TIME WARNER CABLE INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 43 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-08-01: Reporting owner MacKinnon Gail; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-08-01: Reporting owner ESTEVES IRENE M; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-07-08: Reporting owner WAYNE PACE; Form 4; Security Director Deferred Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-07-08: Reporting owner Haje Peter R; Form 4; Security Director Deferred Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-08-01 | MacKinnon Gail Officer (EVP & Chief Gov. Aff. Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,010 15,817 owned after | $0.00 | 2011-08-02 | |
| 2011-08-01 | ESTEVES IRENE M Officer (EVP & CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +48,028 48,028 owned after | $0.00 | 2011-08-02 | |
| 2011-07-08 | WAYNE PACE Director | 4 | Director Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +662 7,811 owned after | $0.00 | 2011-07-12 | |
| 2011-07-08 | Haje Peter R Director | 4 | Director Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +473 5,709 owned after | $0.00 | 2011-07-12 | |
| 2011-07-08 | CHANG DAVID C Director | 4 | Director Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +567 5,154 owned after | $0.00 | 2011-07-12 | |
| 2011-04-01 | LaJoie Michael L Officer (EVP & Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,251 29,997 owned after | $35.60 exercise price | 2011-04-05 | |
| 2011-04-01 | Osbourn William F Jr Officer (SVP & Controller) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −611 17,735 owned after | $0.00 | 2011-04-05 | |
| 2011-04-01 | Mathews Tomas Officer (EVP, Human Resources) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,925 18,179 owned after | $0.00 | 2011-04-05 | |
| 2011-04-01 | Lawrence-Apfelbaum Marc Officer (EVP, Gen. Counsel & Secretary) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,799 18,274 owned after | $0.00 | 2011-04-05 | |
| 2011-04-01 | MARCUS ROBERT D Officer (President & COO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,045 68,174 owned after | $0.00 | 2011-04-05 | |
| 2011-04-01 | Witmer Melinda Officer (EVP & Chief Progr. Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,678 17,384 owned after | $0.00 | 2011-04-05 | |
| 2011-04-01 | ROSSETTI CARL UJ Officer (EVP & President, TWC Ventures) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,499 25,307 owned after | $0.00 | 2011-04-05 | |
| 2011-04-01 | BRITT GLENN Director, Officer (Chairman & CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −44,643 201,691 owned after | $0.00 | 2011-04-05 | |
| 2011-04-01 | Stern Peter C Officer (EVP & Chief Strategy Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,325 15,193 owned after | $0.00 | 2011-04-05 | |
| 2011-03-07 | MacKinnon Gail Officer (EVP & Chief Gov. Aff. Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,868 16,827 owned after | $0.00 | 2011-03-08 | |
| 2011-03-03 | Witmer Melinda Officer (EVP & Chief Progr. Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,454 19,062 owned after | $0.00 | 2011-03-07 | |
| 2011-03-03 | Stern Peter C Officer (EVP & Chief Strategy Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,571 17,519 owned after | $0.00 | 2011-03-07 | |
| 2011-03-03 | ROSSETTI CARL UJ Officer (EVP & President, TWC Ventures) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,158 27,806 owned after | $0.00 | 2011-03-07 | |
| 2011-03-03 | Osbourn William F Jr Officer (SVP & Controller) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,787 18,346 owned after | $0.00 | 2011-03-07 | |
| 2011-03-03 | Mathews Tomas Officer (EVP, Human Resources) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,599 20,105 owned after | $0.00 | 2011-03-07 | |
| 2011-03-03 | MARCUS ROBERT D Officer (President & COO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,607 78,219 owned after | $0.00 | 2011-03-07 | |
| 2011-03-03 | Lawrence-Apfelbaum Marc Officer (EVP, Gen. Counsel & Secretary) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,541 21,074 owned after | $0.00 | 2011-03-07 | |
| 2011-03-03 | LaJoie Michael L Officer (EVP & Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,924 36,249 owned after | $0.00 | 2011-03-07 | |
| 2011-03-03 | East Ellen Officer (EVP, Chief Communic. Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,229 20,791 owned after | $35.60 exercise price | 2011-03-07 | |
| 2011-03-03 | BRITT GLENN Director, Officer (Chairman & CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −38,690 246,334 owned after | $0.00 | 2011-03-07 | |
| 2011-03-02 | MacKinnon Gail Officer (EVP & Chief Gov. Aff. Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,181 18,695 owned after | $0.00 | 2011-03-04 | |
| 2011-02-17 | Osbourn William F Jr Officer (SVP & Controller) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,743 20,133 owned after | $0.00 | 2011-02-22 | |
| 2011-02-17 | Sununu John E Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,838 7,750 owned after | $0.00 | 2011-02-18 | |
| 2011-02-17 | SHIRLEY EDWARD D Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,838 7,750 owned after | $0.00 | 2011-02-18 | |
| 2011-02-17 | WAYNE PACE Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,838 12,338 owned after | $0.00 | 2011-02-18 | |
| 2011-02-17 | NICHOLAS NJ JR Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,838 14,248 owned after | $0.00 | 2011-02-18 | |
| 2011-02-17 | LOGAN DON Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,838 14,248 owned after | $0.00 | 2011-02-18 | |
| 2011-02-17 | JAMES DONNA Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,838 7,750 owned after | $0.00 | 2011-02-18 | |
| 2011-02-17 | Haje Peter R Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,838 14,248 owned after | $0.00 | 2011-02-18 | |
| 2011-02-17 | COPELAND JAMES E JR Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,838 14,248 owned after | $0.00 | 2011-02-18 | |
| 2011-02-17 | CHANG DAVID C Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,838 14,248 owned after | $0.00 | 2011-02-18 | |
| 2011-02-17 | Castro Thomas H Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,838 14,248 owned after | $0.00 | 2011-02-18 | |
| 2011-02-17 | Black Carole Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,838 14,248 owned after | $0.00 | 2011-02-18 | |
| 2011-02-03 holding as of filing | Mathews Tomas Officer (EVP, Human Resources) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2011-02-03 | ||
| 2011-02-03 holding as of filing | Witmer Melinda Officer (EVP & Chief Progr. Officer) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2011-02-03 | ||
| 2011-01-10 | CHANG DAVID C Director | 4 | Director Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +603 4,587 owned after | $0.00 | 2011-01-11 | |
| 2011-01-10 | WAYNE PACE Director | 4 | Director Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +716 7,149 owned after | $0.00 | 2011-01-11 | |
| 2011-01-10 | Haje Peter R Director | 4 | Director Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +471 5,236 owned after | $0.00 | 2011-01-11 |