04 | |
| 2018-10-02 | BENCHMARK FOUNDERS FUND V LP | Benchmark Capital Management Co. V, L.L.C. | Benchmark Founders Fund V-A LP | Benchmark Capital Partners V L P | Benchmark Founders Fund V-B LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −2,564,431 7,693,293 owned after | $0.00 | 2018-10-04 | |
| 2018-10-02 | KAGLE ROBERT | GURLEY J WILLIAM | BALKANSKI ALEXANDRE | LASKY MITCHELL | DUNLEVIE BRUCE | SPURLOCK STEVEN M | HARVEY KEVIN 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −2,564,431 7,693,293 owned after | $0.00 | 2018-10-04 | |
| 2018-09-12 | NEXT WORLD CAPITAL I, LLC Other (Former 10% Owner) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −573,489 1,720,467 owned after | no price filed | 2018-09-14 | |
| 2018-09-10 | Pileggi Jennifer Officer (SVP, GC and Corp. Secretary) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +20,000 20,000 owned after | $0.00 | 2018-09-12 | |
| 2018-09-10 | Pileggi Jennifer Officer (SVP, GC and Corp. Secretary) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −20,000 0 owned after | $0.00 | 2018-09-12 | |
| 2018-09-05 | Tzuo Tien Director, Officer (See Remarks), 10% Owner | 5 | Class B Common Stock Derivative · Indirect · By Tien Tzuo 2010 Annuity Trust | G Bona fide gift | −1,393 367,133 owned after | $0.00 | 2019-02-14 | |
| 2018-09-05 | Tzuo Tien Director, Officer (See Remarks), 10% Owner | 5 | Class B Common Stock Derivative · Indirect · By Renyan Tzuo 2010 Annuity Trust | G Bona fide gift | −1,393 367,133 owned after | $0.00 | 2019-02-14 | |
| 2018-09-05 | Tzuo Tien Director, Officer (See Remarks), 10% Owner | 5 | Class B Common Stock Derivative · Indirect · By 70 Thirty Trust | G Bona fide gift | +2,786 6,993,085 owned after | $0.00 | 2019-02-14 | |
| 2018-09-05 | Diouane Marc Officer (President) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +34,200 512,099 owned after | $3.04 exercise price | 2018-09-07 | |
| 2018-09-05 | Diouane Marc Officer (President) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −34,200 477,899 owned after | $0.00 | 2018-09-07 | |
| 2018-09-05 | Sloat Tyler Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −344,009 262,392 owned after | $0.00 | 2018-09-07 | |
| 2018-09-04 | HALEY TIMOTHY M Director | 4 | Class B Common Stock Derivative · Indirect · By Redpoint Omega, L.P. | C Conversion of derivative security | −1,452,151 4,356,463 owned after | $0.00 | 2018-09-06 | |
| 2018-09-04 | HALEY TIMOTHY M Director | 4 | Class B Common Stock Derivative · Indirect · By Redpoint Omega Associates, LLC | C Conversion of derivative security | −41,062 123,190 owned after | $0.00 | 2018-09-06 | |
| 2018-09-04 | Shasta Ventures II GP, LLC | Shasta Ventures II LP 10% Owner | Director | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −1,921,040 5,763,122 owned after | $0.00 | 2018-09-06 | |
| 2018-09-04 | Pressman Jason Director | 4 | Class B Common Stock Derivative · Indirect · By Shasta Ventures II, L.P. | C Conversion of derivative security | −1,921,040 5,763,122 owned after | $0.00 | 2018-09-06 | |
| 2018-09-04 | Yucca Associates Ltd | Index Venture Growth Associates II Ltd | Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. | Yucca (Jersey) SLP | Index Ventures Growth II (Jersey), L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −1,053,868 3,161,606 owned after | $0.00 | 2018-09-06 | |
| 2018-09-04 | Yucca Associates Ltd | Index Venture Growth Associates II Ltd | Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. | Yucca (Jersey) SLP | Index Ventures Growth II (Jersey), L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −3,860 11,582 owned after | $0.00 | 2018-09-06 | |
| 2018-09-04 | Yucca Associates Ltd | Index Venture Growth Associates II Ltd | Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. | Yucca (Jersey) SLP | Index Ventures Growth II (Jersey), L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −13,389 40,167 owned after | $0.00 | 2018-09-06 | |
| 2018-09-04 | Volpi Michelangelo Director | 4 | Class B Common Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −1,053,868 3,161,606 owned after | $0.00 | 2018-09-06 | |
| 2018-09-04 | Volpi Michelangelo Director | 4 | Class B Common Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −3,860 11,582 owned after | $0.00 | 2018-09-06 | |
| 2018-09-04 | Volpi Michelangelo Director | 4 | Class B Common Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −13,389 40,167 owned after | $0.00 | 2018-09-06 | |
| 2018-07-19 | Reddy Family 2018 Grantor Retained Annuity Trust 10% Owner | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −198,000 1,052,000 owned after | $0.00 | 2018-07-23 | |
| 2018-07-19 | Reddy Family Revocable Trust 10% Owner | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −448,000 800,014 owned after | $0.00 | 2018-07-23 | |
| 2018-07-18 | GOLDMAN KENNETH A Director | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −11,000 79,000 owned after | $0.00 | 2018-07-20 | |
| 2018-07-17 holding as of filing | Vulcan Capital Growth Equity Management LLC | Cougar Investment Holdings LLC | ALLEN PAUL G | Vulcan Capital Growth Equity LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | No securities beneficially held Non-derivative · Direct | Holding | 0 owned after | no price filed | 2018-07-17 | |
| 2018-07-16 | Pileggi Jennifer Officer (See Remarks) | 4 | Class B Common Stock Derivative · Indirect · By The Bradley and Jennifer Pileggi Trust | C Conversion of derivative security | −50,000 0 owned after | $0.00 | 2018-07-17 | |
| 2018-07-05 | Vulcan Capital Growth Equity Management LLC | ALLEN PAUL G | Vulcan Capital Growth Equity LLC | Cougar Investment Holdings LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Indirect · By Vulcan Capital Growth Equity LLC | C Conversion of derivative security | −2,867,445 0 owned after | $0.00 | 2018-07-17 | |
| 2018-04-16 | ALLEN PAUL G | Cougar Investment Holdings LLC | Vulcan Capital Growth Equity LLC | Vulcan Capital Growth Equity Management LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Indirect · By Vulcan Capital Growth Equity LLC | C Conversion of derivative security | +2,472,636 2,472,636 owned after | $0.00 | 2018-07-17 | |
| 2018-04-16 | ALLEN PAUL G | Cougar Investment Holdings LLC | Vulcan Capital Growth Equity LLC | Vulcan Capital Growth Equity Management LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Indirect · By Vulcan Capital Growth Equity LLC | C Conversion of derivative security | +394,809 2,867,445 owned after | $0.00 | 2018-07-17 | |
| 2018-04-16 | Benioff Marc 10% Owner | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | +2,991,108 2,991,108 owned after | $0.00 | 2018-04-17 | |
| 2018-04-16 | NEXT WORLD CAPITAL I, LLC 10% Owner | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | +2,293,956 2,293,956 owned after | no price filed | 2018-04-16 | |
| 2018-04-16 | Tenaya Capital V-P, LP | Tenaya Capital V, LP | Tenaya Capital V GP LLC | Tenaya Capital V GP, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Indirect · By Tenaya Capital V, LP | C Conversion of derivative security | +4,778,675 4,778,675 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | Tenaya Capital V-P, LP | Tenaya Capital V, LP | Tenaya Capital V GP LLC | Tenaya Capital V GP, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Indirect · By Tenaya Capital V-P, LP | C Conversion of derivative security | +1,318,788 1,318,788 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | Shasta Ventures II LP | Shasta Ventures II GP, LLC 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | +7,684,162 7,684,162 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | Redpoint Omega Associates, LLC | Redpoint Omega, LLC | Redpoint Omega L P 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | C Conversion of derivative security | +5,808,614 5,808,614 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | Redpoint Omega Associates, LLC | Redpoint Omega, LLC | Redpoint Omega L P 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | C Conversion of derivative security | +164,252 164,252 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | Pressman Jason Director, 10% Owner | 4 | Class B Common Stock Derivative · Indirect · By Shasta Ventures II, L.P. | C Conversion of derivative security | +7,684,162 7,684,162 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | 70 Thirty Trust 10% Owner | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | +1,574,074 6,990,299 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | Volpi Michelangelo Director, 10% Owner | 4 | Class B Common Stock Derivative · Indirect · By Index Ventures Growth II (Jersey), L.P. | C Conversion of derivative security | +4,215,474 4,215,474 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | Volpi Michelangelo Director, 10% Owner | 4 | Class B Common Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | +68,998 68,998 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | FENTON PETER H Director, 10% Owner | 4 | Class B Common Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | +10,257,724 10,257,724 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | BALKANSKI ALEXANDRE | KAGLE ROBERT | DUNLEVIE BRUCE | HARVEY KEVIN | FENTON PETER H | LASKY MITCHELL | GURLEY J WILLIAM | SPURLOCK STEVEN M 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | +10,257,724 10,257,724 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | Tzuo Tien Director, Officer (See Remarks), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · By 70 Thirty Trust | C Conversion of derivative security | +1,574,074 7,727,351 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | HALEY TIMOTHY M Director | 4 | Class B Common Stock Derivative · Indirect · By Redpoint Omega. L.P. | C Conversion of derivative security | +5,808,614 5,808,614 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | HALEY TIMOTHY M Director | 4 | Class B Common Stock Derivative · Indirect · By Redpoint Omega Associates, LLC | C Conversion of derivative security | +164,252 164,252 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. | Index Venture Growth Associates II Ltd | Index Ventures Growth II (Jersey), L.P. | Yucca (Jersey) SLP | Yucca Associates Ltd 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | +4,215,474 4,215,474 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. | Index Venture Growth Associates II Ltd | Index Ventures Growth II (Jersey), L.P. | Yucca (Jersey) SLP | Yucca Associates Ltd 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | +68,998 68,998 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | Benchmark Capital Management Co. V, L.L.C. | Benchmark Capital Partners V L P | Benchmark Founders Fund V-A LP | Benchmark Founders Fund V-B LP | BENCHMARK FOUNDERS FUND V LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | +10,257,724 10,257,724 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | YESIL MAGDALENA Director | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | +32,204 55,643 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | Ithan Creek Master Investors (Cayman), L.P. 10% Owner | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | +1,221,534 1,221,534 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | Hadley Harbor Master Investors (Cayman) L.P. 10% Owner | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | +1,974,048 1,974,048 owned after | $0.00 | 2018-04-16 | |
| 2018-04-13 | YESIL MAGDALENA Director | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +23,439 23,439 owned after | $5.16 exercise price | 2018-04-16 | |
| 2018-04-11 holding as of filing | BENCHMARK FOUNDERS FUND V LP | Benchmark Capital Partners V L P | Benchmark Founders Fund V-A LP | Benchmark Founders Fund V-B LP | Benchmark Capital Management Co. V, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | No securities beneficially held Non-derivative · Direct | Holding | 0 owned after | no price filed | 2018-04-11 | |
| 2018-04-11 holding as of filing | Volpi Michelangelo Director, 10% Owner | 3 | No securities beneficially held Non-derivative · Direct | Holding | 0 owned after | no price filed | 2018-04-11 | |
| 2018-04-11 holding as of filing | Shasta Ventures II GP, LLC | Shasta Ventures II LP 10% Owner | 10% Owner | 3 | No securities beneficially held Non-derivative · Direct | Holding | 0 owned after | no price filed | 2018-04-11 | |
| 2018-04-11 holding as of filing | KAGLE ROBERT | DUNLEVIE BRUCE | BALKANSKI ALEXANDRE | HARVEY KEVIN | FENTON PETER H | LASKY MITCHELL | GURLEY J WILLIAM | SPURLOCK STEVEN M 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | No securities beneficially held Non-derivative · Direct | Holding | 0 owned after | no price filed | 2018-04-11 | |
| 2018-04-11 holding as of filing | Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. | Index Venture Growth Associates II Ltd | Yucca Associates Ltd | Yucca (Jersey) SLP | Index Ventures Growth II (Jersey), L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | No securities beneficially held Non-derivative · Direct | Holding | 0 owned after | no price filed | 2018-04-11 | |
| 2018-04-11 holding as of filing | Reddy Family 2018 Grantor Retained Annuity Trust 10% Owner | 3 | No securities beneficially held Non-derivative · Direct | Holding | 0 owned after | no price filed | 2018-04-11 | |
| 2018-04-11 holding as of filing | Reddy Family 2018 Grantor Retained Annuity Trust 10% Owner | 3 | Class B Common Stock Derivative · Direct | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | Pileggi Jennifer Officer (See Remarks) | 3 | No securities beneficially held Non-derivative · Direct | Holding | 0 owned after | no price filed | 2018-04-11 | |
| 2018-04-11 holding as of filing | Pileggi Jennifer Officer (See Remarks) | 3 | Class B Common Stock Derivative · Indirect · (m) | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | Tzuo Tien Director, Officer (See Remarks), 10% Owner | 3 | No securities beneficially held Non-derivative · Direct | Holding | 0 owned after | no price filed | 2018-04-11 | |
| 2018-04-11 holding as of filing | Tzuo Tien Director, Officer (See Remarks), 10% Owner | 3 | Class B Common Stock Derivative · Indirect · (m) | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | Tzuo Tien Director, Officer (See Remarks), 10% Owner | 3 | Class B Common Stock Derivative · Indirect · (m) | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | Tzuo Tien Director, Officer (See Remarks), 10% Owner | 3 | Class B Common Stock Derivative · Indirect · (m) | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | Diouane Marc Officer (President), 10% Owner | 3 | No securities beneficially held Non-derivative · Direct | Holding | 0 owned after | no price filed | 2018-04-11 | |
| 2018-04-11 holding as of filing | Diouane Marc Officer (President), 10% Owner | 3 | Class B Common Stock(1) Derivative · Direct | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | Reddy Family Revocable Trust 10% Owner | 3 | No securities beneficially held Non-derivative · Direct | Holding | 0 owned after | no price filed | 2018-04-11 | |
| 2018-04-11 holding as of filing | Reddy Family Revocable Trust 10% Owner | 3 | Class B Common Stock Derivative · Direct | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | Pressman Jason Director, 10% Owner | 3 | No securities beneficially held Non-derivative · Direct | Holding | 0 owned after | no price filed | 2018-04-11 | |
| 2018-04-11 holding as of filing | 70 Thirty Trust 10% Owner | 3 | No securities beneficially held Non-derivative · Direct | Holding | 0 owned after | no price filed | 2018-04-11 | |
| 2018-04-11 holding as of filing | 70 Thirty Trust 10% Owner | 3 | Class B Common Stock(1) Derivative · Direct | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | FENTON PETER H Director, 10% Owner | 3 | No securities beneficially held Non-derivative · Direct | Holding | 0 owned after | no price filed | 2018-04-11 | |
| 2018-04-11 holding as of filing | YESIL MAGDALENA Director | 3 | No securities beneficially held Non-derivative · Direct | Holding | 0 owned after | no price filed | 2018-04-11 | |
| 2018-04-11 holding as of filing | Sloat Tyler Officer (Chief Financial Officer), 10% Owner | 3 | No securities beneficially held Non-derivative · Direct | Holding | 0 owned after | no price filed | 2018-04-11 | |
| 2018-04-11 holding as of filing | Sloat Tyler Officer (Chief Financial Officer), 10% Owner | 3 | Class B Common Stock Derivative · Direct | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | GOLDMAN KENNETH A Director | 3 | No securities beneficially held Non-derivative · Direct | Holding | 0 owned after | no price filed | 2018-04-11 | |
| 2018-04-11 holding as of filing | GOLDMAN KENNETH A Director | 3 | Class B Common Stock Derivative · Direct · (m) | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | GOLDMAN KENNETH A Director | 3 | Class B Common Stock Derivative · Indirect · (m) | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | Cromley Brent R. Jr. Officer (See Remarks) | 3 | No securities beneficially held Non-derivative · Direct | Holding | 0 owned after | no price filed | 2018-04-11 | |
| 2018-04-11 holding as of filing | Cromley Brent R. Jr. Officer (See Remarks) | 3 | Class B Common Stock(2) Derivative · Direct | Holding | no price filed | 2018-04-11 |