TOWERSTREAM CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 11 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-06-01: Reporting owner BUSH WILLIAM JOHN; Form 4; Security Options to Purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-06-01: Reporting owner Haronian Howard L; Form 4; Security Options to Purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-06-01: Reporting owner Koehler Paul; Form 4; Security Options to Purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-06-01: Reporting owner Urso Philip; Form 4; Security Options to Purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-06-01 | BUSH WILLIAM JOHN Director | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.73 exercise price | 2009-06-03 | |
| 2009-06-01 | Haronian Howard L Director | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.73 exercise price | 2009-06-03 | |
| 2009-06-01 | Koehler Paul Director | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.73 exercise price | 2009-06-03 | |
| 2009-06-01 | Urso Philip Director | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.73 exercise price | 2009-06-03 | |
| 2009-05-06 | Yarbrough Melvin LeRoy Jr. Officer (Chief Revenue Officer) | 4 | Options for Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.78 exercise price | 2009-05-22 | |
| 2009-05-06 | Thompson Jeffrey M Director, Officer (President & CEO) | 4 | Options for Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $0.78 exercise price | 2009-05-22 | |
| 2009-05-06 | HERNON JOSEPH P Officer (Chief Financial Officer) | 4 | Options for Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.78 exercise price | 2009-05-22 | |
| 2009-03-31 | Thompson Jeffrey M Director, Officer (President & CEO) | 4 | Options for Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,406 18,406 owned after | $0.77 exercise price | 2009-04-02 | |
| 2009-03-31 | Grinnell Bruce Edward Officer (Chief Operations Officer) | 4 | Options for Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,136 10,136 owned after | $0.77 exercise price | 2009-04-02 | |
| 2009-03-31 | HERNON JOSEPH P Officer (Chief Financial Officer) | 4 | Options for Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,797 19,797 owned after | $0.77 exercise price | 2009-04-02 | |
| 2009-03-31 | Yarbrough Melvin LeRoy Jr. Officer (Chief Revenue Officer) | 4 | Options for Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,683 18,683 owned after | $0.77 exercise price | 2009-04-02 |