Synchronoss Technologies, Inc Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-02-19: Reporting owner Halbard Chris; Form 4; Security Performance Shares - 2016-2018; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-02-19: Reporting owner Prague Ronald; Form 4; Security 2016-2018 Performance Shares; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-02-19: Reporting owner Rosenberger Karen; Form 4; Security Performance Shares 2016-2019; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-02-19: Reporting owner Garcia Robert; Form 4; Security 2016-2018 Performance Shares; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-02-19 | Halbard Chris Officer (EVP, International) | 4 | Performance Shares - 2016-2018 Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,874 3,874 owned after | $0.00 | 2016-02-23 | |
| 2016-02-19 | Prague Ronald Officer (EVP and General Counsel) | 4 | 2016-2018 Performance Shares Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,978 10,978 owned after | $0.00 | 2016-02-23 | |
| 2016-02-19 | Rosenberger Karen Officer (EVP & Chief Financial Officer) | 4 | Performance Shares 2016-2019 Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,915 12,915 owned after | $0.00 | 2016-02-23 | |
| 2016-02-19 | Garcia Robert Officer (President) | 4 | 2016-2018 Performance Shares Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,287 32,287 owned after | $0.00 | 2016-02-23 | |
| 2016-01-27 | Halbard Chris Officer (EVP, International) | 4 | 2015 Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,659 0 owned after | $0.00 | 2016-01-29 | |
| 2016-01-27 | Rosenberger Karen Officer (EVP & Chief Financial Officer) | 4 | 2015 Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,272 0 owned after | $0.00 | 2016-01-29 | |
| 2016-01-27 | Prague Ronald Officer (EVP and General Counsel) | 4 | 2015 Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,048 0 owned after | $0.00 | 2016-01-29 | |
| 2016-01-27 | Garcia Robert Officer (President) | 4 | 2015 Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,052 0 owned after | $0.00 | 2016-01-29 | |
| 2016-01-27 | Waldis Stephen G Director, Officer (CEO and Chairman) | 4 | 2015 Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,813 0 owned after | $0.00 | 2016-01-29 |