Westmoreland Resource Partners, LP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 22 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-12-10: Reporting owner UNGUREAN CHARLES C; Form 5; Security Common Units (representing limited partner interests); Transaction S Open market or private sale of non-derivative or derivative security.
- 2015-12-01: Reporting owner UNGUREAN CHARLES C; Form 5; Security Common Units (representing limited partner interests); Transaction P Open market or private purchase of non-derivative or derivative security.
- 2015-11-13: Reporting owner Meyer Michael John; Form 5; Security Common Units (representing limited partner interests); Transaction L Small acquisition under Rule 16a-6.
- 2015-08-01: Reporting owner WESTMORELAND COAL Co; Form 4; Security Series A Convertible Units; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-12-10 | UNGUREAN CHARLES C Director | 5 | Common Units (representing limited partner interests) Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −100 33,213 owned after | $3.80 | 2016-02-12 | |
| 2015-12-01 | UNGUREAN CHARLES C Director | 5 | Common Units (representing limited partner interests) Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +6,431 33,313 owned after | $4.24 | 2016-02-12 | |
| 2015-11-13 | Meyer Michael John Officer (Principal Accounting Officer) | 5 | Common Units (representing limited partner interests) Non-derivative · Direct | L Small acquisition under Rule 16a-6 | +53 1,816 owned after | $6.62 | 2016-02-12 | |
| 2015-08-01 | WESTMORELAND COAL Co Director, 10% Owner | 4 | Series A Convertible Units Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +15,251,989 15,251,989 owned after | $7.54 | 2015-10-16 | |
| 2015-03-04 holding as of filing | Meyer Michael John Officer (Principal Accounting Officer) | 3 | Common Units (representing limited partner interests) Non-derivative · Direct | Holding | 1,763 owned after | no price filed | 2015-03-04 | |
| 2015-03-04 holding as of filing | Micheletti Joseph Earl Officer (Executive Vice President) | 3 | Common Units (representing limited partner interests) Non-derivative · Direct | Holding | 0 owned after | no price filed | 2015-03-04 | |
| 2015-03-04 holding as of filing | Clutterbuck Robert T Director | 4 | Common Units (representing limited partner interests) Non-derivative · Direct | Holding | 40,731 owned after | no price filed | 2015-03-04 | |
| 2015-03-04 holding as of filing | TYWONIUK GERALD A Director | 4 | Common Units (representing limited partner interests) Non-derivative · Direct | Holding | 9,139 owned after | no price filed | 2015-03-04 | |
| 2015-03-04 holding as of filing | UNGUREAN CHARLES C Director | 4 | Common Units (representing limited partner interests) Non-derivative · Direct | Holding | 26,882 owned after | no price filed | 2015-03-04 | |
| 2015-03-02 | HORTON KEITH D Director | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,386 4,386 owned after | no price filed | 2015-03-04 | |
| 2015-03-02 | Kost Kurt D Director | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,386 4,386 owned after | no price filed | 2015-03-04 | |
| 2015-03-02 | Clutterbuck Robert T Director | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,386 4,386 owned after | no price filed | 2015-03-04 | |
| 2015-03-02 | TYWONIUK GERALD A Director | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,386 4,386 owned after | no price filed | 2015-03-04 | |
| 2015-03-02 | UNGUREAN CHARLES C Director | 4 | Common Units (representing limited partner interests) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,386 4,386 owned after | no price filed | 2015-03-04 | |
| 2015-02-17 holding as of filing | WESTMORELAND COAL Co Director, 10% Owner | 3 | Common Units (representing limited partner interests) Non-derivative · Direct | Holding | 4,512,500 owned after | no price filed | 2015-02-17 | |
| 2015-01-21 holding as of filing | ALESSI KEITH E Director, Officer (President and CEO) | 3 | Common Units (representing limited partner interests) Non-derivative · Direct | Holding | 0 owned after | no price filed | 2015-01-21 | |
| 2015-01-21 holding as of filing | Paprzycki Kevin A Director, Officer (CFO and Treasurer) | 3 | Common Units (representing limited partner interests) Non-derivative · Direct | Holding | 0 owned after | no price filed | 2015-01-21 | |
| 2015-01-21 holding as of filing | Grafton Jennifer S Director, Officer (Chief Legal Officer, Secretary) | 3 | Common Units (representing limited partner interests) Non-derivative · Direct | Holding | 0 owned after | no price filed | 2015-01-21 | |
| 2015-01-21 holding as of filing | HORTON KEITH D Director | 3 | Common Units (representing limited partner interests) Non-derivative · Direct | Holding | 0 owned after | no price filed | 2015-01-21 | |
| 2015-01-21 holding as of filing | Clutterbuck Robert T Director | 3 | Common Units (representing limited partner interests) Non-derivative · Direct | Holding | 32,584 owned after | no price filed | 2015-01-21 | |
| 2015-01-21 holding as of filing | Kost Kurt D Director | 3 | Common Units (representing limited partner interests) Non-derivative · Direct | Holding | 0 owned after | no price filed | 2015-01-21 | |
| 2015-01-05 holding as of filing | AIM Oxford Holdings, LLC | AIM Coal Management, LLC | HELLMAN ROBERT B JR | McCown George Edwin | CARBONE MATTHEW P | | | Director | Director | 4 | Common Units (limited partner interests) Non-derivative · Direct | Holding | 59,095 owned after | no price filed | 2015-01-05 |