Upstart Holdings, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2017-03-02: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2016-11-23; Total offering amount $56,623,552.
- 2015-07-16: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2015-06-29; Total offering amount $35,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
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| 2017-03-02 | Rule 506(b) | Equity | 2016-11-23 | $56,623,552 | $32,415,357 | $24,208,195 | 11 |
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| 2015-07-16 | Rule 506(b) | Equity | 2015-06-29 | $35,000,000 | $34,999,973 | $27 | 13 |
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