TIME WARNER CABLE INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 50 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-08-01: Reporting owner MacKinnon Gail; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-07-09: Reporting owner Haje Peter R; Form 4; Security Director Deferred Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-07-09: Reporting owner CHANG DAVID C; Form 4; Security Director Deferred Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-03-07: Reporting owner MacKinnon Gail; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-08-01 | MacKinnon Gail Officer (EVP & Chief Gov. Aff. Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,011 14,075 owned after | $0.00 | 2012-08-02 | |
| 2012-07-09 | Haje Peter R Director | 4 | Director Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +437 6,729 owned after | $0.00 | 2012-07-11 | |
| 2012-07-09 | CHANG DAVID C Director | 4 | Director Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +543 6,397 owned after | $0.00 | 2012-07-11 | |
| 2012-03-07 | MacKinnon Gail Officer (EVP & Chief Gov. Aff. Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,826 15,086 owned after | $0.00 | 2012-03-08 | |
| 2012-03-02 | Stern Peter C Officer (EVP & Chief Strategy Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,572 15,205 owned after | $0.00 | 2012-03-06 | |
| 2012-03-02 | LaJoie Michael L Officer (EVP & Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,925 23,202 owned after | $0.00 | 2012-03-06 | |
| 2012-03-02 | Mathews Tomas Officer (EVP, Human Resources) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,599 17,368 owned after | $0.00 | 2012-03-06 | |
| 2012-03-02 | Lawrence-Apfelbaum Marc Officer (EVP, Gen. Counsel & Secretary) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,542 20,128 owned after | $0.00 | 2012-03-06 | |
| 2012-03-02 | East Ellen Officer (EVP, Chief Communic. Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,231 15,493 owned after | $0.00 | 2012-03-06 | |
| 2012-03-02 | BRITT GLENN Director, Officer (Chairman & CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −38,690 159,415 owned after | $0.00 | 2012-03-06 | |
| 2012-03-02 | MARCUS ROBERT D Officer (President & COO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,608 68,719 owned after | $0.00 | 2012-03-05 | |
| 2012-03-02 | Osbourn William F Jr Officer (SVP & Controller) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,787 19,034 owned after | $0.00 | 2012-03-05 | |
| 2012-03-02 | Witmer Melinda Officer (EVP & Chief Progr. Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,456 17,306 owned after | $0.00 | 2012-03-05 | |
| 2012-03-02 | ROSSETTI CARL UJ Officer (EVP & President, TWC Ventures) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,159 18,824 owned after | $0.00 | 2012-03-05 | |
| 2012-02-16 | Sununu John E Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,820 9,570 owned after | $0.00 | 2012-02-21 | |
| 2012-02-16 | SHIRLEY EDWARD D Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,820 9,570 owned after | $0.00 | 2012-02-21 | |
| 2012-02-16 | WAYNE PACE Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,820 14,158 owned after | $0.00 | 2012-02-21 | |
| 2012-02-16 | NICHOLAS NJ JR Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,820 16,068 owned after | $0.00 | 2012-02-21 | |
| 2012-02-16 | LOGAN DON Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,820 16,068 owned after | $0.00 | 2012-02-21 | |
| 2012-02-16 | JAMES DONNA Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,820 9,570 owned after | $0.00 | 2012-02-21 | |
| 2012-02-16 | Haje Peter R Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,820 16,068 owned after | $0.00 | 2012-02-21 | |
| 2012-02-16 | COPELAND JAMES E JR Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,820 16,068 owned after | $0.00 | 2012-02-21 | |
| 2012-02-16 | CHANG DAVID C Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,820 16,068 owned after | $0.00 | 2012-02-21 | |
| 2012-02-16 | Castro Thomas H Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,820 16,068 owned after | $0.00 | 2012-02-21 | |
| 2012-02-16 | Black Carole Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,820 16,068 owned after | $0.00 | 2012-02-21 | |
| 2012-02-16 | Osbourn William F Jr Officer (SVP & Controller) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,215 20,821 owned after | $0.00 | 2012-02-21 | |
| 2012-02-13 | East Ellen Officer (EVP, Chief Communic. Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,213 19,724 owned after | $0.00 | 2012-02-15 | |
| 2012-02-13 | Mathews Tomas Officer (EVP, Human Resources) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,203 19,967 owned after | $23.48 exercise price | 2012-02-15 | |
| 2012-02-13 | LaJoie Michael L Officer (EVP & Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,301 29,127 owned after | $23.48 exercise price | 2012-02-15 | |
| 2012-02-13 | BRITT GLENN Director, Officer (Chairman & CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −47,685 198,105 owned after | $0.00 | 2012-02-15 | |
| 2012-02-13 | Lawrence-Apfelbaum Marc Officer (EVP, Gen. Counsel & Secretary) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,132 22,669 owned after | $23.48 exercise price | 2012-02-15 | |
| 2012-02-13 | MacKinnon Gail Officer (EVP & Chief Gov. Aff. Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,562 17,912 owned after | $0.00 | 2012-02-15 | |
| 2012-02-13 | MARCUS ROBERT D Officer (President & COO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,306 80,327 owned after | $0.00 | 2012-02-15 | |
| 2012-02-13 | Osbourn William F Jr Officer (SVP & Controller) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,129 15,606 owned after | $75.80 | 2012-02-15 | |
| 2012-02-13 | ROSSETTI CARL UJ Officer (EVP & President, TWC Ventures) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,357 23,984 owned after | $0.00 | 2012-02-15 | |
| 2012-02-13 | Stern Peter C Officer (EVP & Chief Strategy Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,562 17,776 owned after | $0.00 | 2012-02-15 | |
| 2012-02-13 | Witmer Melinda Officer (EVP & Chief Progr. Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,025 19,762 owned after | $0.00 | 2012-02-15 | |
| 2012-01-09 | Witmer Melinda Officer (EVP & Chief Progr. Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,403 22,787 owned after | $0.00 | 2012-01-11 | |
| 2012-01-09 | Stern Peter C Officer (EVP & Chief Strategy Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,145 20,338 owned after | $0.00 | 2012-01-11 | |
| 2012-01-09 | ROSSETTI CARL UJ Officer (EVP & President, TWC Ventures) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,034 30,341 owned after | $0.00 | 2012-01-11 | |
| 2012-01-09 | Mathews Tomas Officer (EVP, Human Resources) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,991 23,170 owned after | $0.00 | 2012-01-11 | |
| 2012-01-09 | MacKinnon Gail Officer (EVP & Chief Gov. Aff. Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,657 20,474 owned after | $0.00 | 2012-01-11 | |
| 2012-01-09 | Lawrence-Apfelbaum Marc Officer (EVP, Gen. Counsel & Secretary) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,527 25,801 owned after | $0.00 | 2012-01-11 | |
| 2012-01-09 | LaJoie Michael L Officer (EVP & Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,431 36,428 owned after | $0.00 | 2012-01-11 | |
| 2012-01-09 | East Ellen Officer (EVP, Chief Communic. Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,146 24,937 owned after | $0.00 | 2012-01-11 | |
| 2012-01-09 | MARCUS ROBERT D Officer (President & COO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,459 94,633 owned after | $0.00 | 2012-01-11 | |
| 2012-01-09 | BRITT GLENN Director, Officer (Chairman & CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +44,099 245,790 owned after | $0.00 | 2012-01-11 | |
| 2012-01-09 | WAYNE PACE Director | 4 | Director Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +817 8,628 owned after | $0.00 | 2012-01-11 | |
| 2012-01-09 | Haje Peter R Director | 4 | Director Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +583 6,292 owned after | $0.00 | 2012-01-11 | |
| 2012-01-09 | CHANG DAVID C Director | 4 | Director Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +700 5,854 owned after | $0.00 | 2012-01-11 |