TOWERSTREAM CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 15 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-12-31: Reporting owner Thompson Jeffrey M; Form 4; Security Options for Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-12-31: Reporting owner HERNON JOSEPH P; Form 4; Security Options for Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-12-31: Reporting owner Grinnell Bruce Edward; Form 4; Security Options for Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-12-31: Reporting owner Yarbrough Melvin LeRoy Jr.; Form 4; Security Options for Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-12-31 | Thompson Jeffrey M Officer (President and CEO) | 4 | Options for Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $0.69 exercise price | 2009-01-05 | |
| 2008-12-31 | HERNON JOSEPH P Officer (Chief Financial Officer) | 4 | Options for Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.69 exercise price | 2009-01-05 | |
| 2008-12-31 | Grinnell Bruce Edward Officer (Chief Operations Officer) | 4 | Options for Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.69 exercise price | 2009-01-05 | |
| 2008-12-31 | Yarbrough Melvin LeRoy Jr. Officer (Chief Revenue Officer) | 4 | Options for Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.69 exercise price | 2009-01-05 | |
| 2008-09-02 | Grinnell Bruce Edward Officer (Chief Operations Officer) | 4 | Options for Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $1.32 exercise price | 2008-09-03 | |
| 2008-09-02 holding as of filing | Yarbrough Melvin LeRoy Jr. Officer (Chief Revenue Officer) | 3 | Common stock Options Derivative · Direct | Holding | $7.04 exercise price | 2008-09-02 | ||
| 2008-09-02 holding as of filing | Yarbrough Melvin LeRoy Jr. Officer (Chief Revenue Officer) | 3 | Common stock Options Derivative · Direct | Holding | $3.70 exercise price | 2008-09-02 | ||
| 2008-09-02 holding as of filing | Yarbrough Melvin LeRoy Jr. Officer (Chief Revenue Officer) | 3 | Common stock Options Derivative · Direct | Holding | $1.45 exercise price | 2008-09-02 | ||
| 2008-06-27 | Urso Philip Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.22 exercise price | 2008-07-01 | |
| 2008-06-27 | Haronian Howard L Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.22 exercise price | 2008-07-01 | |
| 2008-06-27 | Koehler Paul Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.22 exercise price | 2008-07-01 | |
| 2008-06-27 | BUSH WILLIAM JOHN Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.22 exercise price | 2008-07-01 | |
| 2008-06-02 | HERNON JOSEPH P Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $1.45 exercise price | 2008-06-03 | |
| 2008-03-03 | Perry Maria Officer (Interim CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $2.00 exercise price | 2008-04-08 | |
| 2008-03-03 | Thompson Jeffrey M Director, Officer (CEO and President) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,100 17,100 owned after | $2.00 exercise price | 2008-03-14 |