Westmoreland Resource Partners, LP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 22 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-12-15: Reporting owner Hutchinson Michael G; Form 3; Security Common Units (representing limited partner interests); Transaction Holding.
- 2017-11-14: Reporting owner WESTMORELAND COAL Co; Form 4; Security Series A Convertible Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-08-14: Reporting owner WESTMORELAND COAL Co; Form 4; Security Series A Convertible Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-08-07: Reporting owner Henry Scott Alan; Form 3; Security Common Units (representing limited partner interests); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-12-15 holding as of filing | Hutchinson Michael G Officer (Interim CEO) | 3 | Common Units (representing limited partner interests) Non-derivative · Direct | Holding | 0 owned after | no price filed | 2017-12-15 | |
| 2017-11-14 | WESTMORELAND COAL Co Director, 10% Owner | 4 | Series A Convertible Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +257,251 17,050,680 owned after | $7.54 | 2017-11-15 | |
| 2017-08-14 | WESTMORELAND COAL Co Director, 10% Owner | 4 | Series A Convertible Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +291,734 16,793,429 owned after | $7.54 | 2017-11-15 | |
| 2017-08-07 holding as of filing | Henry Scott Alan Officer (Principal Accounting Officer) | 3 | Common Units (representing limited partner interests) Non-derivative · Direct | Holding | 0 owned after | no price filed | 2017-08-07 | |
| 2017-05-17 | TYWONIUK GERALD A Director | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,448 16,448 owned after | no price filed | 2017-05-19 | |
| 2017-05-17 | HORTON KEITH D Director | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,448 16,448 owned after | no price filed | 2017-05-19 | |
| 2017-05-17 | Clutterbuck Robert T Director | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,448 16,448 owned after | no price filed | 2017-05-19 | |
| 2017-05-17 | Kost Kurt D Director | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,448 16,448 owned after | no price filed | 2017-05-19 | |
| 2017-05-17 | UNGUREAN CHARLES C Director | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,448 16,448 owned after | no price filed | 2017-05-19 | |
| 2017-05-15 | WESTMORELAND COAL Co Director, 10% Owner | 4 | Series A Convertible Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +286,666 16,501,695 owned after | $7.54 | 2017-11-15 | |
| 2017-03-02 | TYWONIUK GERALD A Director | 4 | Common Units (representing limited partner interests) Non-derivative · Indirect · in Trust | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +12,756 24,082 owned after | $0.00 | 2017-03-06 | |
| 2017-03-02 | TYWONIUK GERALD A Director | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,756 0 owned after | no price filed | 2017-03-06 | |
| 2017-03-02 | Clutterbuck Robert T Director | 4 | Common Units (representing limited partner interests) Non-derivative · Indirect · in Trust | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +12,756 25,987 owned after | $0.00 | 2017-03-06 | |
| 2017-03-02 | Clutterbuck Robert T Director | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,756 0 owned after | no price filed | 2017-03-06 | |
| 2017-03-02 | UNGUREAN CHARLES C Director | 4 | Common Units (representing limited partner interests) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +12,756 50,355 owned after | $0.00 | 2017-03-06 | |
| 2017-03-02 | UNGUREAN CHARLES C Director | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,756 0 owned after | no price filed | 2017-03-06 | |
| 2017-03-02 | HORTON KEITH D Director | 4 | Common Units (representing limited partner interests) Non-derivative · Indirect · in Trust | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +12,756 18,642 owned after | $0.00 | 2017-03-06 | |
| 2017-03-02 | HORTON KEITH D Director | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,756 0 owned after | no price filed | 2017-03-06 | |
| 2017-03-02 | Kost Kurt D Director | 4 | Common Units (representing limited partner interests) Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −1,693 1,000 owned after | $5.00 | 2017-03-06 | |
| 2017-03-02 | Kost Kurt D Director | 4 | Common Units (representing limited partner interests) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +12,756 13,756 owned after | $0.00 | 2017-03-06 | |
| 2017-03-02 | Kost Kurt D Director | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,756 0 owned after | no price filed | 2017-03-06 | |
| 2017-02-14 | WESTMORELAND COAL Co Director, 10% Owner | 4 | Series A Convertible Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +281,686 16,215,029 owned after | $7.54 | 2017-02-15 |