TRANSWITCH CORP /DE Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-12-10: Reporting owner Lynch Richard J.; Form 4; Security Non Qualified Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-08-05: Reporting owner SHANKAR KRIS; Form 4; Security Incentive Stock Options (Rights to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-07-07: Reporting owner SHANKAR KRIS; Form 4; Security Incentive Stock Options (Rights to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-04-01: Reporting owner SHANKAR KRIS; Form 4; Security Stock Options (Rights to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-12-10 | Lynch Richard J. Director | 4 | Non Qualified Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.00 | 2010-12-13 | |
| 2010-08-05 | SHANKAR KRIS Officer (VP, Worldwide Sales Marketing) | 4 | Incentive Stock Options (Rights to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,014 126,002 owned after | $2.81 | 2010-08-09 | |
| 2010-07-07 | SHANKAR KRIS Officer (VP, Worldwide Sales Marketing) | 4 | Incentive Stock Options (Rights to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 124,988 owned after | $2.13 | 2010-07-13 | |
| 2010-04-01 | SHANKAR KRIS Officer (VP, Worldwide Sales Marketing) | 4 | Stock Options (Rights to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100 64,988 owned after | $2.71 | 2010-04-02 |