TRANSWITCH CORP /DE Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 94 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-12-09: Reporting owner Khatibzadeh Mohammad Ali; Form 4; Security Stock Options (rights to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-10-23: Reporting owner DAS SANTANU DR; Form 4; Security Incentive Stock Options (rights to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-10-22: Reporting owner MACARI MICHAEL; Form 4; Security Incentive Stock Options (rights to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-10-08: Reporting owner SHANKAR KRIS; Form 4; Security Employee Stock Options (rights to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-12-09 | Khatibzadeh Mohammad Ali Officer (Chief Executive Officer) | 4 | Stock Options (rights to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +187,500 187,500 owned after | $2.43 | 2009-12-11 | |
| 2009-10-23 | DAS SANTANU DR Director, Officer (CEO and President) | 4 | Incentive Stock Options (rights to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 1,489,901 owned after | $0.33 | 2009-10-26 | |
| 2009-10-22 | MACARI MICHAEL Officer (VP, Engineering and Operations) | 4 | Incentive Stock Options (rights to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,340 567,715 owned after | $0.33 | 2009-10-26 | |
| 2009-10-08 | SHANKAR KRIS Officer (VP, Worldwide Sales Marketing) | 4 | Employee Stock Options (rights to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 518,344 owned after | $0.69 | 2009-10-13 | |
| 2009-08-13 holding as of filing | MACARI MICHAEL Officer (VP, Engineering and Operations) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $1.47 exercise price | 2009-08-13 | ||
| 2009-08-13 holding as of filing | MACARI MICHAEL Officer (VP, Engineering and Operations) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $1.47 exercise price | 2009-08-13 | ||
| 2009-08-13 holding as of filing | MACARI MICHAEL Officer (VP, Engineering and Operations) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $1.75 exercise price | 2009-08-13 | ||
| 2009-08-13 holding as of filing | MACARI MICHAEL Officer (VP, Engineering and Operations) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $1.84 exercise price | 2009-08-13 | ||
| 2009-08-13 holding as of filing | MACARI MICHAEL Officer (VP, Engineering and Operations) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $1.79 exercise price | 2009-08-13 | ||
| 2009-08-13 holding as of filing | MACARI MICHAEL Officer (VP, Engineering and Operations) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $2.11 exercise price | 2009-08-13 | ||
| 2009-08-13 holding as of filing | MACARI MICHAEL Officer (VP, Engineering and Operations) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $1.66 exercise price | 2009-08-13 | ||
| 2009-08-13 holding as of filing | MACARI MICHAEL Officer (VP, Engineering and Operations) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $1.66 exercise price | 2009-08-13 | ||
| 2009-08-13 holding as of filing | MACARI MICHAEL Officer (VP, Engineering and Operations) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $1.48 exercise price | 2009-08-13 | ||
| 2009-08-13 holding as of filing | MACARI MICHAEL Officer (VP, Engineering and Operations) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $0.33 exercise price | 2009-08-13 | ||
| 2009-08-13 holding as of filing | MACARI MICHAEL Officer (VP, Engineering and Operations) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $0.25 exercise price | 2009-08-13 | ||
| 2009-08-13 holding as of filing | MACARI MICHAEL Officer (VP, Engineering and Operations) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $0.29 exercise price | 2009-08-13 | ||
| 2009-08-13 holding as of filing | MACARI MICHAEL Officer (VP, Engineering and Operations) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $1.55 exercise price | 2009-08-13 | ||
| 2009-08-13 holding as of filing | MACARI MICHAEL Officer (VP, Engineering and Operations) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $1.65 exercise price | 2009-08-13 | ||
| 2009-08-13 holding as of filing | MACARI MICHAEL Officer (VP, Engineering and Operations) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $1.65 exercise price | 2009-08-13 | ||
| 2009-08-13 holding as of filing | MACARI MICHAEL Officer (VP, Engineering and Operations) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $1.58 exercise price | 2009-08-13 | ||
| 2009-08-13 holding as of filing | MACARI MICHAEL Officer (VP, Engineering and Operations) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $1.58 exercise price | 2009-08-13 | ||
| 2009-08-13 holding as of filing | MACARI MICHAEL Officer (VP, Engineering and Operations) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $1.05 exercise price | 2009-08-13 | ||
| 2009-08-13 holding as of filing | MACARI MICHAEL Officer (VP, Engineering and Operations) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $1.05 exercise price | 2009-08-13 | ||
| 2009-08-13 holding as of filing | MACARI MICHAEL Officer (VP, Engineering and Operations) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $0.69 exercise price | 2009-08-13 | ||
| 2009-08-13 holding as of filing | MACARI MICHAEL Officer (VP, Engineering and Operations) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $0.75 exercise price | 2009-08-13 | ||
| 2009-08-13 holding as of filing | MACARI MICHAEL Officer (VP, Engineering and Operations) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $0.64 exercise price | 2009-08-13 | ||
| 2009-08-13 holding as of filing | MACARI MICHAEL Officer (VP, Engineering and Operations) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $1.48 exercise price | 2009-08-13 | ||
| 2009-08-13 holding as of filing | MACARI MICHAEL Officer (VP, Engineering and Operations) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $1.55 exercise price | 2009-08-13 | ||
| 2009-08-13 holding as of filing | MACARI MICHAEL Officer (VP, Engineering and Operations) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $0.33 exercise price | 2009-08-13 | ||
| 2009-08-13 holding as of filing | MACARI MICHAEL Officer (VP, Engineering and Operations) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $0.92 exercise price | 2009-08-13 | ||
| 2009-08-13 holding as of filing | MACARI MICHAEL Officer (VP, Engineering and Operations) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $0.92 exercise price | 2009-08-13 | ||
| 2009-08-13 holding as of filing | MACARI MICHAEL Officer (VP, Engineering and Operations) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $0.92 exercise price | 2009-08-13 | ||
| 2009-08-13 holding as of filing | MACARI MICHAEL Officer (VP, Engineering and Operations) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $0.94 exercise price | 2009-08-13 | ||
| 2009-08-13 holding as of filing | MACARI MICHAEL Officer (VP, Engineering and Operations) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $2.47 exercise price | 2009-08-13 | ||
| 2009-08-13 holding as of filing | MACARI MICHAEL Officer (VP, Engineering and Operations) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $2.47 exercise price | 2009-08-13 | ||
| 2009-08-13 holding as of filing | MACARI MICHAEL Officer (VP, Engineering and Operations) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $3.39 exercise price | 2009-08-13 | ||
| 2009-08-13 holding as of filing | MACARI MICHAEL Officer (VP, Engineering and Operations) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $1.55 exercise price | 2009-08-13 | ||
| 2009-08-13 holding as of filing | MACARI MICHAEL Officer (VP, Engineering and Operations) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $1.55 exercise price | 2009-08-13 | ||
| 2009-08-13 holding as of filing | MACARI MICHAEL Officer (VP, Engineering and Operations) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $1.50 exercise price | 2009-08-13 | ||
| 2009-08-13 holding as of filing | MACARI MICHAEL Officer (VP, Engineering and Operations) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $1.50 exercise price | 2009-08-13 | ||
| 2009-08-13 holding as of filing | MACARI MICHAEL Officer (VP, Engineering and Operations) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $1.50 exercise price | 2009-08-13 | ||
| 2009-08-13 holding as of filing | MACARI MICHAEL Officer (VP, Engineering and Operations) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $1.50 exercise price | 2009-08-13 | ||
| 2009-08-13 holding as of filing | MACARI MICHAEL Officer (VP, Engineering and Operations) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $1.28 exercise price | 2009-08-13 | ||
| 2009-08-13 holding as of filing | MACARI MICHAEL Officer (VP, Engineering and Operations) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $1.28 exercise price | 2009-08-13 | ||
| 2009-08-13 holding as of filing | MACARI MICHAEL Officer (VP, Engineering and Operations) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $1.12 exercise price | 2009-08-13 | ||
| 2009-08-13 holding as of filing | MACARI MICHAEL Officer (VP, Engineering and Operations) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $1.12 exercise price | 2009-08-13 | ||
| 2009-08-13 holding as of filing | MACARI MICHAEL Officer (VP, Engineering and Operations) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $1.68 exercise price | 2009-08-13 | ||
| 2009-08-13 holding as of filing | MACARI MICHAEL Officer (VP, Engineering and Operations) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $1.68 exercise price | 2009-08-13 | ||
| 2009-08-13 holding as of filing | MACARI MICHAEL Officer (VP, Engineering and Operations) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $1.66 exercise price | 2009-08-13 | ||
| 2009-08-13 holding as of filing | MACARI MICHAEL Officer (VP, Engineering and Operations) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $1.66 exercise price | 2009-08-13 | ||
| 2009-08-13 holding as of filing | MACARI MICHAEL Officer (VP, Engineering and Operations) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $1.66 exercise price | 2009-08-13 | ||
| 2009-08-13 holding as of filing | MACARI MICHAEL Officer (VP, Engineering and Operations) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $1.66 exercise price | 2009-08-13 | ||
| 2009-08-06 | SHANKAR KRIS Officer (VP, Worldwide Sales Marketing) | 4 | Stock Options (rights to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,800 478,344 owned after | $0.54 | 2009-08-10 | |
| 2009-05-26 holding as of filing | Chung Theodore Officer (VP, Business Development) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $2.47 exercise price | 2009-05-26 | ||
| 2009-05-26 holding as of filing | Chung Theodore Officer (VP, Business Development) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $1.55 exercise price | 2009-05-26 | ||
| 2009-05-26 holding as of filing | Chung Theodore Officer (VP, Business Development) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $1.55 exercise price | 2009-05-26 | ||
| 2009-05-26 holding as of filing | Chung Theodore Officer (VP, Business Development) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $1.50 exercise price | 2009-05-26 | ||
| 2009-05-26 holding as of filing | Chung Theodore Officer (VP, Business Development) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $1.28 exercise price | 2009-05-26 | ||
| 2009-05-26 holding as of filing | Chung Theodore Officer (VP, Business Development) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $1.68 exercise price | 2009-05-26 | ||
| 2009-05-26 holding as of filing | Chung Theodore Officer (VP, Business Development) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $1.66 exercise price | 2009-05-26 | ||
| 2009-05-26 holding as of filing | Chung Theodore Officer (VP, Business Development) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $1.66 exercise price | 2009-05-26 | ||
| 2009-05-26 holding as of filing | Chung Theodore Officer (VP, Business Development) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $1.47 exercise price | 2009-05-26 | ||
| 2009-05-26 holding as of filing | Chung Theodore Officer (VP, Business Development) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $1.65 exercise price | 2009-05-26 | ||
| 2009-05-26 holding as of filing | Chung Theodore Officer (VP, Business Development) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $1.84 exercise price | 2009-05-26 | ||
| 2009-05-26 holding as of filing | Chung Theodore Officer (VP, Business Development) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $1.79 exercise price | 2009-05-26 | ||
| 2009-05-26 holding as of filing | Chung Theodore Officer (VP, Business Development) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $2.11 exercise price | 2009-05-26 | ||
| 2009-05-26 holding as of filing | Chung Theodore Officer (VP, Business Development) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $1.66 exercise price | 2009-05-26 | ||
| 2009-05-26 holding as of filing | Chung Theodore Officer (VP, Business Development) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $1.48 exercise price | 2009-05-26 | ||
| 2009-05-26 holding as of filing | Chung Theodore Officer (VP, Business Development) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $1.55 exercise price | 2009-05-26 | ||
| 2009-05-26 holding as of filing | Chung Theodore Officer (VP, Business Development) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $0.33 exercise price | 2009-05-26 | ||
| 2009-05-26 holding as of filing | Chung Theodore Officer (VP, Business Development) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $0.25 exercise price | 2009-05-26 | ||
| 2009-05-26 holding as of filing | Chung Theodore Officer (VP, Business Development) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $0.29 exercise price | 2009-05-26 | ||
| 2009-05-26 holding as of filing | Chung Theodore Officer (VP, Business Development) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $1.55 exercise price | 2009-05-26 | ||
| 2009-05-26 holding as of filing | Chung Theodore Officer (VP, Business Development) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $1.65 exercise price | 2009-05-26 | ||
| 2009-05-26 holding as of filing | Chung Theodore Officer (VP, Business Development) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $1.58 exercise price | 2009-05-26 | ||
| 2009-05-26 holding as of filing | Chung Theodore Officer (VP, Business Development) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $1.58 exercise price | 2009-05-26 | ||
| 2009-05-26 holding as of filing | Chung Theodore Officer (VP, Business Development) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $1.05 exercise price | 2009-05-26 | ||
| 2009-05-26 holding as of filing | Chung Theodore Officer (VP, Business Development) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $0.69 exercise price | 2009-05-26 | ||
| 2009-05-26 holding as of filing | Chung Theodore Officer (VP, Business Development) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $0.69 exercise price | 2009-05-26 | ||
| 2009-05-26 holding as of filing | Chung Theodore Officer (VP, Business Development) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $0.75 exercise price | 2009-05-26 | ||
| 2009-05-26 holding as of filing | Chung Theodore Officer (VP, Business Development) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $0.64 exercise price | 2009-05-26 | ||
| 2009-05-26 holding as of filing | Chung Theodore Officer (VP, Business Development) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $0.64 exercise price | 2009-05-26 | ||
| 2009-05-26 holding as of filing | SHANKAR KRIS Officer (VP, Worldwide Sales Marketing) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $0.29 exercise price | 2009-05-26 | ||
| 2009-05-26 holding as of filing | SHANKAR KRIS Officer (VP, Worldwide Sales Marketing) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $2.08 exercise price | 2009-05-26 | ||
| 2009-05-26 holding as of filing | SHANKAR KRIS Officer (VP, Worldwide Sales Marketing) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $1.69 exercise price | 2009-05-26 | ||
| 2009-05-26 holding as of filing | SHANKAR KRIS Officer (VP, Worldwide Sales Marketing) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $1.70 exercise price | 2009-05-26 | ||
| 2009-05-26 holding as of filing | SHANKAR KRIS Officer (VP, Worldwide Sales Marketing) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $1.70 exercise price | 2009-05-26 | ||
| 2009-05-26 holding as of filing | SHANKAR KRIS Officer (VP, Worldwide Sales Marketing) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $1.02 exercise price | 2009-05-26 | ||
| 2009-05-26 holding as of filing | SHANKAR KRIS Officer (VP, Worldwide Sales Marketing) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $0.54 exercise price | 2009-05-26 | ||
| 2009-05-26 holding as of filing | SHANKAR KRIS Officer (VP, Worldwide Sales Marketing) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $2.08 exercise price | 2009-05-26 | ||
| 2009-05-26 holding as of filing | SHANKAR KRIS Officer (VP, Worldwide Sales Marketing) | 3 | Employee Stock Options (Rights to Buy) Derivative · Direct | Holding | $1.69 exercise price | 2009-05-26 | ||
| 2009-05-21 | SHANKAR KRIS Officer (VP, Worldwide Sales Marketing) | 4 | Stock Options (rights to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +900 476,544 owned after | $0.31 | 2009-05-26 | |
| 2009-03-18 | DAS SANTANU DR Director, Officer (CEO and President) | 4 | Stock Options (Rights to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,290 1,857,901 owned after | $0.25 | 2009-03-20 | |
| 2009-03-18 | Bosi Robert A Officer (CFO, Principal Acct Officer) | 4 | Stock Options (Rights to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $0.25 | 2009-03-20 |