TRANSWITCH CORP /DE Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 18 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-12-12: Reporting owner Quinlan Theodore; Form 4; Security Incentive Stock Options (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-12-12: Reporting owner DAS SANTANU DR; Form 4; Security Incentive Stock Options (rights to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-10-12: Reporting owner DAS SANTANU DR; Form 4; Security Incentive Stock Options(right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-10-12: Reporting owner TALLIAN PETER J; Form 4; Security Incentive Stock Options(right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-12-12 | Quinlan Theodore Officer (VP Finance / Controller) | 4 | Incentive Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $1.55 | 2006-12-14 | |
| 2006-12-12 | DAS SANTANU DR Director, Officer (CEO and President) | 4 | Incentive Stock Options (rights to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $1.55 | 2006-12-14 | |
| 2006-10-12 | DAS SANTANU DR Director, Officer (CEO and President) | 4 | Incentive Stock Options(right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,350 25,350 owned after | $1.48 | 2006-10-12 | |
| 2006-10-12 | TALLIAN PETER J Officer (SVP, Chief Financial Officer) | 4 | Incentive Stock Options(right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,500 9,500 owned after | $1.48 | 2006-10-12 | |
| 2006-08-10 | DAS SANTANU DR Director, Officer (CEO and President) | 4 | Incentive Stock Options(right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +39,250 39,250 owned after | $1.66 | 2006-08-10 | |
| 2006-08-10 | TALLIAN PETER J Officer (SVP, Chief Financial Officer) | 4 | Incentive Stock Options(right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,750 14,750 owned after | $1.66 | 2006-08-10 | |
| 2006-05-18 | BOSCHULTE ALFRED F Director, Officer (Chairman) | 4 | Incentive Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,800 28,800 owned after | $2.11 | 2006-05-18 | |
| 2006-05-18 | HULTZSCH HAGEN Director | 4 | Incentive Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,800 28,800 owned after | $2.11 | 2006-05-18 | |
| 2006-05-18 | MONTRY GERALD F Director | 4 | Incentive Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,800 28,800 owned after | $2.11 | 2006-05-18 | |
| 2006-05-18 | PAGOS JAMES M Director | 4 | Incentive Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,800 28,800 owned after | $2.11 | 2006-05-18 | |
| 2006-05-18 | PALADINO ALBERT E Director | 4 | Incentive Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,800 28,800 owned after | $2.11 | 2006-05-18 | |
| 2006-05-18 | VAN DER KAAY ERIK Director | 4 | Incentive Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,800 28,800 owned after | $2.11 | 2006-05-18 | |
| 2006-05-18 | DAS SANTANU DR Director, Officer (CEO and President) | 4 | Incentive Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +55,500 55,500 owned after | $2.11 | 2006-05-18 | |
| 2006-05-18 | TALLIAN PETER J Officer (SVP, Chief Financial Officer) | 4 | Incentive Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,850 20,850 owned after | $2.11 | 2006-05-18 | |
| 2006-03-01 | DAS SANTANU DR Director, Officer (CEO and President) | 4 | Incentive Stock Options(right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $1.79 | 2006-03-02 | |
| 2006-03-01 | TALLIAN PETER J Officer (SVP, Chief Financial Officer) | 4 | Incentive Stock Options(right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $1.79 | 2006-03-02 | |
| 2006-01-26 | TALLIAN PETER J Officer (SVP, Chief Financial Officer) | 4 | Incentive Stock Options(right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,700 9,700 owned after | $1.84 | 2006-01-30 | |
| 2006-01-26 | DAS SANTANU DR Director, Officer (CEO and President) | 4 | Incentive Stock Options(right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,900 25,900 owned after | $1.84 | 2006-01-30 |