TOWERSTREAM CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-06-01: Reporting owner Haronian Howard L; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-06-01: Reporting owner Koehler Paul; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-06-01: Reporting owner Urso Philip; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-06-01: Reporting owner MACNEIL DON; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-06-01 | Haronian Howard L Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 114,583 owned after | $0.16 exercise price | 2017-09-05 | |
| 2017-06-01 | Koehler Paul Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 115,833 owned after | $0.16 exercise price | 2017-08-09 | |
| 2017-06-01 | Urso Philip | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 731,903 owned after | $0.16 exercise price | 2017-08-09 | |
| 2017-06-01 | MACNEIL DON Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $0.16 exercise price | 2017-07-24 | |
| 2017-06-01 | BUSH WILLIAM JOHN Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 115,833 owned after | $0.16 exercise price | 2017-07-20 | |
| 2017-05-19 holding as of filing | Thomas Laura W. Officer (Chief Financial Officer) | 3 | Options to Purchase Common Stock Derivative · Direct | Holding | $0.18 exercise price | 2017-05-19 | ||
| 2017-02-04 | Urso Philip | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,653 729,684 owned after | $0.18 exercise price | 2017-02-07 | |
| 2017-02-04 | Giftakis Arthur G Officer (Chief Operating Officer) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +439,008 685,568 owned after | $0.18 exercise price | 2017-02-07 | |
| 2017-02-04 | Larcombe Frederick Officer (Chief Financial Officer) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,326 250,326 owned after | $0.18 exercise price | 2017-02-07 | |
| 2017-02-02 holding as of filing | Ortega Ernest Officer (Chief Executive Officer) | 3 | Options to Purchase Common Stock Derivative · Direct | Holding | $7.00 exercise price | 2017-02-02 | ||
| 2017-02-02 holding as of filing | Ortega Ernest Officer (Chief Executive Officer) | 3 | Options to Purchase Common Stock Derivative · Direct | Holding | $1.48 exercise price | 2017-02-02 | ||
| 2017-02-02 holding as of filing | Ortega Ernest Officer (Chief Executive Officer) | 3 | Options to Purchase Common Stock Derivative · Direct | Holding | $0.20 exercise price | 2017-02-02 | ||
| 2017-02-02 holding as of filing | Ortega Ernest Officer (Chief Executive Officer) | 3 | Options to Purchase Common Stock Derivative · Direct | Holding | $0.17 exercise price | 2017-02-02 | ||
| 2017-02-02 holding as of filing | Ortega Ernest Officer (Chief Executive Officer) | 3 | Options to Purchase Common Stock Derivative · Direct | Holding | $0.17 exercise price | 2017-02-02 |