Zuora, Inc Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows in 2020. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-12-22: Reporting owner Pileggi Jennifer; Form 4; Security Class B Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2020-12-22: Reporting owner Pileggi Jennifer; Form 4; Security Class B Common Stock; Transaction C Conversion of derivative security.
- 2020-12-14: Reporting owner Pileggi Jennifer; Form 4; Security Class B Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2020-12-14: Reporting owner Pileggi Jennifer; Form 4; Security Class B Common Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-12-22 | Pileggi Jennifer Officer (SVP, GC and Corp. Secretary) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +10,000 10,000 owned after | $0.00 | 2020-12-23 | |
| 2020-12-22 | Pileggi Jennifer Officer (SVP, GC and Corp. Secretary) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −10,000 0 owned after | $0.00 | 2020-12-23 | |
| 2020-12-14 | Pileggi Jennifer Officer (SVP, GC and Corp. Secretary) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +15,000 15,000 owned after | $0.00 | 2020-12-15 | |
| 2020-12-14 | Pileggi Jennifer Officer (SVP, GC and Corp. Secretary) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −15,000 0 owned after | $0.00 | 2020-12-15 | |
| 2020-12-08 | Pileggi Jennifer Officer (SVP, GC and Corp. Secretary) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +15,000 15,000 owned after | $0.00 | 2020-12-10 | |
| 2020-12-08 | Pileggi Jennifer Officer (SVP, GC and Corp. Secretary) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −15,000 0 owned after | $0.00 | 2020-12-10 | |
| 2020-09-08 | Pressman Jason Director | 4 | Class B Common Stock Derivative · Indirect · By Shasta Ventures II, L.P. | C Conversion of derivative security | −1,763,122 1,000,000 owned after | $0.00 | 2020-09-10 | |
| 2020-06-15 | FENTON PETER H Director | 4 | Class B Common Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −3,077,317 0 owned after | $0.00 | 2020-06-17 |