Westmoreland Resource Partners, LP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 50 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-12-31: Reporting owner TYWONIUK GERALD A; Form 4; Security Common Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-12-31: Reporting owner MESSEY ROBERT J; Form 4; Security Common Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-12-31: Reporting owner LILLY PETER B; Form 4; Security Common Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-09-30: Reporting owner TYWONIUK GERALD A; Form 4; Security Common Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-12-31 | TYWONIUK GERALD A Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,163 37,937 owned after | $0.00 | 2014-01-03 | |
| 2013-12-31 | MESSEY ROBERT J Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,163 44,795 owned after | $0.00 | 2014-01-03 | |
| 2013-12-31 | LILLY PETER B Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,163 61,410 owned after | $0.00 | 2014-01-03 | |
| 2013-09-30 | TYWONIUK GERALD A Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,411 27,774 owned after | $0.00 | 2013-10-01 | |
| 2013-09-30 | MESSEY ROBERT J Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,411 34,632 owned after | $0.00 | 2013-10-01 | |
| 2013-09-30 | LILLY PETER B Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,411 51,247 owned after | $0.00 | 2013-10-01 | |
| 2013-06-30 | TYWONIUK GERALD A Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,682 21,363 owned after | $0.00 | 2013-07-01 | |
| 2013-06-30 | MESSEY ROBERT J Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,682 28,221 owned after | $0.00 | 2013-07-01 | |
| 2013-06-30 | LILLY PETER B Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,682 44,836 owned after | $0.00 | 2013-07-01 | |
| 2013-03-31 | UNGUREAN CHARLES C Other (See Remarks) | 4 | Common Units (limited partnership interests) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +946 1,893 owned after | no price filed | 2013-04-02 | |
| 2013-03-31 | UNGUREAN CHARLES C Other (See Remarks) | 4 | Common Units (limited partnership interests) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,602 6,495 owned after | no price filed | 2013-04-02 | |
| 2013-03-31 | UNGUREAN CHARLES C Other (See Remarks) | 4 | Common Units (limited partnership interests) Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −1,879 4,616 owned after | $2.75 | 2013-04-02 | |
| 2013-03-31 | UNGUREAN CHARLES C Other (See Remarks) | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −946 1,893 owned after | no price filed | 2013-04-02 | |
| 2013-03-31 | UNGUREAN CHARLES C Other (See Remarks) | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,602 13,806 owned after | no price filed | 2013-04-02 | |
| 2013-03-31 | TYWONIUK GERALD A Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,546 16,681 owned after | $0.00 | 2013-04-02 | |
| 2013-03-31 | MESSEY ROBERT J Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,546 23,539 owned after | $0.00 | 2013-04-02 | |
| 2013-03-31 | MAKSIMOSKI DENISE M Officer (Sr. Director of Accounting) | 4 | Common Units (limited partnership interests) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,593 13,963 owned after | no price filed | 2013-04-02 | |
| 2013-03-31 | MAKSIMOSKI DENISE M Officer (Sr. Director of Accounting) | 4 | Common Units (limited partnership interests) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +108 14,071 owned after | no price filed | 2013-04-02 | |
| 2013-03-31 | MAKSIMOSKI DENISE M Officer (Sr. Director of Accounting) | 4 | Common Units (limited partnership interests) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +250 14,321 owned after | no price filed | 2013-04-02 | |
| 2013-03-31 | MAKSIMOSKI DENISE M Officer (Sr. Director of Accounting) | 4 | Common Units (limited partnership interests) Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −764 13,557 owned after | $2.75 | 2013-04-02 | |
| 2013-03-31 | MAKSIMOSKI DENISE M Officer (Sr. Director of Accounting) | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,593 0 owned after | no price filed | 2013-04-02 | |
| 2013-03-31 | MAKSIMOSKI DENISE M Officer (Sr. Director of Accounting) | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −108 216 owned after | no price filed | 2013-04-02 | |
| 2013-03-31 | MAKSIMOSKI DENISE M Officer (Sr. Director of Accounting) | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −250 750 owned after | no price filed | 2013-04-02 | |
| 2013-03-31 | Maher Daniel M. Officer (SVP, CLO & Secy.) | 4 | Common Units (limited partner interests) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,246 9,489 owned after | no price filed | 2013-04-02 | |
| 2013-03-31 | Maher Daniel M. Officer (SVP, CLO & Secy.) | 4 | Common Units (limited partner interests) Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −763 8,726 owned after | $2.75 | 2013-04-02 | |
| 2013-03-31 | Maher Daniel M. Officer (SVP, CLO & Secy.) | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,246 6,738 owned after | no price filed | 2013-04-02 | |
| 2013-03-31 | LILLY PETER B Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,546 40,154 owned after | $0.00 | 2013-04-02 | |
| 2013-03-31 | HONISH GREGORY J Officer (SVP, Operations) | 4 | Common Units (limited partnership interests) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +830 12,505 owned after | no price filed | 2013-04-02 | |
| 2013-03-31 | HONISH GREGORY J Officer (SVP, Operations) | 4 | Common Units (limited partnership interests) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,747 14,252 owned after | no price filed | 2013-04-02 | |
| 2013-03-31 | HONISH GREGORY J Officer (SVP, Operations) | 4 | Common Units (limited partnership interests) Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −811 13,441 owned after | $2.75 | 2013-04-02 | |
| 2013-03-31 | HONISH GREGORY J Officer (SVP, Operations) | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −830 1,659 owned after | no price filed | 2013-04-02 | |
| 2013-03-31 | HONISH GREGORY J Officer (SVP, Operations) | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,747 5,241 owned after | no price filed | 2013-04-02 | |
| 2013-03-31 | HARRIS BRADLEY W Officer (Senior VP, CFO and Treasurer) | 4 | Common Units (Limited Partner Interests) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +25,000 41,278 owned after | no price filed | 2013-04-02 | |
| 2013-03-31 | HARRIS BRADLEY W Officer (Senior VP, CFO and Treasurer) | 4 | Common Units (Limited Partner Interests) Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −8,677 32,601 owned after | $2.75 | 2013-04-02 | |
| 2013-03-31 | HARRIS BRADLEY W Officer (Senior VP, CFO and Treasurer) | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 50,000 owned after | no price filed | 2013-04-02 | |
| 2013-03-31 | GARDNER MICHAEL B Officer (See Remarks) | 4 | Common Units (limited partnership interests) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +282 10,118 owned after | no price filed | 2013-04-02 | |
| 2013-03-31 | GARDNER MICHAEL B Officer (See Remarks) | 4 | Common Units (limited partnership interests) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,373 11,491 owned after | no price filed | 2013-04-02 | |
| 2013-03-31 | GARDNER MICHAEL B Officer (See Remarks) | 4 | Common Units (limited partnership interests) Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −624 10,867 owned after | $2.75 | 2013-04-02 | |
| 2013-03-31 | GARDNER MICHAEL B Officer (See Remarks) | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −282 564 owned after | no price filed | 2013-04-02 | |
| 2013-03-31 | GARDNER MICHAEL B Officer (See Remarks) | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,373 4,119 owned after | no price filed | 2013-04-02 | |
| 2013-01-03 holding as of filing | TYWONIUK GERALD A Director | 4 | Common Units Non-derivative · Indirect · By Family Trust | Holding | 6,366 owned after | no price filed | 2013-01-03 | |
| 2013-01-01 | MAKSIMOSKI DENISE M Officer (Sr. Director of Accounting) | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,032 8,032 owned after | no price filed | 2013-01-03 | |
| 2013-01-01 | GARDNER MICHAEL B Officer (See Remarks) | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,232 19,232 owned after | no price filed | 2013-01-03 | |
| 2013-01-01 | HONISH GREGORY J Officer (SVP, Operations) | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,756 23,756 owned after | no price filed | 2013-01-03 | |
| 2013-01-01 | Maher Daniel M. Officer (SVP, CLO & Secy.) | 4 | Common Units (limited partnership interests) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,105 8,892 owned after | no price filed | 2013-01-03 | |
| 2013-01-01 | Maher Daniel M. Officer (SVP, CLO & Secy.) | 4 | Common Units (limited partnership interests) Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −1,649 7,243 owned after | $4.42 | 2013-01-03 | |
| 2013-01-01 | Maher Daniel M. Officer (SVP, CLO & Secy.) | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,105 4,105 owned after | no price filed | 2013-01-03 | |
| 2013-01-01 | Maher Daniel M. Officer (SVP, CLO & Secy.) | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,544 30,544 owned after | no price filed | 2013-01-03 | |
| 2013-01-01 | HARRIS BRADLEY W Officer (Senior VP, CFO and Treasurer) | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,940 33,940 owned after | no price filed | 2013-01-03 | |
| 2013-01-01 | UNGUREAN CHARLES C Other (See Remarks) | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +56,564 56,564 owned after | no price filed | 2013-01-03 |