TIME WARNER CABLE INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 63 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-08-01: Reporting owner Stern Peter C; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-07-08: Reporting owner NICHOLAS NJ JR; Form 4; Security Director Deferred Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-07-08: Reporting owner Haje Peter R; Form 4; Security Director Deferred Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-07-08: Reporting owner WAYNE PACE; Form 4; Security Director Deferred Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-08-01 | Stern Peter C Officer (EVP-Ch Strat, People & Dev Off) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,016 38,407 owned after | $0.00 | 2014-08-13 | |
| 2014-07-08 | NICHOLAS NJ JR Director | 4 | Director Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +488 7,086 owned after | $0.00 | 2014-07-09 | |
| 2014-07-08 | Haje Peter R Director | 4 | Director Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +205 7,738 owned after | $0.00 | 2014-07-09 | |
| 2014-07-08 | WAYNE PACE Director | 4 | Director Deferred Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,467 4,316 owned after | $0.00 | 2014-07-09 | |
| 2014-02-14 | BRITT GLENN Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,049 106,639 owned after | $0.00 | 2014-02-19 | |
| 2014-02-14 | Castro Thomas H Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −919 17,852 owned after | $0.00 | 2014-02-18 | |
| 2014-02-14 | CHANG DAVID C Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −919 16,556 owned after | $0.00 | 2014-02-18 | |
| 2014-02-14 | Stern Peter C Officer (EVP-Ch Strat, People & Dev Off) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,572 36,391 owned after | $0.00 | 2014-02-18 | |
| 2014-02-14 | MARCUS ROBERT D Director, Officer (Chairman & CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,229 225,084 owned after | $0.00 | 2014-02-18 | |
| 2014-02-14 | Lawrence-Apfelbaum Marc Officer (EVP, Gen. Counsel & Secretary) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,763 47,448 owned after | $0.00 | 2014-02-18 | |
| 2014-02-14 | MacKinnon Gail Officer (EVP & Chief Gov. Aff. Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,328 24,964 owned after | $0.00 | 2014-02-18 | |
| 2014-02-14 | WAYNE PACE Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −919 14,646 owned after | $0.00 | 2014-02-18 | |
| 2014-02-14 | East Ellen Officer (EVP, Chief Communic. Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,073 23,340 owned after | $0.00 | 2014-02-18 | |
| 2014-02-14 | Osbourn William F Jr Officer (SVP & Controller) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,371 29,335 owned after | $0.00 | 2014-02-18 | |
| 2014-02-12 | BRITT GLENN Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,120 162,503 owned after | $0.00 | 2014-02-14 | |
| 2014-02-12 | BRITT GLENN Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −33,815 128,688 owned after | $0.00 | 2014-02-14 | |
| 2014-02-12 | Stern Peter C Officer (EVP-Ch Strat, People & Dev Off) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,410 38,829 owned after | $0.00 | 2014-02-14 | |
| 2014-02-12 | Stern Peter C Officer (EVP-Ch Strat, People & Dev Off) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,882 42,711 owned after | $0.00 | 2014-02-14 | |
| 2014-02-12 | Stern Peter C Officer (EVP-Ch Strat, People & Dev Off) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,748 38,963 owned after | $45.15 exercise price | 2014-02-14 | |
| 2014-02-12 | Osbourn William F Jr Officer (SVP & Controller) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,800 29,280 owned after | $0.00 | 2014-02-14 | |
| 2014-02-12 | Osbourn William F Jr Officer (SVP & Controller) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,900 35,180 owned after | $0.00 | 2014-02-14 | |
| 2014-02-12 | Osbourn William F Jr Officer (SVP & Controller) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,474 31,706 owned after | $0.00 | 2014-02-14 | |
| 2014-02-12 | Minson Arthur T. Officer (EVP & CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +48,520 67,648 owned after | $0.00 | 2014-02-14 | |
| 2014-02-12 | Minson Arthur T. Officer (EVP & CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,704 77,352 owned after | $0.00 | 2014-02-14 | |
| 2014-02-12 | MARCUS ROBERT D Director, Officer (Chairman & CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +111,968 223,924 owned after | $0.00 | 2014-02-14 | |
| 2014-02-12 | MARCUS ROBERT D Director, Officer (Chairman & CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,366 252,290 owned after | $0.00 | 2014-02-14 | |
| 2014-02-12 | MARCUS ROBERT D Director, Officer (Chairman & CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,977 238,313 owned after | $0.00 | 2014-02-14 | |
| 2014-02-12 | MacKinnon Gail Officer (EVP & Chief Gov. Aff. Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,184 28,282 owned after | $0.00 | 2014-02-14 | |
| 2014-02-12 | MacKinnon Gail Officer (EVP & Chief Gov. Aff. Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,437 30,719 owned after | $0.00 | 2014-02-14 | |
| 2014-02-12 | MacKinnon Gail Officer (EVP & Chief Gov. Aff. Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,427 27,292 owned after | $0.00 | 2014-02-14 | |
| 2014-02-12 | Lawrence-Apfelbaum Marc Officer (EVP, Gen. Counsel & Secretary) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,514 51,242 owned after | $0.00 | 2014-02-14 | |
| 2014-02-12 | Lawrence-Apfelbaum Marc Officer (EVP, Gen. Counsel & Secretary) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,703 55,945 owned after | $0.00 | 2014-02-14 | |
| 2014-02-12 | Lawrence-Apfelbaum Marc Officer (EVP, Gen. Counsel & Secretary) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,734 51,211 owned after | $0.00 | 2014-02-14 | |
| 2014-02-12 | JAIN DINESH C Officer (COO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +59,716 59,716 owned after | $0.00 | 2014-02-14 | |
| 2014-02-12 | JAIN DINESH C Officer (COO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,943 71,659 owned after | $0.00 | 2014-02-14 | |
| 2014-02-12 | East Ellen Officer (EVP, Chief Communic. Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,646 26,150 owned after | $0.00 | 2014-02-14 | |
| 2014-02-12 | East Ellen Officer (EVP, Chief Communic. Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,329 28,479 owned after | $0.00 | 2014-02-14 | |
| 2014-02-12 | East Ellen Officer (EVP, Chief Communic. Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,066 25,413 owned after | $45.15 exercise price | 2014-02-14 | |
| 2014-02-12 | Sununu John E Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,120 12,273 owned after | $0.00 | 2014-02-13 | |
| 2014-02-12 | SHIRLEY EDWARD D Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,120 12,273 owned after | $0.00 | 2014-02-13 | |
| 2014-02-12 | WAYNE PACE Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,120 15,565 owned after | $0.00 | 2014-02-13 | |
| 2014-02-12 | NICHOLAS NJ JR Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,120 18,771 owned after | $0.00 | 2014-02-13 | |
| 2014-02-12 | LOGAN DON Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,120 18,771 owned after | $0.00 | 2014-02-13 | |
| 2014-02-12 | JAMES DONNA Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,120 12,273 owned after | $0.00 | 2014-02-13 | |
| 2014-02-12 | Haje Peter R Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,120 18,771 owned after | $0.00 | 2014-02-13 | |
| 2014-02-12 | COPELAND JAMES E JR Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,120 18,771 owned after | $0.00 | 2014-02-13 | |
| 2014-02-12 | CHANG DAVID C Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,120 17,475 owned after | $0.00 | 2014-02-13 | |
| 2014-02-12 | Castro Thomas H Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,120 18,771 owned after | $0.00 | 2014-02-13 | |
| 2014-02-12 | Black Carole Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,120 18,771 owned after | $0.00 | 2014-02-13 | |
| 2014-01-09 | BRITT GLENN Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,869 161,383 owned after | $0.00 | 2014-01-13 | |
| 2014-01-09 | Minson Arthur T. Officer (EVP & CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,881 19,128 owned after | $0.00 | 2014-01-10 | |
| 2014-01-09 | Gillman Joan H Officer (EVP & COO, Media Services) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,619 17,748 owned after | $0.00 | 2014-01-10 | |
| 2014-01-09 | East Ellen Officer (EVP, Chief Communic. Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,220 14,504 owned after | $0.00 | 2014-01-10 | |
| 2014-01-09 | MacKinnon Gail Officer (EVP & Chief Gov. Aff. Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,444 16,098 owned after | $0.00 | 2014-01-10 | |
| 2014-01-09 | Witmer Melinda Officer (EVP, Chf Video & Content Offcr) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,758 20,914 owned after | $0.00 | 2014-01-10 | |
| 2014-01-09 | Stern Peter C Officer (EVP-Ch Strat, People & Dev Off) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,486 19,419 owned after | $0.00 | 2014-01-10 | |
| 2014-01-09 | Lawrence-Apfelbaum Marc Officer (EVP, Gen. Counsel & Secretary) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,647 27,728 owned after | $0.00 | 2014-01-10 | |
| 2014-01-09 | Goetz William R Jr Officer (EVP & COO, Residential Svcs) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,174 27,020 owned after | $0.00 | 2014-01-10 | |
| 2014-01-09 | LaJoie Michael L Officer (EVP & Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,174 24,639 owned after | $0.00 | 2014-01-10 | |
| 2014-01-09 | MARCUS ROBERT D Director, Officer (Chairman & CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,320 111,956 owned after | $0.00 | 2014-01-10 | |
| 2014-01-08 | Haje Peter R Director | 4 | Director Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +226 7,533 owned after | $0.00 | 2014-01-09 | |
| 2014-01-08 | WAYNE PACE Director | 4 | Director Deferred Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,583 5,783 owned after | $0.00 | 2014-01-09 | |
| 2014-01-08 | NICHOLAS NJ JR Director | 4 | Director Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +537 6,598 owned after | $0.00 | 2014-01-09 |