Westmoreland Resource Partners, LP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 37 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-12-01: Reporting owner Troup Nathan M.; Form 3; Security Common Units (representing limited partner interests); Transaction Holding.
- 2016-11-23: Reporting owner HORTON KEITH D; Form 4; Security Common Units (representing limited partner interests); Transaction P Open market or private purchase of non-derivative or derivative security.
- 2016-11-22: Reporting owner HORTON KEITH D; Form 4; Security Common Units (representing limited partner interests); Transaction P Open market or private purchase of non-derivative or derivative security.
- 2016-11-14: Reporting owner WESTMORELAND COAL Co; Form 4; Security Series A Convertible Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-12-01 holding as of filing | Troup Nathan M. Officer (CFO - Interim) | 3 | Common Units (representing limited partner interests) Non-derivative · Direct | Holding | 0 owned after | no price filed | 2016-12-01 | |
| 2016-11-23 | HORTON KEITH D Director | 4 | Common Units (representing limited partner interests) Non-derivative · Indirect · in Trust | P Open market or private purchase of non-derivative or derivative security | +1,000 5,886 owned after | $5.95 | 2016-11-25 | |
| 2016-11-22 | HORTON KEITH D Director | 4 | Common Units (representing limited partner interests) Non-derivative · Indirect · in Trust | P Open market or private purchase of non-derivative or derivative security | +500 4,886 owned after | $5.99 | 2016-11-25 | |
| 2016-11-14 | WESTMORELAND COAL Co Director, 10% Owner | 4 | Series A Convertible Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +276,792 15,933,343 owned after | $7.54 | 2016-12-08 | |
| 2016-10-28 | WESTMORELAND COAL Co Director, 10% Owner | 4 | Common Units (representing limited partner interests) Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | −4,512,500 0 owned after | $0.00 | 2016-11-01 | |
| 2016-10-28 | WESTMORELAND COAL Co Director, 10% Owner | 4 | Series B Convertible Units Derivative · Direct | J Other acquisition or disposition (describe transaction) | +4,512,500 4,512,500 owned after | $0.00 | 2016-11-01 | |
| 2016-09-20 | Clutterbuck Robert T Director | 4 | Common Units (representing limited partner interests) Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −7,093 14,832 owned after | $5.25 | 2016-09-20 | |
| 2016-09-19 | Clutterbuck Robert T Director | 4 | Common Units (representing limited partner interests) Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −1,601 13,231 owned after | $5.28 | 2016-09-21 | |
| 2016-09-16 | Clutterbuck Robert T Director | 4 | Common Units (representing limited partner interests) Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −2,806 21,925 owned after | $5.25 | 2016-09-20 | |
| 2016-09-15 | Clutterbuck Robert T Director | 4 | Common Units (representing limited partner interests) Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −4,200 24,731 owned after | $5.26 | 2016-09-15 | |
| 2016-09-14 | Clutterbuck Robert T Director | 4 | Common Units (representing limited partner interests) Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −5,200 28,931 owned after | $5.31 | 2016-09-15 | |
| 2016-09-13 | Clutterbuck Robert T Director | 4 | Common Units (representing limited partner interests) Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −600 34,131 owned after | $5.57 | 2016-09-15 | |
| 2016-09-12 | Clutterbuck Robert T Director | 4 | Common Units (representing limited partner interests) Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −2,300 34,731 owned after | $5.60 | 2016-09-13 | |
| 2016-09-09 | Clutterbuck Robert T Director | 4 | Common Units (representing limited partner interests) Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −1,535 37,031 owned after | $5.63 | 2016-09-13 | |
| 2016-09-08 | Clutterbuck Robert T Director | 4 | Common Units (representing limited partner interests) Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −900 38,566 owned after | $5.61 | 2016-09-08 | |
| 2016-09-07 | Clutterbuck Robert T Director | 4 | Common Units (representing limited partner interests) Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −400 39,466 owned after | $5.68 | 2016-09-08 | |
| 2016-09-06 | Clutterbuck Robert T Director | 4 | Common Units (representing limited partner interests) Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −865 39,866 owned after | $5.57 | 2016-09-08 | |
| 2016-08-11 | TYWONIUK GERALD A Director | 4 | Common Units (representing limited partner interests) Non-derivative · Indirect · in Trust | S Open market or private sale of non-derivative or derivative security | −400 11,326 owned after | $5.53 | 2016-08-11 | |
| 2016-08-10 | TYWONIUK GERALD A Director | 4 | Common Units (representing limited partner interests) Non-derivative · Indirect · in Trust | S Open market or private sale of non-derivative or derivative security | −1,100 11,726 owned after | $5.38 | 2016-08-11 | |
| 2016-05-24 | TYWONIUK GERALD A Director | 4 | Common Units (representing limited partner interests) Non-derivative · Indirect · in Trust | S Open market or private sale of non-derivative or derivative security | −700 12,826 owned after | $4.59 | 2016-05-25 | |
| 2016-04-25 | Kost Kurt D Director | 4 | Common Units (representing limited partner interests) Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −1,693 2,693 owned after | $5.75 | 2016-04-27 | |
| 2016-03-02 | Kost Kurt D Director | 4 | Common Units (representing limited partner interests) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,386 4,386 owned after | $0.00 | 2016-03-04 | |
| 2016-03-02 | Kost Kurt D Director | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,386 0 owned after | no price filed | 2016-03-04 | |
| 2016-03-02 | Kost Kurt D Director | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,756 12,756 owned after | no price filed | 2016-03-04 | |
| 2016-03-02 | UNGUREAN CHARLES C Director | 4 | Common Units (representing limited partner interests) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,386 37,599 owned after | $0.00 | 2016-03-04 | |
| 2016-03-02 | UNGUREAN CHARLES C Director | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,386 0 owned after | no price filed | 2016-03-04 | |
| 2016-03-02 | UNGUREAN CHARLES C Director | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,756 12,756 owned after | no price filed | 2016-03-04 | |
| 2016-03-02 | TYWONIUK GERALD A Director | 4 | Common Units (representing limited partner interests) Non-derivative · Indirect · in Trust | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,386 13,525 owned after | $0.00 | 2016-03-04 | |
| 2016-03-02 | TYWONIUK GERALD A Director | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,386 0 owned after | no price filed | 2016-03-04 | |
| 2016-03-02 | TYWONIUK GERALD A Director | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,756 12,756 owned after | no price filed | 2016-03-04 | |
| 2016-03-02 | HORTON KEITH D Director | 4 | Common Units (representing limited partner interests) Non-derivative · Indirect · in Trust | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,386 4,386 owned after | $0.00 | 2016-03-04 | |
| 2016-03-02 | HORTON KEITH D Director | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,386 0 owned after | no price filed | 2016-03-04 | |
| 2016-03-02 | HORTON KEITH D Director | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,756 12,756 owned after | no price filed | 2016-03-04 | |
| 2016-03-02 | Clutterbuck Robert T Director | 4 | Common Units (representing limited partner interests) Non-derivative · Indirect · in Trust | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,386 4,386 owned after | $0.00 | 2016-03-04 | |
| 2016-03-02 | Clutterbuck Robert T Director | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,386 0 owned after | no price filed | 2016-03-04 | |
| 2016-03-02 | Clutterbuck Robert T Director | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,756 12,756 owned after | no price filed | 2016-03-04 | |
| 2016-02-12 | WESTMORELAND COAL Co Director, 10% Owner | 4 | Series A Convertible Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +404,562 15,656,551 owned after | $7.54 | 2016-02-17 |