TRANSWITCH CORP /DE Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 30 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-12-11: Reporting owner DAS SANTANU DR; Form 4; Security Incentive Stock Options (rights to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-12-11: Reporting owner Crawford Michael; Form 4; Security Stock Options (rights to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-10-28: Reporting owner AALAEI FARAJ; Form 3; Security Employee Stock Option (Right to Buy); Transaction Holding.
- 2008-10-28: Reporting owner AALAEI FARAJ; Form 3; Security Employee Stock Option (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-12-11 | DAS SANTANU DR Director, Officer (CEO and President) | 4 | Incentive Stock Options (rights to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,520 2,100,881 owned after | $0.29 | 2008-12-15 | |
| 2008-12-11 | Crawford Michael Director | 4 | Stock Options (rights to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,500 37,500 owned after | $0.29 | 2008-12-15 | |
| 2008-10-28 holding as of filing | AALAEI FARAJ Director | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $1.02 exercise price | 2008-10-28 | ||
| 2008-10-28 holding as of filing | AALAEI FARAJ Director | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $1.02 exercise price | 2008-10-28 | ||
| 2008-10-28 holding as of filing | AALAEI FARAJ Director | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $1.64 exercise price | 2008-10-28 | ||
| 2008-10-28 holding as of filing | AALAEI FARAJ Director | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $1.64 exercise price | 2008-10-28 | ||
| 2008-10-28 holding as of filing | AALAEI FARAJ Director | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $1.66 exercise price | 2008-10-28 | ||
| 2008-10-28 holding as of filing | AALAEI FARAJ Director | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $1.66 exercise price | 2008-10-28 | ||
| 2008-10-28 holding as of filing | AALAEI FARAJ Director | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $1.70 exercise price | 2008-10-28 | ||
| 2008-10-28 holding as of filing | AALAEI FARAJ Director | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $3.10 exercise price | 2008-10-28 | ||
| 2008-10-28 holding as of filing | AALAEI FARAJ Director | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $3.10 exercise price | 2008-10-28 | ||
| 2008-10-28 holding as of filing | SRINIVASAN SAM Director | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $0.52 exercise price | 2008-10-28 | ||
| 2008-10-28 holding as of filing | SRINIVASAN SAM Director | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $1.27 exercise price | 2008-10-28 | ||
| 2008-10-28 holding as of filing | SRINIVASAN SAM Director | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $1.27 exercise price | 2008-10-28 | ||
| 2008-10-28 holding as of filing | SRINIVASAN SAM Director | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $1.83 exercise price | 2008-10-28 | ||
| 2008-10-28 holding as of filing | SRINIVASAN SAM Director | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $2.19 exercise price | 2008-10-28 | ||
| 2008-10-24 | AALAEI FARAJ Director | 4 | Employee Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,500 2,307,841 owned after | $0.39 | 2008-10-28 | |
| 2008-10-24 | SRINIVASAN SAM Director | 4 | Employee Stock Options (rights to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,500 292,509 owned after | $0.39 | 2008-10-28 | |
| 2008-08-07 | DAS SANTANU DR Director, Officer (CEO and President) | 4 | Incentive Stock Options (Rights to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,165 2,984,091 owned after | $0.64 | 2008-08-07 | |
| 2008-05-22 | Baer Thomas H Director | 4 | Incentive Stock Options (rights to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,500 37,500 owned after | $0.75 | 2008-05-28 | |
| 2008-05-22 | DAS SANTANU DR Director, Officer (CEO and President) | 4 | Incentive Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +87,650 2,962,925 owned after | $0.75 | 2008-05-27 | |
| 2008-05-22 | BOSCHULTE ALFRED F Director, Officer (Chairman) | 4 | Incentive Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,800 177,800 owned after | $0.75 | 2008-05-27 | |
| 2008-05-22 | HULTZSCH HAGEN Director | 4 | Incentive Stock Options (rights to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,800 177,800 owned after | $0.75 | 2008-05-27 | |
| 2008-05-22 | MONTRY GERALD F Director | 4 | Incentive Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,800 149,000 owned after | $0.75 | 2008-05-27 | |
| 2008-05-22 | PAGOS JAMES M Director | 4 | Incentive Stock Options (rights to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,800 154,000 owned after | $0.75 | 2008-05-27 | |
| 2008-05-22 | PALADINO ALBERT E Director | 4 | Incentive Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,800 209,306 owned after | $0.75 | 2008-05-27 | |
| 2008-05-22 | VAN DER KAAY ERIK Director | 4 | Incentive Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 159,000 owned after | $0.75 | 2008-05-27 | |
| 2008-05-22 | CHEN HERBERT Director, 10% Owner | 4 | Incentive Stock Options (rights to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,500 37,500 owned after | $0.75 | 2008-05-27 | |
| 2008-04-02 | PAGOS JAMES M Director | 4 | Stock Option - rights to buy Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −28,800 125,200 owned after | $0.50 | 2008-04-04 | |
| 2008-03-18 | DAS SANTANU DR Director, Officer (CEO and President) | 4 | Incentive Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,500 3,576,275 owned after | $0.69 | 2008-03-20 |