Zuora, Inc Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2025-02-14: Reporting owner Silver Lake Alpine Associates II, L.P. | SLAA II (GP), L.L.C. | SL Alpine II Aggregator GP, L.L.C. | SLA Zurich Aggregator, L.P. | Osnoss Joseph | SLA Zurich Holdings, L.P. | Silver Lake Group, L.L.C. | SLA Zurich GP, L.L.C.; Form 4; Security 3.95% / 5.50% Convertible Senior PIK Toggle Notes due 2029; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2025-02-14: Reporting owner Silver Lake Alpine Associates II, L.P. | SLAA II (GP), L.L.C. | SL Alpine II Aggregator GP, L.L.C. | SLA Zurich Aggregator, L.P. | Osnoss Joseph | SLA Zurich Holdings, L.P. | Silver Lake Group, L.L.C. | SLA Zurich GP, L.L.C.; Form 4; Security 3.95% / 5.50% Convertible Senior PIK Toggle Notes due 2029; Transaction J Other acquisition or disposition (describe transaction).
- 2023-09-22: Reporting owner SL Alpine II Aggregator GP, L.L.C. | SLA Zurich Aggregator, L.P. | Silver Lake Alpine Associates II, L.P. | Osnoss Joseph | SLA Zurich GP, L.L.C. | SLA Zurich Holdings, L.P. | SLAA II (GP), L.L.C. | Silver Lake Group, L.L.C.; Form 4; Security 3.95% / 5.50% Convertible Senior PIK Toggle Notes due 2029; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2022-03-28: Reporting owner SLAA II (GP), L.L.C. | Silver Lake Group, L.L.C. | SL Alpine II Aggregator GP, L.L.C. | SLA Zurich GP, L.L.C. | Silver Lake Alpine Associates II, L.P. | SLA Zurich Holdings, L.P. | SLA Zurich Aggregator, L.P. | Osnoss Joseph; Form 3; Security 3.95% / 5.50% Convertible Senior PIK Toggle Notes due 2029; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2025-02-14 | Silver Lake Alpine Associates II, L.P. | SLAA II (GP), L.L.C. | SL Alpine II Aggregator GP, L.L.C. | SLA Zurich Aggregator, L.P. | Osnoss Joseph | SLA Zurich Holdings, L.P. | Silver Lake Group, L.L.C. | SLA Zurich GP, L.L.C. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | 3.95% / 5.50% Convertible Senior PIK Toggle Notes due 2029 Derivative · Indirect · See footnote | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | $130,000,000.00 | 2025-02-19 | ||
| 2025-02-14 | Silver Lake Alpine Associates II, L.P. | SLAA II (GP), L.L.C. | SL Alpine II Aggregator GP, L.L.C. | SLA Zurich Aggregator, L.P. | Osnoss Joseph | SLA Zurich Holdings, L.P. | Silver Lake Group, L.L.C. | SLA Zurich GP, L.L.C. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | 3.95% / 5.50% Convertible Senior PIK Toggle Notes due 2029 Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | $20.00 exercise price | 2025-02-19 | ||
| 2023-09-22 | SL Alpine II Aggregator GP, L.L.C. | SLA Zurich Aggregator, L.P. | Silver Lake Alpine Associates II, L.P. | Osnoss Joseph | SLA Zurich GP, L.L.C. | SLA Zurich Holdings, L.P. | SLAA II (GP), L.L.C. | Silver Lake Group, L.L.C. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | 3.95% / 5.50% Convertible Senior PIK Toggle Notes due 2029 Derivative · Indirect · Held through SLA Zurich Holdings, L.P. | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $150,000,000.00 | 2023-09-25 | ||
| 2022-03-28 holding as of filing | SLAA II (GP), L.L.C. | Silver Lake Group, L.L.C. | SL Alpine II Aggregator GP, L.L.C. | SLA Zurich GP, L.L.C. | Silver Lake Alpine Associates II, L.P. | SLA Zurich Holdings, L.P. | SLA Zurich Aggregator, L.P. | Osnoss Joseph Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director | 3 | 3.95% / 5.50% Convertible Senior PIK Toggle Notes due 2029 Derivative · Indirect · Held through SLA Zurich Holdings, L.P. | Holding | $20.00 exercise price | 2022-03-28 |