Zuora, Inc Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 33 rows in 2025. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2025-02-14: Reporting owner Traube Robert J.; Form 4; Security Restricted Stock Units (RSU) (Class A); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2025-02-14: Reporting owner Traube Robert J.; Form 4; Security Restricted Stock Units (RSU) (Class A); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2025-02-14: Reporting owner Traube Robert J.; Form 4; Security Restricted Stock Units (RSU) (Class A); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2025-02-14: Reporting owner Traube Robert J.; Form 4; Security Restricted Stock Units (RSU) (Class A); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2025-02-14 | Traube Robert J. Officer (Chief Revenue Officer) | 4 | Restricted Stock Units (RSU) (Class A) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −18,750 0 owned after | $10.00 | 2025-02-14 | |
| 2025-02-14 | Traube Robert J. Officer (Chief Revenue Officer) | 4 | Restricted Stock Units (RSU) (Class A) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,833 0 owned after | $10.00 | 2025-02-14 | |
| 2025-02-14 | Traube Robert J. Officer (Chief Revenue Officer) | 4 | Restricted Stock Units (RSU) (Class A) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −135,417 0 owned after | $10.00 | 2025-02-14 | |
| 2025-02-14 | Traube Robert J. Officer (Chief Revenue Officer) | 4 | Restricted Stock Units (RSU) (Class A) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −26,941 0 owned after | $10.00 | 2025-02-14 | |
| 2025-02-14 | Traube Robert J. Officer (Chief Revenue Officer) | 4 | Restricted Stock Units (RSU) (Class A) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −225,000 0 owned after | $10.00 | 2025-02-14 | |
| 2025-02-14 | Traube Robert J. Officer (Chief Revenue Officer) | 4 | Restricted Stock Units (RSU) (Class A) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −300,000 0 owned after | $10.00 | 2025-02-14 | |
| 2025-02-14 | Tzuo Tien Director, Officer (Chairman and CEO) | 4 | Restricted Stock Units (RSU) (Class A) Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,500 0 owned after | $10.00 | 2025-02-14 | |
| 2025-02-14 | Tzuo Tien Director, Officer (Chairman and CEO) | 4 | Restricted Stock Units (RSU) (Class A) Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −291,669 0 owned after | $10.00 | 2025-02-14 | |
| 2025-02-14 | Tzuo Tien Director, Officer (Chairman and CEO) | 4 | Restricted Stock Units (RSU) (Class A) Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −225,000 0 owned after | $10.00 | 2025-02-14 | |
| 2025-02-14 | Tzuo Tien Director, Officer (Chairman and CEO) | 4 | Restricted Stock Units (RSU) (Class A) Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −600,000 0 owned after | $10.00 | 2025-02-14 | |
| 2025-02-14 | Tzuo Tien Director, Officer (Chairman and CEO) | 4 | Performance Stock Units (PSU) (Class A) Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −300,000 0 owned after | $0.00 | 2025-02-14 | |
| 2025-02-14 | Cohen Andrew M. Officer (CLO and Corp. Secretary) | 4 | Restricted Stock Units (RSU) (Class A) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −70,834 0 owned after | $10.00 | 2025-02-14 | |
| 2025-02-14 | Cohen Andrew M. Officer (CLO and Corp. Secretary) | 4 | Restricted Stock Units (RSU) (Class A) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −120,000 0 owned after | $10.00 | 2025-02-14 | |
| 2025-02-14 | Cohen Andrew M. Officer (CLO and Corp. Secretary) | 4 | Restricted Stock Units (RSU) (Class A) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −150,000 0 owned after | $10.00 | 2025-02-14 | |
| 2025-02-14 | Dobson Matthew R Officer (Chief Accounting Officer) | 4 | Restricted Stock Units (RSU) (Class A) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,750 0 owned after | $10.00 | 2025-02-14 | |
| 2025-02-14 | Dobson Matthew R Officer (Chief Accounting Officer) | 4 | Restricted Stock Units (RSU) (Class A) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,084 0 owned after | $10.00 | 2025-02-14 | |
| 2025-02-14 | Dobson Matthew R Officer (Chief Accounting Officer) | 4 | Restricted Stock Units (RSU) (Class A) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,500 0 owned after | $10.00 | 2025-02-14 | |
| 2025-02-14 | Dobson Matthew R Officer (Chief Accounting Officer) | 4 | Restricted Stock Units (RSU) (Class A) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $10.00 | 2025-02-14 | |
| 2025-02-14 | Dobson Matthew R Officer (Chief Accounting Officer) | 4 | Restricted Stock Units (RSU) (Class A) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −18,750 0 owned after | $10.00 | 2025-02-14 | |
| 2025-02-14 | HIRSCH PETER Officer (Chief Product & Tech Officer) | 4 | Restricted Stock Units (RSU) (Class A) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −150,000 0 owned after | $10.00 | 2025-02-14 | |
| 2025-02-14 | HIRSCH PETER Officer (Chief Product & Tech Officer) | 4 | Restricted Stock Units (RSU) (Class A) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −225,000 0 owned after | $10.00 | 2025-02-14 | |
| 2025-02-14 | HIRSCH PETER Officer (Chief Product & Tech Officer) | 4 | Restricted Stock Units (RSU) (Class A) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −300,000 0 owned after | $10.00 | 2025-02-14 | |
| 2025-02-14 | McElhatton Todd Officer (Chief Financial Officer) | 4 | Restricted Stock Unit (RSU) (Class A) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −18,750 0 owned after | $10.00 | 2025-02-14 | |
| 2025-02-14 | McElhatton Todd Officer (Chief Financial Officer) | 4 | Restricted Stock Unit (RSU) (Class A) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,834 0 owned after | $10.00 | 2025-02-14 | |
| 2025-02-14 | McElhatton Todd Officer (Chief Financial Officer) | 4 | Restricted Stock Unit (RSU) (Class A) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −125,000 0 owned after | $10.00 | 2025-02-14 | |
| 2025-02-14 | McElhatton Todd Officer (Chief Financial Officer) | 4 | Restricted Stock Unit (RSU) (Class A) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,466 0 owned after | $10.00 | 2025-02-14 | |
| 2025-02-14 | McElhatton Todd Officer (Chief Financial Officer) | 4 | Restricted Stock Unit (RSU) (Class A) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −243,750 0 owned after | $10.00 | 2025-02-14 | |
| 2025-02-14 | McElhatton Todd Officer (Chief Financial Officer) | 4 | Restricted Stock Unit (RSU) (Class A) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −300,000 0 owned after | $10.00 | 2025-02-14 | |
| 2025-02-03 | HIRSCH PETER Officer (Chief Product & Tech Officer) | 4 | Restricted Stock Units (RSU)(Class A) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $0.00 | 2025-02-05 | |
| 2025-02-03 | McElhatton Todd Officer (Chief Financial Officer) | 4 | Restricted Stock Units (RSU)(Class A) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $0.00 | 2025-02-05 | |
| 2025-02-03 | Tzuo Tien Director, Officer (Chairman and CEO), 10% Owner | 4 | Restricted Stock Units (RSU)(Class A) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +600,000 600,000 owned after | $0.00 | 2025-02-05 | |
| 2025-02-03 | Cohen Andrew M. Officer (CLO and Corp. Secretary) | 4 | Restricted Stock Units (RSU)(Class A) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.00 | 2025-02-05 | |
| 2025-02-03 | Traube Robert J. Officer (Chief Revenue Officer) | 4 | Restricted Stock Units (RSU)(Class A) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $0.00 | 2025-02-05 |