TIME WARNER CABLE INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 52 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-08-01: Reporting owner Meeks Philip G; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-07-08: Reporting owner WAYNE PACE; Form 4; Security Director Deferred Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-07-08: Reporting owner NICHOLAS NJ JR; Form 4; Security Director Deferred Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-07-08: Reporting owner Haje Peter R; Form 4; Security Director Deferred Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-08-01 | Meeks Philip G Officer (EVP & COO, Business Services) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,962 11,962 owned after | $0.00 | 2013-08-05 | |
| 2013-07-08 | WAYNE PACE Director | 4 | Director Deferred Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,262 7,366 owned after | $0.00 | 2013-07-09 | |
| 2013-07-08 | NICHOLAS NJ JR Director | 4 | Director Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +636 6,061 owned after | $0.00 | 2013-07-09 | |
| 2013-07-08 | Haje Peter R Director | 4 | Director Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +267 7,307 owned after | $0.00 | 2013-07-09 | |
| 2013-05-31 | Minson Arthur T. Officer (EVP & CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,247 10,247 owned after | $0.00 | 2013-06-03 | |
| 2013-05-24 holding as of filing | Gillman Joan H Officer (EVP & COO, Media Services) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2013-05-24 | ||
| 2013-02-13 | WAYNE PACE Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,583 14,445 owned after | $0.00 | 2013-02-14 | |
| 2013-02-13 | Castro Thomas H Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,583 17,651 owned after | $0.00 | 2013-02-14 | |
| 2013-02-13 | Black Carole Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,583 17,651 owned after | $0.00 | 2013-02-14 | |
| 2013-02-13 | CHANG DAVID C Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,583 16,355 owned after | $0.00 | 2013-02-14 | |
| 2013-02-13 | COPELAND JAMES E JR Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,583 17,651 owned after | $0.00 | 2013-02-14 | |
| 2013-02-13 | Haje Peter R Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,583 17,651 owned after | $0.00 | 2013-02-14 | |
| 2013-02-13 | JAMES DONNA Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,583 11,153 owned after | $0.00 | 2013-02-14 | |
| 2013-02-13 | LOGAN DON Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,583 17,651 owned after | $0.00 | 2013-02-14 | |
| 2013-02-13 | NICHOLAS NJ JR Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,583 17,651 owned after | $0.00 | 2013-02-14 | |
| 2013-02-13 | SHIRLEY EDWARD D Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,583 11,153 owned after | $0.00 | 2013-02-14 | |
| 2013-02-13 | Sununu John E Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,583 11,153 owned after | $0.00 | 2013-02-14 | |
| 2013-02-13 | Witmer Melinda Officer (EVP, Chf Video & Content Offcr) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,026 16,156 owned after | $0.00 | 2013-02-14 | |
| 2013-02-13 | MARCUS ROBERT D Officer (President & COO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,306 86,636 owned after | $0.00 | 2013-02-14 | |
| 2013-02-13 | Osbourn William F Jr Officer (SVP & Controller) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,048 19,609 owned after | $0.00 | 2013-02-14 | |
| 2013-02-13 | Osbourn William F Jr Officer (SVP & Controller) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,129 17,480 owned after | $0.00 | 2013-02-14 | |
| 2013-02-13 | Stern Peter C Officer (EVP-Ch Strat, People & Dev Off) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,564 13,933 owned after | $0.00 | 2013-02-14 | |
| 2013-02-13 | MacKinnon Gail Officer (EVP & Chief Gov. Aff. Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,564 12,654 owned after | $0.00 | 2013-02-14 | |
| 2013-02-13 | Lawrence-Apfelbaum Marc Officer (EVP, Gen. Counsel & Secretary) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,133 21,081 owned after | $0.00 | 2013-02-14 | |
| 2013-02-13 | East Ellen Officer (EVP, Chief Communic. Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,215 11,284 owned after | $23.48 exercise price | 2013-02-14 | |
| 2013-02-13 | LaJoie Michael L Officer (EVP & Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,303 17,465 owned after | $0.00 | 2013-02-14 | |
| 2013-02-13 | Goetz William R Jr Officer (EVP & COO, Residential Svcs) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,719 19,846 owned after | $0.00 | 2013-02-14 | |
| 2013-02-13 | BRITT GLENN Director, Officer (Chairman & CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −47,687 125,514 owned after | $0.00 | 2013-02-14 | |
| 2013-02-12 | WAYNE PACE Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,296 12,862 owned after | $0.00 | 2013-02-14 | |
| 2013-02-12 | CHANG DAVID C Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,296 14,772 owned after | $0.00 | 2013-02-14 | |
| 2013-02-12 | Witmer Melinda Officer (EVP, Chf Video & Content Offcr) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,438 19,182 owned after | $0.00 | 2013-02-14 | |
| 2013-02-12 | MARCUS ROBERT D Officer (President & COO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,977 100,942 owned after | $0.00 | 2013-02-14 | |
| 2013-02-12 | Osbourn William F Jr Officer (SVP & Controller) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,473 15,561 owned after | $0.00 | 2013-02-14 | |
| 2013-02-12 | Stern Peter C Officer (EVP-Ch Strat, People & Dev Off) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,748 16,497 owned after | $0.00 | 2013-02-14 | |
| 2013-02-12 | MacKinnon Gail Officer (EVP & Chief Gov. Aff. Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,427 15,218 owned after | $0.00 | 2013-02-14 | |
| 2013-02-12 | Lawrence-Apfelbaum Marc Officer (EVP, Gen. Counsel & Secretary) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,734 24,214 owned after | $0.00 | 2013-02-14 | |
| 2013-02-12 | East Ellen Officer (EVP, Chief Communic. Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,066 16,499 owned after | $0.00 | 2013-02-14 | |
| 2013-02-12 | LaJoie Michael L Officer (EVP & Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,734 24,768 owned after | $0.00 | 2013-02-14 | |
| 2013-02-12 | Goetz William R Jr Officer (EVP & COO, Residential Svcs) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,509 23,565 owned after | $0.00 | 2013-02-14 | |
| 2013-02-12 | BRITT GLENN Director, Officer (Chairman & CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −33,814 173,201 owned after | $0.00 | 2013-02-14 | |
| 2013-02-07 holding as of filing | Goetz William R Jr Officer (EVP & COO, Residential Svcs) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2013-02-07 | ||
| 2013-01-08 | Witmer Melinda Officer (EVP, Chf Video & Content Offcr) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,314 23,620 owned after | $0.00 | 2013-01-09 | |
| 2013-01-08 | LaJoie Michael L Officer (EVP & Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,300 29,502 owned after | $0.00 | 2013-01-09 | |
| 2013-01-08 | Stern Peter C Officer (EVP-Ch Strat, People & Dev Off) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,040 20,245 owned after | $0.00 | 2013-01-09 | |
| 2013-01-08 | MacKinnon Gail Officer (EVP & Chief Gov. Aff. Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,570 18,645 owned after | $0.00 | 2013-01-09 | |
| 2013-01-08 | Lawrence-Apfelbaum Marc Officer (EVP, Gen. Counsel & Secretary) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,820 28,948 owned after | $0.00 | 2013-01-09 | |
| 2013-01-08 | East Ellen Officer (EVP, Chief Communic. Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,072 19,565 owned after | $0.00 | 2013-01-09 | |
| 2013-01-08 | ESTEVES IRENE M Officer (EVP & CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,800 64,828 owned after | $0.00 | 2013-01-09 | |
| 2013-01-08 | MARCUS ROBERT D Officer (President & COO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +46,200 114,919 owned after | $0.00 | 2013-01-09 | |
| 2013-01-08 | BRITT GLENN Director, Officer (Chairman & CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +47,600 207,015 owned after | $0.00 | 2013-01-09 | |
| 2013-01-08 | Haje Peter R Director | 4 | Director Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +311 7,040 owned after | $0.00 | 2013-01-09 | |
| 2013-01-08 | CHANG DAVID C Director | 4 | Director Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +435 6,832 owned after | $0.00 | 2013-01-09 |