TRANSWITCH CORP /DE Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 46 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-08-23: Reporting owner Khatibzadeh Mohammad Ali; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-08-23: Reporting owner Bosi Robert A; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-08-23: Reporting owner Bar-Niv Amir; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-08-23: Reporting owner Moshe Haim; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-08-23 | Khatibzadeh Mohammad Ali Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −51,603 229,614 owned after | $0.00 | 2013-08-23 | |
| 2013-08-23 | Bosi Robert A Officer (CFO, Principal Acct Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −49,539 36,445 owned after | $0.00 | 2013-08-23 | |
| 2013-08-23 | Bar-Niv Amir Officer (Sr. Vice President and GM) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −36,859 97,620 owned after | $0.00 | 2013-08-23 | |
| 2013-08-23 | Moshe Haim Officer (Sr. Vice President and GM) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −36,459 97,620 owned after | $0.00 | 2013-08-23 | |
| 2013-06-30 | AALAEI FARAJ Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 87,074 owned after | $0.00 | 2013-07-01 | |
| 2013-06-30 | MONTRY GERALD F Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,500 105,634 owned after | $0.00 | 2013-07-01 | |
| 2013-06-30 | Lynch Richard J. Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −54,167 120,817 owned after | $0.00 | 2013-07-01 | |
| 2013-05-23 | Moshe Haim Officer (Sr. Vice President and GM) | 4/A | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,459 114,079 owned after | $0.00 | 2013-05-30 | |
| 2013-05-23 | Moshe Haim Officer (Sr. Vice President and GM) | 4/A | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 134,079 owned after | $0.00 | 2013-05-30 | |
| 2013-05-23 | Lynch Richard J. Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +69,768 98,317 owned after | $0.00 | 2013-05-28 | |
| 2013-05-23 | Lynch Richard J. Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,500 120,817 owned after | $0.00 | 2013-05-28 | |
| 2013-05-23 | Lynch Richard J. Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +54,167 174,984 owned after | $0.00 | 2013-05-28 | |
| 2013-05-23 | Khatibzadeh Mohammad Ali Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +51,603 281,217 owned after | $0.00 | 2013-05-28 | |
| 2013-05-23 | CHEN HERBERT Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +69,768 80,372 owned after | $0.00 | 2013-05-28 | |
| 2013-05-23 | CHEN HERBERT Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,667 87,039 owned after | $0.00 | 2013-05-28 | |
| 2013-05-23 | SRINIVASAN SAM Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +69,768 82,647 owned after | $0.00 | 2013-05-28 | |
| 2013-05-23 | SRINIVASAN SAM Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,167 96,814 owned after | $0.00 | 2013-05-28 | |
| 2013-05-23 | MONTRY GERALD F Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +69,768 84,800 owned after | $0.00 | 2013-05-28 | |
| 2013-05-23 | MONTRY GERALD F Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,834 105,634 owned after | $0.00 | 2013-05-28 | |
| 2013-05-23 | MONTRY GERALD F Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,500 143,134 owned after | $0.00 | 2013-05-28 | |
| 2013-05-23 | AALAEI FARAJ Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +69,768 78,740 owned after | $0.00 | 2013-05-28 | |
| 2013-05-23 | AALAEI FARAJ Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,334 87,074 owned after | $0.00 | 2013-05-28 | |
| 2013-05-23 | AALAEI FARAJ Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 112,074 owned after | $0.00 | 2013-05-28 | |
| 2013-05-23 | Baer Thomas H Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +69,768 87,831 owned after | $0.00 | 2013-05-28 | |
| 2013-05-23 | Baer Thomas H Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,334 106,165 owned after | $0.00 | 2013-05-28 | |
| 2013-05-23 | Bosi Robert A Officer (CFO, Principal Acct Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +49,539 85,984 owned after | $0.00 | 2013-05-28 | |
| 2013-05-23 | Bar-Niv Amir Officer (Sr. Vice President and GM) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,859 114,479 owned after | $0.00 | 2013-05-28 | |
| 2013-05-23 | Bar-Niv Amir Officer (Sr. Vice President and GM) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 134,479 owned after | $0.00 | 2013-05-28 | |
| 2013-05-23 | Moshe Haim Officer (Sr. Vice President and GM) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,646 106,266 owned after | $0.00 | 2013-05-28 | |
| 2013-05-23 | Moshe Haim Officer (Sr. Vice President and GM) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 126,266 owned after | $0.00 | 2013-05-28 | |
| 2013-05-20 | Khatibzadeh Mohammad Ali Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −104,167 229,614 owned after | $0.00 | 2013-05-22 | |
| 2013-05-20 | Bosi Robert A Officer (CFO, Principal Acct Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −32,084 36,445 owned after | $0.00 | 2013-05-22 | |
| 2013-05-20 | Bar-Niv Amir Officer (Sr. Vice President and GM) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,667 77,620 owned after | $0.00 | 2013-05-22 | |
| 2013-05-20 | Moshe Haim Officer (Sr. Vice President and GM) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,667 77,620 owned after | $0.00 | 2013-05-22 | |
| 2013-05-17 | CHEN HERBERT Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,989 18,938 owned after | $0.00 | 2013-05-20 | |
| 2013-05-17 | CHEN HERBERT Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,334 10,604 owned after | $0.00 | 2013-05-20 | |
| 2013-05-17 | Lynch Richard J. Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,989 34,584 owned after | $0.00 | 2013-05-20 | |
| 2013-05-17 | Lynch Richard J. Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,035 28,549 owned after | $0.00 | 2013-05-20 | |
| 2013-05-17 | MONTRY GERALD F Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,989 29,975 owned after | $0.00 | 2013-05-20 | |
| 2013-05-17 | MONTRY GERALD F Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,943 15,032 owned after | $0.00 | 2013-05-20 | |
| 2013-05-17 | SRINIVASAN SAM Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,989 17,765 owned after | $0.00 | 2013-05-20 | |
| 2013-05-17 | SRINIVASAN SAM Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,886 12,879 owned after | $0.00 | 2013-05-20 | |
| 2013-05-17 | Baer Thomas H Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,989 26,937 owned after | $0.00 | 2013-05-20 | |
| 2013-05-17 | Baer Thomas H Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,334 18,063 owned after | $0.00 | 2013-05-20 | |
| 2013-05-17 | AALAEI FARAJ Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,989 10,984 owned after | $0.00 | 2013-05-20 | |
| 2013-05-17 | AALAEI FARAJ Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,012 8,972 owned after | $0.00 | 2013-05-20 |