TIME WARNER CABLE INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 50 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-07-08: Reporting owner WAYNE PACE; Form 4; Security Director Deferred Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-07-08: Reporting owner WAYNE PACE; Form 4; Security Director Deferred Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-07-08: Reporting owner CHANG DAVID C; Form 4; Security Director Deferred Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-07-08: Reporting owner Haje Peter R; Form 4; Security Director Deferred Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-07-08 | WAYNE PACE Director | 4 | Director Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +332 3,384 owned after | $0.00 | 2015-07-09 | |
| 2015-07-08 | WAYNE PACE Director | 4 | Director Deferred Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −857 2,527 owned after | $0.00 | 2015-07-09 | |
| 2015-07-08 | CHANG DAVID C Director | 4 | Director Deferred Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −722 6,110 owned after | $0.00 | 2015-07-09 | |
| 2015-07-08 | Haje Peter R Director | 4 | Director Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +166 8,107 owned after | $0.00 | 2015-07-09 | |
| 2015-07-08 | NICHOLAS NJ JR Director | 4 | Director Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +394 7,962 owned after | $0.00 | 2015-07-09 | |
| 2015-06-04 holding as of filing | SIEGEL MATTHEW Officer (SVP & Treasurer and Co-CFO) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2015-06-04 | ||
| 2015-06-02 | SIEGEL MATTHEW Officer (SVP & Treasurer and Co-CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,268 27,569 owned after | $0.00 | 2015-06-04 | |
| 2015-06-02 | East Ellen Officer (EVP, Chief Communic. Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,272 26,997 owned after | $0.00 | 2015-06-04 | |
| 2015-06-02 | JAIN DINESH C Officer (COO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,905 111,479 owned after | $0.00 | 2015-06-04 | |
| 2015-06-02 | Lawrence-Apfelbaum Marc Officer (EVP, Gen. Counsel & Secretary) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,625 54,953 owned after | $0.00 | 2015-06-04 | |
| 2015-06-02 | MacKinnon Gail Officer (EVP & Chief Gov. Aff. Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,469 28,474 owned after | $0.00 | 2015-06-04 | |
| 2015-06-02 | MARCUS ROBERT D Director, Officer (Chairman & CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +41,072 272,374 owned after | $0.00 | 2015-06-04 | |
| 2015-06-02 | Osbourn William F Jr Officer (SVP, Chief Acct Off & Co-CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,469 28,825 owned after | $0.00 | 2015-06-04 | |
| 2015-06-02 | Stern Peter C Officer (EVP-Ch Prod, Ppl & Strat Off) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,941 47,078 owned after | $0.00 | 2015-06-04 | |
| 2015-02-17 | East Ellen Officer (EVP, Chief Communic. Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,073 22,725 owned after | $0.00 | 2015-02-18 | |
| 2015-02-17 | Osbourn William F Jr Officer (SVP & Controller) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,372 24,356 owned after | $0.00 | 2015-02-18 | |
| 2015-02-17 | Lawrence-Apfelbaum Marc Officer (EVP, Gen. Counsel & Secretary) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,764 46,328 owned after | $0.00 | 2015-02-18 | |
| 2015-02-17 | Stern Peter C Officer (EVP-Ch Prod, Ppl & Strat Off) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,573 39,137 owned after | $0.00 | 2015-02-18 | |
| 2015-02-17 | MARCUS ROBERT D Director, Officer (Chairman & CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,230 231,302 owned after | $0.00 | 2015-02-18 | |
| 2015-02-17 | MacKinnon Gail Officer (EVP & Chief Gov. Aff. Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,329 24,005 owned after | $0.00 | 2015-02-18 | |
| 2015-02-13 | East Ellen Officer (EVP, Chief Communic. Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,036 24,798 owned after | $86.76 exercise price | 2015-02-18 | |
| 2015-02-13 | Osbourn William F Jr Officer (SVP & Controller) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,607 26,728 owned after | $0.00 | 2015-02-18 | |
| 2015-02-13 | Lawrence-Apfelbaum Marc Officer (EVP, Gen. Counsel & Secretary) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,410 50,092 owned after | $0.00 | 2015-02-18 | |
| 2015-02-13 | Stern Peter C Officer (EVP-Ch Prod, Ppl & Strat Off) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,520 41,710 owned after | $0.00 | 2015-02-18 | |
| 2015-02-13 | MARCUS ROBERT D Director, Officer (Chairman & CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,100 244,532 owned after | $0.00 | 2015-02-18 | |
| 2015-02-13 | MacKinnon Gail Officer (EVP & Chief Gov. Aff. Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,285 26,334 owned after | $0.00 | 2015-02-18 | |
| 2015-02-13 | Castro Thomas H Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −910 18,000 owned after | $0.00 | 2015-02-18 | |
| 2015-02-13 | Black Carole Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −910 18,919 owned after | $0.00 | 2015-02-18 | |
| 2015-02-13 | CHANG DAVID C Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −910 16,704 owned after | $0.00 | 2015-02-18 | |
| 2015-02-11 | COPELAND JAMES E JR Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,058 19,829 owned after | $0.00 | 2015-02-13 | |
| 2015-02-11 | Haje Peter R Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,058 19,829 owned after | $0.00 | 2015-02-13 | |
| 2015-02-11 | JAMES DONNA Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,058 13,331 owned after | $0.00 | 2015-02-13 | |
| 2015-02-11 | LOGAN DON Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,058 19,829 owned after | $0.00 | 2015-02-13 | |
| 2015-02-11 | NICHOLAS NJ JR Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,058 19,829 owned after | $0.00 | 2015-02-13 | |
| 2015-02-11 | WAYNE PACE Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,058 15,704 owned after | $0.00 | 2015-02-13 | |
| 2015-02-11 | SHIRLEY EDWARD D Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,058 13,331 owned after | $0.00 | 2015-02-13 | |
| 2015-02-11 | Sununu John E Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,058 13,331 owned after | $0.00 | 2015-02-13 | |
| 2015-02-11 | Black Carole Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,058 19,829 owned after | $0.00 | 2015-02-13 | |
| 2015-02-11 | Castro Thomas H Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,058 18,910 owned after | $0.00 | 2015-02-13 | |
| 2015-02-11 | CHANG DAVID C Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,058 17,614 owned after | $0.00 | 2015-02-13 | |
| 2015-01-08 | NICHOLAS NJ JR Director | 4 | Director Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +482 7,568 owned after | $0.00 | 2015-01-09 | |
| 2015-01-08 | Haje Peter R Director | 4 | Director Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +203 7,941 owned after | $0.00 | 2015-01-09 | |
| 2015-01-08 | East Ellen Officer (EVP, Chief Communic. Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,494 26,834 owned after | $0.00 | 2015-01-09 | |
| 2015-01-08 | MacKinnon Gail Officer (EVP & Chief Gov. Aff. Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,655 28,619 owned after | $0.00 | 2015-01-09 | |
| 2015-01-08 | Stern Peter C Officer (EVP-Ch Prod, Ppl & Strat Off) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,823 44,230 owned after | $0.00 | 2015-01-09 | |
| 2015-01-08 | Lawrence-Apfelbaum Marc Officer (EVP, Gen. Counsel & Secretary) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,054 54,502 owned after | $0.00 | 2015-01-09 | |
| 2015-01-08 | Minson Arthur T. Officer (EVP & CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,556 91,908 owned after | $0.00 | 2015-01-09 | |
| 2015-01-08 | JAIN DINESH C Officer (COO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,915 89,574 owned after | $0.00 | 2015-01-09 | |
| 2015-01-08 | MARCUS ROBERT D Director, Officer (Chairman & CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +42,548 267,632 owned after | $0.00 | 2015-01-09 | |
| 2015-01-08 | WAYNE PACE Director | 4 | Director Deferred Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,264 3,052 owned after | $0.00 | 2015-01-09 |