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TRANSWITCH CORP /DE Forms 3, 4 and 5: Stock Options, 2007

TRANSWITCH CORP /DE Forms 3, 4 and 5: Stock Options

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 157 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2007-11-05: Reporting owner Chung Theodore; Form 4/A; Security Incentive Stock Option (rights to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
  • 2007-11-05: Reporting owner McCoy Michael C; Form 4/A; Security Incentive Stock Option (rights to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
  • 2007-10-11: Reporting owner Chung Theodore; Form 4; Security Incentive Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
  • 2007-10-11: Reporting owner McCoy Michael C; Form 4; Security Incentive Stock Options (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2007-11-05Chung Theodore
Officer (Interim CFO)
4/AIncentive Stock Option (rights to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+2,250
238,039 owned after
$1.052007-11-07
2007-11-05McCoy Michael C
Officer (Chief Accounting Officer)
4/AIncentive Stock Option (rights to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+565
273,815 owned after
$1.052007-11-07
2007-10-11Chung Theodore
Officer (Interim CFO)
4Incentive Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+6,050
241,839 owned after
$1.002007-10-12
2007-10-11McCoy Michael C
Officer (Chief Accounting Officer)
4Incentive Stock Options (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,515
274,765 owned after
$1.002007-10-12
2007-08-07Chung Theodore
Officer (Interim CFO)
4Incentive Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+5,000
220,789 owned after
$1.582007-08-08
2007-08-07Chung Theodore
Officer (Interim CFO)
4Incentive Stock Option (Right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+15,000
235,789 owned after
$1.582007-08-08
2007-08-07DAS SANTANU DR
Director, Officer (CEO and President)
4Incentive Stock Options (Right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+15,000
3,762,775 owned after
$1.582007-08-08
2007-08-07McCoy Michael C
Officer (Chief Accounting Officer)
4Incentive Stock Options (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,250
298,250 owned after
$1.582007-08-08
2007-08-01McCoy Michael C
Officer (Chief Accounting Officer)
4Incentive Stock Option - right to buy
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−5,000
313,990 owned after
$1.362007-08-02
2007-08-01McCoy Michael C
Officer (Chief Accounting Officer)
4Incentive Stock Option - right to buy
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−950
313,040 owned after
$1.362007-08-02
2007-08-01McCoy Michael C
Officer (Chief Accounting Officer)
4Incentive Stock Option - right to buy
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−2,500
310,540 owned after
$0.662007-08-02
2007-08-01McCoy Michael C
Officer (Chief Accounting Officer)
4Incentive Stock Option - right to buy
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−670
309,870 owned after
$0.332007-08-02
2007-08-01McCoy Michael C
Officer (Chief Accounting Officer)
4Incentive Stock Option - right to buy
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−2,000
307,870 owned after
$0.922007-08-02
2007-08-01McCoy Michael C
Officer (Chief Accounting Officer)
4Incentive Stock Option - right to buy
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−5,000
302,870 owned after
$0.922007-08-02
2007-08-01McCoy Michael C
Officer (Chief Accounting Officer)
4Incentive Stock Option - right to buy
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−5,870
297,000 owned after
$0.922007-08-02
2007-05-24BOSCHULTE ALFRED F
Director, Officer (Chairman)
4Stock Option (rights to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+28,800
177,800 owned after
$1.652007-05-25
2007-05-24Chung Theodore
Officer (Interim CFO)
4Incentive Stock Options (rights to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+19,590
215,789 owned after
$1.652007-05-25
2007-05-24DAS SANTANU DR
Director, Officer (CEO and President)
4Incentive Stock Options (rights to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+58,770
3,747,775 owned after
$1.652007-05-25
2007-05-24HULTZSCH HAGEN
Director
4Stock Options (rights to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+28,800
149,000 owned after
$1.652007-05-25
2007-05-24McCoy Michael C
Officer (Chief Accounting Officer)
4Incentive Stock Options (rights to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+4,900
318,990 owned after
$1.652007-05-25
2007-05-24MONTRY GERALD F
Director
4Stock Options (rights to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+28,800
149,000 owned after
$1.652007-05-25
2007-05-24PAGOS JAMES M
Director
4Stock Options (rights to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+28,800
154,000 owned after
$1.652007-05-25
2007-05-24PALADINO ALBERT E
Director
4Stock Options (rights to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+28,800
180,506 owned after
$1.652007-05-25
2007-05-24VAN DER KAAY ERIK
Director
4Stock Options (rights to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+28,800
149,000 owned after
$1.652007-05-25
2007-05-16HULTZSCH HAGEN
Director
4Stock Option - right to buy
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−28,800
120,200 owned after
$0.532007-05-16
2007-05-14VAN DER KAAY ERIK
Director
4Stock Option - right to buy
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−28,800
120,200 owned after
$0.602007-05-15
2007-05-07PALADINO ALBERT E
Director
4Stock Option - right to buy
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security+28,800
151,706 owned after
$0.702007-05-08
2007-04-05Chung Theodore
Officer (Interim CFO)
4Incentive Stock Option
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+20,000
20,000 owned after
$1.552007-04-06
2007-01-31
holding as of filing
McCoy Michael C
Officer (Chief Accounting Officer)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$1.12
exercise price
2007-01-31
2007-01-31
holding as of filing
McCoy Michael C
Officer (Chief Accounting Officer)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$1.68
exercise price
2007-01-31
2007-01-31
holding as of filing
McCoy Michael C
Officer (Chief Accounting Officer)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$1.68
exercise price
2007-01-31
2007-01-31
holding as of filing
McCoy Michael C
Officer (Chief Accounting Officer)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$1.66
exercise price
2007-01-31
2007-01-31
holding as of filing
McCoy Michael C
Officer (Chief Accounting Officer)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$1.66
exercise price
2007-01-31
2007-01-31
holding as of filing
McCoy Michael C
Officer (Chief Accounting Officer)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$1.47
exercise price
2007-01-31
2007-01-31
holding as of filing
McCoy Michael C
Officer (Chief Accounting Officer)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$1.47
exercise price
2007-01-31
2007-01-31
holding as of filing
McCoy Michael C
Officer (Chief Accounting Officer)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$1.84
exercise price
2007-01-31
2007-01-31
holding as of filing
McCoy Michael C
Officer (Chief Accounting Officer)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$2.11
exercise price
2007-01-31
2007-01-31
holding as of filing
McCoy Michael C
Officer (Chief Accounting Officer)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$1.66
exercise price
2007-01-31
2007-01-31
holding as of filing
McCoy Michael C
Officer (Chief Accounting Officer)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$1.48
exercise price
2007-01-31
2007-01-31
holding as of filing
McCoy Michael C
Officer (Chief Accounting Officer)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$3.26
exercise price
2007-01-31
2007-01-31
holding as of filing
McCoy Michael C
Officer (Chief Accounting Officer)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$9.42
exercise price
2007-01-31
2007-01-31
holding as of filing
McCoy Michael C
Officer (Chief Accounting Officer)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$51.25
exercise price
2007-01-31
2007-01-31
holding as of filing
McCoy Michael C
Officer (Chief Accounting Officer)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$30.94
exercise price
2007-01-31
2007-01-31
holding as of filing
McCoy Michael C
Officer (Chief Accounting Officer)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$10.75
exercise price
2007-01-31
2007-01-31
holding as of filing
McCoy Michael C
Officer (Chief Accounting Officer)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$9.45
exercise price
2007-01-31
2007-01-31
holding as of filing
McCoy Michael C
Officer (Chief Accounting Officer)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$4.13
exercise price
2007-01-31
2007-01-31
holding as of filing
McCoy Michael C
Officer (Chief Accounting Officer)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$4.02
exercise price
2007-01-31
2007-01-31
holding as of filing
McCoy Michael C
Officer (Chief Accounting Officer)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$1.36
exercise price
2007-01-31
2007-01-31
holding as of filing
McCoy Michael C
Officer (Chief Accounting Officer)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$1.36
exercise price
2007-01-31
2007-01-31
holding as of filing
McCoy Michael C
Officer (Chief Accounting Officer)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$0.66
exercise price
2007-01-31
2007-01-31
holding as of filing
McCoy Michael C
Officer (Chief Accounting Officer)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$0.33
exercise price
2007-01-31
2007-01-31
holding as of filing
McCoy Michael C
Officer (Chief Accounting Officer)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$0.92
exercise price
2007-01-31
2007-01-31
holding as of filing
McCoy Michael C
Officer (Chief Accounting Officer)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$0.92
exercise price
2007-01-31
2007-01-31
holding as of filing
McCoy Michael C
Officer (Chief Accounting Officer)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$0.92
exercise price
2007-01-31
2007-01-31
holding as of filing
McCoy Michael C
Officer (Chief Accounting Officer)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$0.94
exercise price
2007-01-31
2007-01-31
holding as of filing
McCoy Michael C
Officer (Chief Accounting Officer)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$1.55
exercise price
2007-01-31
2007-01-31
holding as of filing
McCoy Michael C
Officer (Chief Accounting Officer)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$2.47
exercise price
2007-01-31
2007-01-31
holding as of filing
McCoy Michael C
Officer (Chief Accounting Officer)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$2.47
exercise price
2007-01-31
2007-01-31
holding as of filing
McCoy Michael C
Officer (Chief Accounting Officer)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$2.47
exercise price
2007-01-31
2007-01-31
holding as of filing
McCoy Michael C
Officer (Chief Accounting Officer)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$3.39
exercise price
2007-01-31
2007-01-31
holding as of filing
McCoy Michael C
Officer (Chief Accounting Officer)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$1.55
exercise price
2007-01-31
2007-01-31
holding as of filing
McCoy Michael C
Officer (Chief Accounting Officer)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$1.55
exercise price
2007-01-31
2007-01-31
holding as of filing
McCoy Michael C
Officer (Chief Accounting Officer)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$1.50
exercise price
2007-01-31
2007-01-31
holding as of filing
McCoy Michael C
Officer (Chief Accounting Officer)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$1.50
exercise price
2007-01-31
2007-01-31
holding as of filing
McCoy Michael C
Officer (Chief Accounting Officer)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$1.50
exercise price
2007-01-31
2007-01-31
holding as of filing
McCoy Michael C
Officer (Chief Accounting Officer)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$1.50
exercise price
2007-01-31
2007-01-31
holding as of filing
McCoy Michael C
Officer (Chief Accounting Officer)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$1.28
exercise price
2007-01-31
2007-01-31
holding as of filing
McCoy Michael C
Officer (Chief Accounting Officer)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$1.28
exercise price
2007-01-31
2007-01-31
holding as of filing
McCoy Michael C
Officer (Chief Accounting Officer)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$1.12
exercise price
2007-01-31
2007-01-26McCoy Michael C
Officer (Chief Accounting Officer)
4Incentive Stock Options (rights to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,525
1,525 owned after
$1.382007-01-29
2007-01-26McCoy Michael C
Officer (Chief Accounting Officer)
4Incentive Stock Options (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+10,000
10,000 owned after
$1.382007-01-29
2007-01-22
holding as of filing
Chung Theodore
Officer (Interim CFO)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$1.84
exercise price
2007-01-22
2007-01-22
holding as of filing
Chung Theodore
Officer (Interim CFO)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$1.66
exercise price
2007-01-22
2007-01-22
holding as of filing
Chung Theodore
Officer (Interim CFO)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$2.11
exercise price
2007-01-22
2007-01-22
holding as of filing
Chung Theodore
Officer (Interim CFO)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$1.79
exercise price
2007-01-22
2007-01-22
holding as of filing
Chung Theodore
Officer (Interim CFO)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$1.55
exercise price
2007-01-22
2007-01-22
holding as of filing
Chung Theodore
Officer (Interim CFO)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$1.47
exercise price
2007-01-22
2007-01-22
holding as of filing
Chung Theodore
Officer (Interim CFO)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$1.84
exercise price
2007-01-22
2007-01-22
holding as of filing
Chung Theodore
Officer (Interim CFO)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$1.66
exercise price
2007-01-22
2007-01-22
holding as of filing
Chung Theodore
Officer (Interim CFO)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$2.11
exercise price
2007-01-22
2007-01-22
holding as of filing
Chung Theodore
Officer (Interim CFO)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$1.79
exercise price
2007-01-22
2007-01-22
holding as of filing
Chung Theodore
Officer (Interim CFO)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$1.55
exercise price
2007-01-22
2007-01-22
holding as of filing
Chung Theodore
Officer (Interim CFO)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$1.48
exercise price
2007-01-22
2007-01-22
holding as of filing
Chung Theodore
Officer (Interim CFO)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$1.84
exercise price
2007-01-22
2007-01-22
holding as of filing
Chung Theodore
Officer (Interim CFO)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$1.66
exercise price
2007-01-22
2007-01-22
holding as of filing
Chung Theodore
Officer (Interim CFO)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$2.11
exercise price
2007-01-22
2007-01-22
holding as of filing
Chung Theodore
Officer (Interim CFO)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$1.79
exercise price
2007-01-22
2007-01-22
holding as of filing
Chung Theodore
Officer (Interim CFO)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$1.55
exercise price
2007-01-22
2007-01-22
holding as of filing
Chung Theodore
Officer (Interim CFO)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$1.48
exercise price
2007-01-22
2007-01-22
holding as of filing
Chung Theodore
Officer (Interim CFO)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$1.66
exercise price
2007-01-22
2007-01-22
holding as of filing
Chung Theodore
Officer (Interim CFO)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$2.11
exercise price
2007-01-22
2007-01-22
holding as of filing
Chung Theodore
Officer (Interim CFO)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$1.55
exercise price
2007-01-22
2007-01-22
holding as of filing
Chung Theodore
Officer (Interim CFO)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$1.48
exercise price
2007-01-22
2007-01-22
holding as of filing
Chung Theodore
Officer (Interim CFO)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$1.66
exercise price
2007-01-22
2007-01-22
holding as of filing
Chung Theodore
Officer (Interim CFO)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$1.55
exercise price
2007-01-22
2007-01-22
holding as of filing
Chung Theodore
Officer (Interim CFO)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$1.48
exercise price
2007-01-22
2007-01-22
holding as of filing
Chung Theodore
Officer (Interim CFO)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$1.55
exercise price
2007-01-22
2007-01-22
holding as of filing
Chung Theodore
Officer (Interim CFO)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$1.84
exercise price
2007-01-22
2007-01-22
holding as of filing
Chung Theodore
Officer (Interim CFO)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$1.50
exercise price
2007-01-22
2007-01-22
holding as of filing
Chung Theodore
Officer (Interim CFO)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$1.66
exercise price
2007-01-22