Zuora, Inc Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 157 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-07-17: Reporting owner Vulcan Capital Growth Equity Management LLC | Cougar Investment Holdings LLC | ALLEN PAUL G | Vulcan Capital Growth Equity LLC; Form 3; Security Series E Preferred Stock; Transaction Holding.
- 2018-07-17: Reporting owner Vulcan Capital Growth Equity Management LLC | Cougar Investment Holdings LLC | ALLEN PAUL G | Vulcan Capital Growth Equity LLC; Form 3; Security Series F Preferred Stock; Transaction Holding.
- 2018-04-16: Reporting owner ALLEN PAUL G | Cougar Investment Holdings LLC | Vulcan Capital Growth Equity LLC | Vulcan Capital Growth Equity Management LLC; Form 4; Security Series E Preferred Stock; Transaction C Conversion of derivative security.
- 2018-04-16: Reporting owner ALLEN PAUL G | Cougar Investment Holdings LLC | Vulcan Capital Growth Equity LLC | Vulcan Capital Growth Equity Management LLC; Form 4; Security Series F Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-07-17 holding as of filing | Vulcan Capital Growth Equity Management LLC | Cougar Investment Holdings LLC | ALLEN PAUL G | Vulcan Capital Growth Equity LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · By Vulcan Capital Growth Equity LLC | Holding | no price filed | 2018-07-17 | ||
| 2018-07-17 holding as of filing | Vulcan Capital Growth Equity Management LLC | Cougar Investment Holdings LLC | ALLEN PAUL G | Vulcan Capital Growth Equity LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series F Preferred Stock Derivative · Indirect · By Vulcan Capital Growth Equity LLC | Holding | no price filed | 2018-07-17 | ||
| 2018-04-16 | ALLEN PAUL G | Cougar Investment Holdings LLC | Vulcan Capital Growth Equity LLC | Vulcan Capital Growth Equity Management LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · By Vulcan Capital Growth Equity LLC | C Conversion of derivative security | −2,472,636 0 owned after | $0.00 | 2018-07-17 | |
| 2018-04-16 | ALLEN PAUL G | Cougar Investment Holdings LLC | Vulcan Capital Growth Equity LLC | Vulcan Capital Growth Equity Management LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series F Preferred Stock Derivative · Indirect · By Vulcan Capital Growth Equity LLC | C Conversion of derivative security | −394,809 0 owned after | $0.00 | 2018-07-17 | |
| 2018-04-16 | Benioff Marc 10% Owner | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,671,122 0 owned after | $0.00 | 2018-04-17 | |
| 2018-04-16 | Benioff Marc 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | −467,179 0 owned after | $0.00 | 2018-04-17 | |
| 2018-04-16 | Benioff Marc 10% Owner | 4 | Series D Preferred Stock Derivative · Direct | C Conversion of derivative security | −214,059 0 owned after | $0.00 | 2018-04-17 | |
| 2018-04-16 | Benioff Marc 10% Owner | 4 | Series E Preferred Stock Derivative · Direct | C Conversion of derivative security | −230,779 0 owned after | $0.00 | 2018-04-17 | |
| 2018-04-16 | Benioff Marc 10% Owner | 4 | Series F Preferred Stock Derivative · Direct | C Conversion of derivative security | −407,969 0 owned after | $0.00 | 2018-04-17 | |
| 2018-04-16 | NEXT WORLD CAPITAL I, LLC 10% Owner | 4 | Series E Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,978,109 0 owned after | no price filed | 2018-04-16 | |
| 2018-04-16 | NEXT WORLD CAPITAL I, LLC 10% Owner | 4 | Series F Preferred Stock Derivative · Direct | C Conversion of derivative security | −315,847 0 owned after | no price filed | 2018-04-16 | |
| 2018-04-16 | Tenaya Capital V-P, LP | Tenaya Capital V, LP | Tenaya Capital V GP LLC | Tenaya Capital V GP, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By Tenaya Capital V, LP | C Conversion of derivative security | −3,099,012 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | Tenaya Capital V-P, LP | Tenaya Capital V, LP | Tenaya Capital V GP LLC | Tenaya Capital V GP, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By Tenaya Capital V, LP | C Conversion of derivative security | −868,891 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | Tenaya Capital V-P, LP | Tenaya Capital V, LP | Tenaya Capital V GP LLC | Tenaya Capital V GP, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · By Tenaya Capital V, LP | C Conversion of derivative security | −436,233 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | Tenaya Capital V-P, LP | Tenaya Capital V, LP | Tenaya Capital V GP LLC | Tenaya Capital V GP, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · By Tenaya Capital V, LP | C Conversion of derivative security | −322,970 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | Tenaya Capital V-P, LP | Tenaya Capital V, LP | Tenaya Capital V GP LLC | Tenaya Capital V GP, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series F Convertible Preferred Stock Derivative · Indirect · By Tenaya Capital V, LP | C Conversion of derivative security | −51,569 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | Tenaya Capital V-P, LP | Tenaya Capital V, LP | Tenaya Capital V GP LLC | Tenaya Capital V GP, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By Tenaya Capital V-P, LP | C Conversion of derivative security | −855,293 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | Tenaya Capital V-P, LP | Tenaya Capital V, LP | Tenaya Capital V GP LLC | Tenaya Capital V GP, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By Tenaya Capital V-P, LP | C Conversion of derivative security | −239,806 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | Tenaya Capital V-P, LP | Tenaya Capital V, LP | Tenaya Capital V GP LLC | Tenaya Capital V GP, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · By Tenaya Capital V-P, LP | C Conversion of derivative security | −120,321 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | Tenaya Capital V-P, LP | Tenaya Capital V, LP | Tenaya Capital V GP LLC | Tenaya Capital V GP, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · By Tenaya Capital V-P, LP | C Conversion of derivative security | −89,136 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | Tenaya Capital V-P, LP | Tenaya Capital V, LP | Tenaya Capital V GP LLC | Tenaya Capital V GP, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series F Convertible Preferred Stock Derivative · Indirect · By Tenaya Capital V-P, LP | C Conversion of derivative security | −14,232 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | Shasta Ventures II LP | Shasta Ventures II GP, LLC 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | −5,192,523 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | Shasta Ventures II LP | Shasta Ventures II GP, LLC 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,224,915 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | Shasta Ventures II LP | Shasta Ventures II GP, LLC 10% Owner | 10% Owner | 4 | Series D Preferred Stock Derivative · Direct | C Conversion of derivative security | −706,396 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | Shasta Ventures II LP | Shasta Ventures II GP, LLC 10% Owner | 10% Owner | 4 | Series E Preferred Stock Derivative · Direct | C Conversion of derivative security | −494,527 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | Shasta Ventures II LP | Shasta Ventures II GP, LLC 10% Owner | 10% Owner | 4 | Series F Preferred Stock Derivative · Direct | C Conversion of derivative security | −65,801 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | Redpoint Omega Associates, LLC | Redpoint Omega, LLC | Redpoint Omega L P 10% Owner | 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −4,146,450 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | Redpoint Omega Associates, LLC | Redpoint Omega, LLC | Redpoint Omega L P 10% Owner | 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −117,251 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | Redpoint Omega Associates, LLC | Redpoint Omega, LLC | Redpoint Omega L P 10% Owner | 10% Owner | 10% Owner | 4 | Series D Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −957,594 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | Redpoint Omega Associates, LLC | Redpoint Omega, LLC | Redpoint Omega L P 10% Owner | 10% Owner | 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −27,078 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | Redpoint Omega Associates, LLC | Redpoint Omega, LLC | Redpoint Omega L P 10% Owner | 10% Owner | 10% Owner | 4 | Series E Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −320,618 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | Redpoint Omega Associates, LLC | Redpoint Omega, LLC | Redpoint Omega L P 10% Owner | 10% Owner | 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −9,066 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | Redpoint Omega Associates, LLC | Redpoint Omega, LLC | Redpoint Omega L P 10% Owner | 10% Owner | 10% Owner | 4 | Series F Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −383,952 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | Redpoint Omega Associates, LLC | Redpoint Omega, LLC | Redpoint Omega L P 10% Owner | 10% Owner | 10% Owner | 4 | Series F Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −10,857 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | Pressman Jason Director, 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By Shasta Ventures II, L.P. | C Conversion of derivative security | −5,192,523 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | Pressman Jason Director, 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · By Shasta Ventures II, L.P. | C Conversion of derivative security | −1,224,915 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | Pressman Jason Director, 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · By Shasta Ventures II, L.P. | C Conversion of derivative security | −706,396 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | Pressman Jason Director, 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · By Shasta Ventures II, L.P. | C Conversion of derivative security | −494,527 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | Pressman Jason Director, 10% Owner | 4 | Series F Preferred Stock Derivative · Indirect · By Shasta Ventures II, L.P. | C Conversion of derivative security | −65,801 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | 70 Thirty Trust 10% Owner | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,531,977 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | 70 Thirty Trust 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | −42,097 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | Volpi Michelangelo Director, 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · By Index Ventures Growth II (Jersey), L.P. | C Conversion of derivative security | −3,170,755 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | Volpi Michelangelo Director, 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · By Index Ventures Growth II (Jersey), L.P. | C Conversion of derivative security | −481,224 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | Volpi Michelangelo Director, 10% Owner | 4 | Series F Preferred Stock Derivative · Indirect · By Index Ventures Growth II (Jersey), L.P. | C Conversion of derivative security | −563,495 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | Volpi Michelangelo Director, 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · By Yucca (Jersey) SLP | C Conversion of derivative security | −40,136 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | Volpi Michelangelo Director, 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −13,303 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | Volpi Michelangelo Director, 10% Owner | 4 | Series F Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −15,559 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | FENTON PETER H Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −6,273,196 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | FENTON PETER H Director, 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −1,600,891 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | FENTON PETER H Director, 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −1,288,161 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | FENTON PETER H Director, 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −535,148 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | FENTON PETER H Director, 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −494,527 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | FENTON PETER H Director, 10% Owner | 4 | Series F Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −65,801 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | BALKANSKI ALEXANDRE | KAGLE ROBERT | DUNLEVIE BRUCE | HARVEY KEVIN | FENTON PETER H | LASKY MITCHELL | GURLEY J WILLIAM | SPURLOCK STEVEN M 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −6,273,196 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | BALKANSKI ALEXANDRE | KAGLE ROBERT | DUNLEVIE BRUCE | HARVEY KEVIN | FENTON PETER H | LASKY MITCHELL | GURLEY J WILLIAM | SPURLOCK STEVEN M 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −1,600,891 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | BALKANSKI ALEXANDRE | KAGLE ROBERT | DUNLEVIE BRUCE | HARVEY KEVIN | FENTON PETER H | LASKY MITCHELL | GURLEY J WILLIAM | SPURLOCK STEVEN M 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −1,288,161 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | BALKANSKI ALEXANDRE | KAGLE ROBERT | DUNLEVIE BRUCE | HARVEY KEVIN | FENTON PETER H | LASKY MITCHELL | GURLEY J WILLIAM | SPURLOCK STEVEN M 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −535,148 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | BALKANSKI ALEXANDRE | KAGLE ROBERT | DUNLEVIE BRUCE | HARVEY KEVIN | FENTON PETER H | LASKY MITCHELL | GURLEY J WILLIAM | SPURLOCK STEVEN M 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −494,527 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | BALKANSKI ALEXANDRE | KAGLE ROBERT | DUNLEVIE BRUCE | HARVEY KEVIN | FENTON PETER H | LASKY MITCHELL | GURLEY J WILLIAM | SPURLOCK STEVEN M 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series F Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −65,801 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | Tzuo Tien Director, Officer (See Remarks), 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By 70 Thirty Trust | C Conversion of derivative security | −1,531,977 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | Tzuo Tien Director, Officer (See Remarks), 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By 70 Thirty Trust | C Conversion of derivative security | −42,097 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | HALEY TIMOTHY M Director | 4 | Series C Preferred Stock Derivative · Indirect · By Redpoint Omega. L.P. | C Conversion of derivative security | −4,146,450 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | HALEY TIMOTHY M Director | 4 | Series C Preferred Stock Derivative · Indirect · By Redpoint Omega Associates, LLC | C Conversion of derivative security | −117,251 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | HALEY TIMOTHY M Director | 4 | Series D Preferred Stock Derivative · Indirect · By Redpoint Omega. L.P. | C Conversion of derivative security | −957,594 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | HALEY TIMOTHY M Director | 4 | Series D Preferred Stock Derivative · Indirect · By Redpoint Omega Associates, LLC | C Conversion of derivative security | −27,078 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | HALEY TIMOTHY M Director | 4 | Series E Preferred Stock Derivative · Indirect · By Redpoint Omega. L.P. | C Conversion of derivative security | −320,618 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | HALEY TIMOTHY M Director | 4 | Series E Preferred Stock Derivative · Indirect · By Redpoint Omega Associates, LLC | C Conversion of derivative security | −9,066 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | HALEY TIMOTHY M Director | 4 | Series F Preferred Stock Derivative · Indirect · By Redpoint Omega. L.P. | C Conversion of derivative security | −383,952 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | HALEY TIMOTHY M Director | 4 | Series F Preferred Stock Derivative · Indirect · By Redpoint Omega Associates, LLC | C Conversion of derivative security | −10,857 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. | Index Venture Growth Associates II Ltd | Index Ventures Growth II (Jersey), L.P. | Yucca (Jersey) SLP | Yucca Associates Ltd 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −3,170,755 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. | Index Venture Growth Associates II Ltd | Index Ventures Growth II (Jersey), L.P. | Yucca (Jersey) SLP | Yucca Associates Ltd 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −481,224 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. | Index Venture Growth Associates II Ltd | Index Ventures Growth II (Jersey), L.P. | Yucca (Jersey) SLP | Yucca Associates Ltd 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series F Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −563,495 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. | Index Venture Growth Associates II Ltd | Index Ventures Growth II (Jersey), L.P. | Yucca (Jersey) SLP | Yucca Associates Ltd 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · By Yucca (Jersey) SLP | C Conversion of derivative security | −40,136 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. | Index Venture Growth Associates II Ltd | Index Ventures Growth II (Jersey), L.P. | Yucca (Jersey) SLP | Yucca Associates Ltd 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −13,303 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. | Index Venture Growth Associates II Ltd | Index Ventures Growth II (Jersey), L.P. | Yucca (Jersey) SLP | Yucca Associates Ltd 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series F Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −15,559 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | Benchmark Capital Management Co. V, L.L.C. | Benchmark Capital Partners V L P | Benchmark Founders Fund V-A LP | Benchmark Founders Fund V-B LP | BENCHMARK FOUNDERS FUND V LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −6,273,196 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | Benchmark Capital Management Co. V, L.L.C. | Benchmark Capital Partners V L P | Benchmark Founders Fund V-A LP | Benchmark Founders Fund V-B LP | BENCHMARK FOUNDERS FUND V LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −1,600,891 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | Benchmark Capital Management Co. V, L.L.C. | Benchmark Capital Partners V L P | Benchmark Founders Fund V-A LP | Benchmark Founders Fund V-B LP | BENCHMARK FOUNDERS FUND V LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −1,288,161 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | Benchmark Capital Management Co. V, L.L.C. | Benchmark Capital Partners V L P | Benchmark Founders Fund V-A LP | Benchmark Founders Fund V-B LP | BENCHMARK FOUNDERS FUND V LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −535,148 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | Benchmark Capital Management Co. V, L.L.C. | Benchmark Capital Partners V L P | Benchmark Founders Fund V-A LP | Benchmark Founders Fund V-B LP | BENCHMARK FOUNDERS FUND V LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −494,527 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | Benchmark Capital Management Co. V, L.L.C. | Benchmark Capital Partners V L P | Benchmark Founders Fund V-A LP | Benchmark Founders Fund V-B LP | BENCHMARK FOUNDERS FUND V LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series F Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −65,801 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | YESIL MAGDALENA Director | 4 | Series C Preferred Stock Derivative · Direct | C Conversion of derivative security | −32,204 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | Ithan Creek Master Investors (Cayman), L.P. 10% Owner | 4 | Series F Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,221,534 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-16 | Hadley Harbor Master Investors (Cayman) L.P. 10% Owner | 4 | Series F Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,974,048 0 owned after | $0.00 | 2018-04-16 | |
| 2018-04-13 holding as of filing | NEXT WORLD CAPITAL I, LLC 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2018-04-13 | ||
| 2018-04-13 holding as of filing | NEXT WORLD CAPITAL I, LLC 10% Owner | 3 | Series F Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2018-04-13 | ||
| 2018-04-11 holding as of filing | Tenaya Capital V GP, LP | Tenaya Capital V GP LLC | Tenaya Capital V, LP | Tenaya Capital V-P, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · By Tenaya Capital V, LP | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | Tenaya Capital V GP, LP | Tenaya Capital V GP LLC | Tenaya Capital V, LP | Tenaya Capital V-P, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · By Tenaya Capital V, LP | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | Tenaya Capital V GP, LP | Tenaya Capital V GP LLC | Tenaya Capital V, LP | Tenaya Capital V-P, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · By Tenaya Capital V, LP | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | Tenaya Capital V GP, LP | Tenaya Capital V GP LLC | Tenaya Capital V, LP | Tenaya Capital V-P, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Indirect · By Tenaya Capital V, LP | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | Tenaya Capital V GP, LP | Tenaya Capital V GP LLC | Tenaya Capital V, LP | Tenaya Capital V-P, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series F Convertible Preferred Stock Derivative · Indirect · By Tenaya Capital V, LP | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | Tenaya Capital V GP, LP | Tenaya Capital V GP LLC | Tenaya Capital V, LP | Tenaya Capital V-P, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · By Tenaya Capital V-P, LP | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | Tenaya Capital V GP, LP | Tenaya Capital V GP LLC | Tenaya Capital V, LP | Tenaya Capital V-P, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · By Tenaya Capital V-P, LP | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | Tenaya Capital V GP, LP | Tenaya Capital V GP LLC | Tenaya Capital V, LP | Tenaya Capital V-P, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · By Tenaya Capital V-P, LP | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | Tenaya Capital V GP, LP | Tenaya Capital V GP LLC | Tenaya Capital V, LP | Tenaya Capital V-P, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Indirect · By Tenaya Capital V-P, LP | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | Tenaya Capital V GP, LP | Tenaya Capital V GP LLC | Tenaya Capital V, LP | Tenaya Capital V-P, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series F Convertible Preferred Stock Derivative · Indirect · By Tenaya Capital V-P, LP | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | Benioff Marc 10% Owner | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | Benioff Marc 10% Owner | 3 | Series B Preferred Stock Derivative · Direct | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | Benioff Marc 10% Owner | 3 | Series D Preferred Stock Derivative · Direct | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | Benioff Marc 10% Owner | 3 | Series E Preferred Stock Derivative · Direct | Holding | no price filed | 2018-04-11 |