Westmoreland Resource Partners, LP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 45 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-12-02: Reporting owner MAKSIMOSKI DENISE M; Form 4; Security Phantom Units; Transaction Holding.
- 2010-12-01: Reporting owner TYWONIUK GERALD A; Form 4; Security Common Units (limited partner interests); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-12-01: Reporting owner MESSEY ROBERT J; Form 4; Security Common Units (limited partner interests); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-12-01: Reporting owner MAKSIMOSKI DENISE M; Form 4; Security Common Units (limited partner interests); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-12-02 holding as of filing | MAKSIMOSKI DENISE M Officer (Sr. Director of Accounting) | 4 | Phantom Units Derivative · Direct | Holding | 4,780 owned after | no price filed | 2010-12-02 | |
| 2010-12-01 | TYWONIUK GERALD A Director | 4 | Common Units (limited partner interests) Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,277 5,367 owned after | $0.00 | 2010-12-02 | |
| 2010-12-01 | MESSEY ROBERT J Director | 4 | Common Units (limited partner interests) Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +570 3,042 owned after | $0.00 | 2010-12-02 | |
| 2010-12-01 | MAKSIMOSKI DENISE M Officer (Sr. Director of Accounting) | 4 | Common Units (limited partner interests) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,917 9,307 owned after | no price filed | 2010-12-02 | |
| 2010-12-01 | MAKSIMOSKI DENISE M Officer (Sr. Director of Accounting) | 4 | Common Units (limited partner interests) Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −961 8,346 owned after | $21.96 | 2010-12-02 | |
| 2010-12-01 | MAKSIMOSKI DENISE M Officer (Sr. Director of Accounting) | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,917 2,917 owned after | no price filed | 2010-12-02 | |
| 2010-12-01 | LILLY PETER B Director | 4 | Common Units (limited partner interests) Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,139 9,342 owned after | $0.00 | 2010-12-02 | |
| 2010-12-01 | HONISH GREGORY J Officer (SVP, Operations) | 4 | Common Units (limited partner interests) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,669 14,007 owned after | no price filed | 2010-12-02 | |
| 2010-12-01 | HONISH GREGORY J Officer (SVP, Operations) | 4 | Common Units (limited partner interests) Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −1,468 12,539 owned after | $21.96 | 2010-12-02 | |
| 2010-12-01 | HONISH GREGORY J Officer (SVP, Operations) | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,669 4,669 owned after | no price filed | 2010-12-02 | |
| 2010-12-01 | GARDNER MICHAEL B Officer (Secretary & General Counsel) | 4 | Common Units (limited partner interests) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,917 8,427 owned after | no price filed | 2010-12-02 | |
| 2010-12-01 | GARDNER MICHAEL B Officer (Secretary & General Counsel) | 4 | Common Units (limited partner interests) Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −917 7,510 owned after | $21.96 | 2010-12-02 | |
| 2010-12-01 | GARDNER MICHAEL B Officer (Secretary & General Counsel) | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,917 2,917 owned after | no price filed | 2010-12-02 | |
| 2010-10-08 | MESSEY ROBERT J Director | 4 | Common Units (limited partner interests) Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,472 2,472 owned after | $0.00 | 2010-10-12 | |
| 2010-08-18 | LILLY PETER B Director | 4 | Common Units (limited partner interests) Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,703 8,203 owned after | $0.00 | 2010-08-19 | |
| 2010-07-19 | McCown George Edwin | AIM Oxford Holdings, LLC | CARBONE MATTHEW P | AIM Coal Management, LLC | HELLMAN ROBERT B JR Director, 10% Owner | | Director | Other | Other | 4 | Common Units (limited partner interests) Non-derivative · Direct | C Conversion of derivative security | +1,046,327 1,046,327 owned after | no price filed | 2010-07-19 | |
| 2010-07-19 | McCown George Edwin | AIM Oxford Holdings, LLC | CARBONE MATTHEW P | AIM Coal Management, LLC | HELLMAN ROBERT B JR Director, 10% Owner | | Director | Other | Other | 4 | Common Units (limited partner interests) Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | −115,978 930,349 owned after | no price filed | 2010-07-19 | |
| 2010-07-19 | McCown George Edwin | AIM Oxford Holdings, LLC | CARBONE MATTHEW P | AIM Coal Management, LLC | HELLMAN ROBERT B JR Director, 10% Owner | | Director | Other | Other | 4 | Class B Common Units (limited partner interests) Derivative · Direct | C Conversion of derivative security | −1,046,327 6,813,160 owned after | $0.00 | 2010-07-19 | |
| 2010-07-19 | McCown George Edwin | AIM Oxford Holdings, LLC | CARBONE MATTHEW P | AIM Coal Management, LLC | HELLMAN ROBERT B JR Director, 10% Owner | | Director | Other | Other | 4 | Class B Common Units (limited partner interests) Derivative · Direct | C Conversion of derivative security | −6,813,160 0 owned after | $0.00 | 2010-07-19 | |
| 2010-07-19 | McCown George Edwin | AIM Oxford Holdings, LLC | CARBONE MATTHEW P | AIM Coal Management, LLC | HELLMAN ROBERT B JR Director, 10% Owner | | Director | Other | Other | 4 | Subordinated Units (limited partner interests) Derivative · Direct | C Conversion of derivative security | +6,813,160 6,813,160 owned after | $0.00 | 2010-07-19 | |
| 2010-07-19 | TYWONIUK GERALD A Director | 4 | Common Units (limited partner interests) Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,000 3,090 owned after | $18.50 | 2010-07-19 | |
| 2010-07-19 | MAKSIMOSKI DENISE M Officer (Sr. Director of Accounting) | 4 | Common Units (limited partner interests) Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100 6,390 owned after | $18.50 | 2010-07-19 | |
| 2010-07-19 | LILLY PETER B Director | 4 | Common Units (limited partner interests) Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +5,500 5,500 owned after | $18.50 | 2010-07-19 | |
| 2010-07-19 | UNGUREAN CHARLES C | C&T Coal, Inc. | UNGUREAN THOMAS T Director, Officer (See Footnotes) | | Officer | 4 | Common Units (limited partner interests) Non-derivative · Direct | C Conversion of derivative security | +532,476 532,476 owned after | no price filed | 2010-07-19 | |
| 2010-07-19 | UNGUREAN CHARLES C | C&T Coal, Inc. | UNGUREAN THOMAS T Director, Officer (See Footnotes) | | Officer | 4 | Common Units (limited partner interests) Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −59,022 473,454 owned after | no price filed | 2010-07-19 | |
| 2010-07-19 | UNGUREAN CHARLES C | C&T Coal, Inc. | UNGUREAN THOMAS T Director, Officer (See Footnotes) | | Officer | 4 | Class B Common Units (limited partner interests) Derivative · Direct | C Conversion of derivative security | −532,476 3,467,220 owned after | no price filed | 2010-07-19 | |
| 2010-07-19 | UNGUREAN CHARLES C | C&T Coal, Inc. | UNGUREAN THOMAS T Director, Officer (See Footnotes) | | Officer | 4 | Class B Common Units (limited partner interests) Derivative · Direct | C Conversion of derivative security | −3,467,220 0 owned after | no price filed | 2010-07-19 | |
| 2010-07-19 | UNGUREAN CHARLES C | C&T Coal, Inc. | UNGUREAN THOMAS T Director, Officer (See Footnotes) | | Officer | 4 | Subordinated Units (limited partner interests) Derivative · Direct | C Conversion of derivative security | +3,467,220 3,467,220 owned after | no price filed | 2010-07-19 | |
| 2010-07-12 holding as of filing | McCown George Edwin Director, 10% Owner | 3 | Class B Common Units (limited partner interests) Derivative · Indirect · By LLC | Holding | no price filed | 2010-07-12 | ||
| 2010-07-12 holding as of filing | AIM Coal Management, LLC | HELLMAN ROBERT B JR | AIM Oxford Holdings, LLC Other (Refer to Remarks Section) | Other (Refer to Remarks Section) | | 3 | Class B Common Units (limited partner interests) Derivative · Direct | Holding | no price filed | 2010-07-12 | ||
| 2010-07-12 holding as of filing | C&T Coal, Inc. | 3 | Class B Common Units (limited partner interests) Derivative · Direct | Holding | no price filed | 2010-07-12 | ||
| 2010-07-12 holding as of filing | UNGUREAN THOMAS T Officer (See Remarks) | 3 | Class B Common Units (limited partner interests) Derivative · Indirect · By Corporation | Holding | no price filed | 2010-07-12 | ||
| 2010-07-12 holding as of filing | UNGUREAN CHARLES C Director, Officer (See Remarks) | 3 | Class B Common Units (limited partner interests) Derivative · Indirect · By Corporation | Holding | no price filed | 2010-07-12 | ||
| 2010-07-12 holding as of filing | TYWONIUK GERALD A Director | 3 | Common Units (limited partner interests) Non-derivative · Direct | Holding | 1,148 owned after | no price filed | 2010-07-12 | |
| 2010-07-12 holding as of filing | MAKSIMOSKI DENISE M Officer (Sr. Director of Accounting) | 3 | Common Units (limited partner interests) Non-derivative · Direct | Holding | 3,454 owned after | no price filed | 2010-07-12 | |
| 2010-07-12 holding as of filing | MAKSIMOSKI DENISE M Officer (Sr. Director of Accounting) | 3 | Phantom Units Derivative · Direct | Holding | no price filed | 2010-07-12 | ||
| 2010-07-12 holding as of filing | MAKSIMOSKI DENISE M Officer (Sr. Director of Accounting) | 3 | Phantom Units Derivative · Direct | Holding | no price filed | 2010-07-12 | ||
| 2010-07-12 holding as of filing | HONISH GREGORY J Officer (SVP, Operations) | 3 | Common Units (limited partner interests) Non-derivative · Direct | Holding | 5,128 owned after | no price filed | 2010-07-12 | |
| 2010-07-12 holding as of filing | HONISH GREGORY J Officer (SVP, Operations) | 3 | Phantom Units Derivative · Direct | Holding | no price filed | 2010-07-12 | ||
| 2010-07-12 holding as of filing | GUTMAN JEFFREY M Officer (SVP, CFO & Treasurer) | 3 | Common Units (limited partner interests) Non-derivative · Direct | Holding | 17,446 owned after | no price filed | 2010-07-12 | |
| 2010-07-12 holding as of filing | GUTMAN JEFFREY M Officer (SVP, CFO & Treasurer) | 3 | Phantom Units Derivative · Direct | Holding | no price filed | 2010-07-12 | ||
| 2010-07-12 holding as of filing | GUTMAN JEFFREY M Officer (SVP, CFO & Treasurer) | 3 | Phantom Units Derivative · Direct | Holding | no price filed | 2010-07-12 | ||
| 2010-07-12 holding as of filing | GARDNER MICHAEL B Officer (Secretary & General Counsel) | 3 | Common Units (limited partner interests) Non-derivative · Direct | Holding | 3,026 owned after | no price filed | 2010-07-12 | |
| 2010-07-12 holding as of filing | GARDNER MICHAEL B Officer (Secretary & General Counsel) | 3 | Phantom Units Derivative · Direct | Holding | no price filed | 2010-07-12 | ||
| 2010-07-12 holding as of filing | CARBONE MATTHEW P Director, 10% Owner | 3 | Class B Common Units (limited partner interests) Derivative · Indirect · By LLC | Holding | no price filed | 2010-07-12 |