TIME WARNER CABLE INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 68 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-09-16: Reporting owner Hobbs Landel C; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-07-08: Reporting owner WAYNE PACE; Form 4; Security Director Deferred Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-07-08: Reporting owner Haje Peter R; Form 4; Security Director Deferred Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-07-08: Reporting owner CHANG DAVID C; Form 4; Security Director Deferred Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-09-16 | Hobbs Landel C Officer (Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,755 126,527 owned after | $0.00 | 2009-09-17 | |
| 2009-07-08 | WAYNE PACE Director | 4 | Director Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,467 4,312 owned after | $0.00 | 2009-07-10 | |
| 2009-07-08 | Haje Peter R Director | 4 | Director Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +818 3,435 owned after | $0.00 | 2009-07-10 | |
| 2009-07-08 | CHANG DAVID C Director | 4 | Director Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +675 2,781 owned after | $0.00 | 2009-07-10 | |
| 2009-05-11 | MacKinnon Gail Officer (EVP & Chief Gov. Aff. Officer) | 4/A | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,694 11,841 owned after | $0.00 | 2010-03-04 | |
| 2009-05-11 | MacKinnon Gail Officer (EVP & Chief Gov. Aff. Officer) | 4/A | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,886 14,727 owned after | $0.00 | 2010-03-04 | |
| 2009-05-11 | MacKinnon Gail Officer (EVP & Chief Gov. Rel. Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,694 11,841 owned after | $0.00 | 2009-05-13 | |
| 2009-05-11 | MacKinnon Gail Officer (EVP & Chief Gov. Rel. Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,886 14,727 owned after | $0.00 | 2009-05-13 | |
| 2009-05-11 | Stern Peter C Officer (EVP & Chief Strategy Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,231 16,149 owned after | $0.00 | 2009-05-13 | |
| 2009-05-11 | LaJoie Michael L Officer (EVP & Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,296 40,250 owned after | $0.00 | 2009-05-13 | |
| 2009-05-11 | Lawrence-Apfelbaum Marc Officer (EVP, Gen. Counsel & Secretary) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,231 18,177 owned after | $0.00 | 2009-05-13 | |
| 2009-05-11 | Hobbs Landel C Officer (Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,693 126,527 owned after | $0.00 | 2009-05-13 | |
| 2009-05-11 | Hobbs Landel C Officer (Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,755 128,282 owned after | $0.00 | 2009-05-13 | |
| 2009-05-01 | Sununu John E Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,319 3,319 owned after | $0.00 | 2009-05-04 | |
| 2009-05-01 | SHIRLEY EDWARD D Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,319 3,319 owned after | $0.00 | 2009-05-04 | |
| 2009-05-01 | JAMES DONNA Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,319 3,319 owned after | $0.00 | 2009-05-04 | |
| 2009-03-12 | MARCUS ROBERT D Officer (Senior EVP & CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,798 48,006 owned after | $0.00 | 2009-03-16 | |
| 2009-03-12 | MARCUS ROBERT D Officer (Senior EVP & CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,818 60,824 owned after | $0.00 | 2009-03-16 | |
| 2009-03-12 | MARCUS ROBERT D Officer (Senior EVP & CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,092 71,916 owned after | $0.00 | 2009-03-16 | |
| 2009-03-12 | LaJoie Michael L Officer (EVP & Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,064 25,509 owned after | $0.00 | 2009-03-16 | |
| 2009-03-12 | LaJoie Michael L Officer (EVP & Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,902 32,411 owned after | $0.00 | 2009-03-16 | |
| 2009-03-12 | LaJoie Michael L Officer (EVP & Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,543 38,954 owned after | $0.00 | 2009-03-16 | |
| 2009-03-12 | Hobbs Landel C Officer (Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,330 81,341 owned after | $0.00 | 2009-03-16 | |
| 2009-03-12 | Hobbs Landel C Officer (Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,363 102,704 owned after | $0.00 | 2009-03-16 | |
| 2009-03-12 | Hobbs Landel C Officer (Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,130 122,834 owned after | $0.00 | 2009-03-16 | |
| 2009-03-12 | COPELAND JAMES E JR Director | 4 | Director Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,383 6,127 owned after | $0.00 | 2009-03-16 | |
| 2009-03-12 | COPELAND JAMES E JR Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,420 9,817 owned after | $0.00 | 2009-03-16 | |
| 2009-03-12 | ROSSETTI CARL UJ Officer (EVP, Corporate Development) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,021 22,335 owned after | $0.00 | 2009-03-16 | |
| 2009-03-12 | ROSSETTI CARL UJ Officer (EVP, Corporate Development) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,697 28,032 owned after | $0.00 | 2009-03-16 | |
| 2009-03-12 | East Ellen Officer (EVP, Chief Communic. Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,758 14,217 owned after | $0.00 | 2009-03-16 | |
| 2009-03-12 | East Ellen Officer (EVP, Chief Communic. Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,671 18,888 owned after | $0.00 | 2009-03-16 | |
| 2009-03-12 | BRITT GLENN Director, Officer (Chairman, President & CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +52,660 170,013 owned after | $0.00 | 2009-03-16 | |
| 2009-03-12 | BRITT GLENN Director, Officer (Chairman, President & CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +49,299 219,312 owned after | $0.00 | 2009-03-16 | |
| 2009-03-12 | BRITT GLENN Director, Officer (Chairman, President & CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +42,726 262,037 owned after | $0.00 | 2009-03-16 | |
| 2009-03-12 | WAYNE PACE Director | 4 | Director Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,571 2,845 owned after | $0.00 | 2009-03-16 | |
| 2009-03-12 | WAYNE PACE Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,366 7,907 owned after | $0.00 | 2009-03-16 | |
| 2009-03-12 | Haje Peter R Director | 4 | Director Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,445 2,617 owned after | $0.00 | 2009-03-16 | |
| 2009-03-12 | Haje Peter R Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,420 9,817 owned after | $0.00 | 2009-03-16 | |
| 2009-03-12 | CHANG DAVID C Director | 4 | Director Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,163 2,106 owned after | $0.00 | 2009-03-16 | |
| 2009-03-12 | CHANG DAVID C Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,420 9,817 owned after | $0.00 | 2009-03-16 | |
| 2009-03-12 | NICHOLAS NJ JR Director | 4 | Director Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,996 5,425 owned after | $0.00 | 2009-03-16 | |
| 2009-03-12 | NICHOLAS NJ JR Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,420 9,817 owned after | $0.00 | 2009-03-16 | |
| 2009-03-12 | LOGAN DON Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,420 9,817 owned after | $0.00 | 2009-03-16 | |
| 2009-03-12 | Castro Thomas H Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,420 9,817 owned after | $0.00 | 2009-03-16 | |
| 2009-03-12 | Black Carole Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,420 9,817 owned after | $0.00 | 2009-03-16 | |
| 2009-02-13 | Stern Peter C Officer (EVP & Chief Strategy Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,377 44,753 owned after | $0.00 | 2009-02-17 | |
| 2009-02-13 | MARCUS ROBERT D Officer (Senior EVP & CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38,442 96,623 owned after | $0.00 | 2009-02-17 | |
| 2009-02-13 | MacKinnon Gail Officer (EVP & Chief Gov. Rel. Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,377 21,440 owned after | $0.00 | 2009-02-17 | |
| 2009-02-13 | Lawrence-Apfelbaum Marc Officer (EVP, Gen. Counsel & Secretary) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,794 50,837 owned after | $0.00 | 2009-02-17 | |
| 2009-02-13 | LaJoie Michael L Officer (EVP & Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,621 52,336 owned after | $0.00 | 2009-02-17 | |
| 2009-02-13 | ROSSETTI CARL UJ Officer (EVP, Corporate Development) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,085 45,942 owned after | $0.00 | 2009-02-17 | |
| 2009-02-13 | Hobbs Landel C Officer (Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +64,069 165,034 owned after | $0.00 | 2009-02-17 | |
| 2009-02-13 | East Ellen Officer (EVP, Chief Communic. Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,010 25,377 owned after | $0.00 | 2009-02-17 | |
| 2009-02-13 | BRITT GLENN Director, Officer (President & CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +128,137 352,060 owned after | $0.00 | 2009-02-17 | |
| 2009-02-13 | Osbourn William F Jr Officer (SVP & Controller) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,774 27,163 owned after | $0.00 | 2009-02-17 | |
| 2009-02-13 | NICHOLAS NJ JR Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,140 13,189 owned after | $0.00 | 2009-02-17 | |
| 2009-02-13 | LOGAN DON Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,140 13,189 owned after | $0.00 | 2009-02-17 | |
| 2009-02-13 | Haje Peter R Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,140 13,189 owned after | $0.00 | 2009-02-17 | |
| 2009-02-13 | COPELAND JAMES E JR Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,140 13,189 owned after | $0.00 | 2009-02-17 | |
| 2009-02-13 | CHANG DAVID C Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,140 13,189 owned after | $0.00 | 2009-02-17 | |
| 2009-02-13 | Castro Thomas H Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,140 13,189 owned after | $0.00 | 2009-02-17 | |
| 2009-02-13 | WAYNE PACE Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,140 10,624 owned after | $0.00 | 2009-02-17 | |
| 2009-02-13 | Black Carole Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,140 13,189 owned after | $0.00 | 2009-02-17 | |
| 2009-01-08 | WAYNE PACE Director | 4 | Director Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,127 3,823 owned after | $21.15 | 2009-01-09 | |
| 2009-01-08 | NICHOLAS NJ JR Director | 4 | Director Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,482 7,289 owned after | $21.15 | 2009-01-09 | |
| 2009-01-08 | Haje Peter R Director | 4 | Director Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,182 3,516 owned after | $21.15 | 2009-01-09 | |
| 2009-01-08 | COPELAND JAMES E JR Director | 4 | Director Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,482 8,232 owned after | $21.15 | 2009-01-09 | |
| 2009-01-08 | CHANG DAVID C Director | 4 | Director Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +945 2,830 owned after | $21.15 | 2009-01-09 |