Westmoreland Resource Partners, LP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 54 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-31: Reporting owner TYWONIUK GERALD A; Form 4; Security Common Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-12-31: Reporting owner MESSEY ROBERT J; Form 4; Security Common Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-12-31: Reporting owner LILLY PETER B; Form 4; Security Common Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-12-01: Reporting owner MAKSIMOSKI DENISE M; Form 4; Security Common Units (limited partner interests); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-31 | TYWONIUK GERALD A Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +832 1,664 owned after | $0.00 | 2012-01-04 | |
| 2011-12-31 | MESSEY ROBERT J Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +832 11,705 owned after | $0.00 | 2012-01-04 | |
| 2011-12-31 | LILLY PETER B Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,196 15,750 owned after | $0.00 | 2012-01-04 | |
| 2011-12-01 | MAKSIMOSKI DENISE M Officer (Sr. Director of Accounting) | 4 | Common Units (limited partner interests) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,917 12,265 owned after | no price filed | 2011-12-05 | |
| 2011-12-01 | MAKSIMOSKI DENISE M Officer (Sr. Director of Accounting) | 4 | Common Units (limited partner interests) Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −947 11,318 owned after | $17.76 | 2011-12-05 | |
| 2011-12-01 | MAKSIMOSKI DENISE M Officer (Sr. Director of Accounting) | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,917 0 owned after | no price filed | 2011-12-05 | |
| 2011-12-01 | HONISH GREGORY J Officer (SVP, Operations) | 4 | Common Units (limited partner interests) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,669 12,539 owned after | no price filed | 2011-12-05 | |
| 2011-12-01 | HONISH GREGORY J Officer (SVP, Operations) | 4 | Common Units (limited partner interests) Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −1,398 11,141 owned after | $17.76 | 2011-12-05 | |
| 2011-12-01 | HONISH GREGORY J Officer (SVP, Operations) | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,669 0 owned after | no price filed | 2011-12-05 | |
| 2011-12-01 | GARDNER MICHAEL B Officer (Asst. Secy. & General Counsel) | 4 | Common Units (limited partner interests) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,917 10,427 owned after | no price filed | 2011-12-05 | |
| 2011-12-01 | GARDNER MICHAEL B Officer (Asst. Secy. & General Counsel) | 4 | Common Units (limited partner interests) Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −874 9,553 owned after | $17.76 | 2011-12-05 | |
| 2011-12-01 | GARDNER MICHAEL B Officer (Asst. Secy. & General Counsel) | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,917 0 owned after | no price filed | 2011-12-05 | |
| 2011-10-03 holding as of filing | TYWONIUK GERALD A Director | 4 | Common Units Non-derivative · Indirect · By Family Trust | Holding | 6,366 owned after | no price filed | 2011-10-03 | |
| 2011-09-30 | TYWONIUK GERALD A Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +832 832 owned after | $15.04 | 2011-10-03 | |
| 2011-09-30 | MESSEY ROBERT J Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +832 10,873 owned after | $15.04 | 2011-10-03 | |
| 2011-09-30 | LILLY PETER B Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,895 13,554 owned after | $15.04 | 2011-10-03 | |
| 2011-08-30 | TYWONIUK GERALD A Director | 4 | Common Units (limited partner interests) Non-derivative · Direct · (m) | G Bona fide gift | −544 0 owned after | $0.00 | 2011-08-30 | |
| 2011-08-30 | TYWONIUK GERALD A Director | 4 | Common Units (limited partner interests) Non-derivative · Indirect · (m) | G Bona fide gift | +544 6,366 owned after | $0.00 | 2011-08-30 | |
| 2011-07-05 holding as of filing | TYWONIUK GERALD A Director | 4 | Common Units (limited partner interests) Non-derivative · Indirect · By Family Trust | Holding | 5,822 owned after | no price filed | 2011-07-05 | |
| 2011-06-30 | TYWONIUK GERALD A Director | 4 | Common Units (limited partner interests) Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +544 544 owned after | $0.00 | 2011-07-05 | |
| 2011-06-30 | MESSEY ROBERT J Director | 4 | Common Units (limited partner interests) Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +544 4,041 owned after | $0.00 | 2011-07-05 | |
| 2011-06-30 | LILLY PETER B Director | 4 | Common Units (limited partner interests) Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,262 11,659 owned after | $0.00 | 2011-07-05 | |
| 2011-05-11 | TYWONIUK GERALD A Director | 4 | Common Units (limited partner interests) Non-derivative · Direct · (m) | G Bona fide gift | −455 0 owned after | $0.00 | 2011-05-12 | |
| 2011-05-11 | TYWONIUK GERALD A Director | 4 | Common Units (limited partner interests) Non-derivative · Indirect · (m) | G Bona fide gift | +455 5,822 owned after | $0.00 | 2011-05-12 | |
| 2011-04-04 holding as of filing | TYWONIUK GERALD A Director | 4 | Common Units (limited partner interests) Non-derivative · Indirect · By Family Trust | Holding | 5,367 owned after | no price filed | 2011-04-04 | |
| 2011-03-31 | TYWONIUK GERALD A Director | 4 | Common Units (limited partner interests) Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +455 455 owned after | $0.00 | 2011-04-04 | |
| 2011-03-31 | MESSEY ROBERT J Director | 4 | Common Units (limited partner interests) Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +455 3,497 owned after | $0.00 | 2011-04-04 | |
| 2011-03-31 | MAKSIMOSKI DENISE M Officer (Sr. Director of Accounting) | 4 | Common Units (limited partner interests) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,593 9,939 owned after | no price filed | 2011-04-04 | |
| 2011-03-31 | MAKSIMOSKI DENISE M Officer (Sr. Director of Accounting) | 4 | Common Units (limited partner interests) Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −591 9,348 owned after | $27.20 | 2011-04-04 | |
| 2011-03-31 | MAKSIMOSKI DENISE M Officer (Sr. Director of Accounting) | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,593 1,593 owned after | no price filed | 2011-04-04 | |
| 2011-03-31 | LILLY PETER B Director | 4 | Common Units (limited partner interests) Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,055 10,397 owned after | $0.00 | 2011-04-04 | |
| 2011-03-31 | GUTMAN JEFFREY M Officer (SVP, CFO & Treasurer) | 4 | Common Units (limited partner interests) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +13,517 26,903 owned after | no price filed | 2011-04-04 | |
| 2011-03-31 | GUTMAN JEFFREY M Officer (SVP, CFO & Treasurer) | 4 | Common Units (limited partner interests) Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −6,954 19,949 owned after | $27.50 | 2011-04-04 | |
| 2011-03-31 | GUTMAN JEFFREY M Officer (SVP, CFO & Treasurer) | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,517 0 owned after | no price filed | 2011-04-04 | |
| 2011-03-10 | TYWONIUK GERALD A Director | 4 | Common Units (limited partner interests) Non-derivative · Direct · (m) | G Bona fide gift | −5,367 0 owned after | $0.00 | 2011-03-11 | |
| 2011-03-10 | TYWONIUK GERALD A Director | 4 | Common Units (limited partner interests) Non-derivative · Indirect · (m) | G Bona fide gift | +5,367 5,367 owned after | $0.00 | 2011-03-11 | |
| 2011-03-03 | HONISH GREGORY J Officer (SVP, Operations) | 4 | Common Units (limited partner interests) Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −4,669 7,870 owned after | $25.50 | 2011-03-04 | |
| 2011-03-01 | GUTMAN JEFFREY M Officer (SVP, CFO & Treasurer) | 4 | Common Units (limited partner interests) Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −22,704 13,386 owned after | $24.57 | 2011-03-02 | |
| 2011-02-28 | UNGUREAN CHARLES C | C&T Coal, Inc. | UNGUREAN THOMAS T Director, Officer (See Footnotes) | | Officer | 4 | Common Units (limited partner interests) Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −112,572 360,882 owned after | $24.13 | 2011-03-02 | |
| 2011-02-28 | AIM Oxford Holdings, LLC | CARBONE MATTHEW P | AIM Coal Management, LLC | HELLMAN ROBERT B JR | McCown George Edwin | Director | Other | Other | Director, 10% Owner | 4 | Common Units (limited partner interests) Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −221,206 709,143 owned after | $24.13 | 2011-03-02 | |
| 2011-01-04 holding as of filing | GUTMAN JEFFREY M Officer (SVP, CFO & Treasurer) | 4 | Phantom Units Derivative · Direct | Holding | 13,517 owned after | no price filed | 2011-01-04 | |
| 2011-01-01 | UNGUREAN THOMAS T Other (See Remarks) | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,083 2,083 owned after | no price filed | 2011-01-04 | |
| 2011-01-01 | UNGUREAN CHARLES C Other (See Remarks) | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,786 3,786 owned after | no price filed | 2011-01-04 | |
| 2011-01-01 | MAKSIMOSKI DENISE M Officer (Sr. Director of Accounting) | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +432 432 owned after | no price filed | 2011-01-04 | |
| 2011-01-01 | Maher Daniel M. Officer (SVP, CLO & Secy.) | 4 | Common Units (limited partner interests) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,106 4,106 owned after | no price filed | 2011-01-04 | |
| 2011-01-01 | Maher Daniel M. Officer (SVP, CLO & Secy.) | 4 | Common Units (limited partner interests) Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −1,406 2,700 owned after | $24.36 | 2011-01-04 | |
| 2011-01-01 | Maher Daniel M. Officer (SVP, CLO & Secy.) | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,421 16,421 owned after | no price filed | 2011-01-04 | |
| 2011-01-01 | Maher Daniel M. Officer (SVP, CLO & Secy.) | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,106 12,315 owned after | no price filed | 2011-01-04 | |
| 2011-01-01 | HONISH GREGORY J Officer (SVP, Operations) | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,319 3,319 owned after | no price filed | 2011-01-04 | |
| 2011-01-01 | GUTMAN JEFFREY M Officer (SVP, CFO & Treasurer) | 4 | Common Units (limited partner interests) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +6,821 38,590 owned after | no price filed | 2011-01-04 | |
| 2011-01-01 | GUTMAN JEFFREY M Officer (SVP, CFO & Treasurer) | 4 | Common Units (limited partner interests) Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −2,500 36,090 owned after | $24.36 | 2011-01-04 | |
| 2011-01-01 | GUTMAN JEFFREY M Officer (SVP, CFO & Treasurer) | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,821 13,643 owned after | no price filed | 2011-01-04 | |
| 2011-01-01 | GUTMAN JEFFREY M Officer (SVP, CFO & Treasurer) | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,848 1,848 owned after | no price filed | 2011-01-04 | |
| 2011-01-01 | GARDNER MICHAEL B Officer (Asst. Secy. & General Counsel) | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,129 1,129 owned after | no price filed | 2011-01-04 |