Synchronoss Technologies, Inc Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-06: Reporting owner Waldis Stephen G; Form 4; Security 2011-2012 Performance Shares; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-12-06: Reporting owner Irving Lawrence R.; Form 4; Security 2011-2012 Performance Shares; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-12-06: Reporting owner Prague Ronald; Form 4; Security 2011-2012 Performance Shares; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-12-06: Reporting owner Hilbert Paula J; Form 4; Security 2011-2012 Performance Shares; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-06 | Waldis Stephen G Director, Officer (President and CEO) | 4 | 2011-2012 Performance Shares Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +42,000 42,000 owned after | $0.00 | 2011-12-08 | |
| 2011-12-06 | Irving Lawrence R. Officer (Chief Financial Officer) | 4 | 2011-2012 Performance Shares Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,000 22,000 owned after | $0.00 | 2011-12-08 | |
| 2011-12-06 | Prague Ronald Officer (Vice President) | 4 | 2011-2012 Performance Shares Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2011-12-08 | |
| 2011-12-06 | Hilbert Paula J Officer (Executive Vice President) | 4 | 2011-2012 Performance Shares Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $0.00 | 2011-12-08 | |
| 2011-12-06 | Garcia Robert Officer (Executive Vice President) | 4 | 2011-2012 Performance Shares Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,000 23,000 owned after | $0.00 | 2011-12-08 | |
| 2011-12-06 | Doran Patrick Joseph Officer (EVP & Chief Technology Office) | 4 | 2011-2012 Performance Shares Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2011-12-08 | |
| 2011-12-06 | Putnam Christopher Officer (Executive Vice President) | 4 | 2011-2012 Performance Shares Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,000 18,000 owned after | $0.00 | 2011-12-08 | |
| 2011-02-02 | Putnam Christopher Officer (Executive Vice President) | 4 | 2009-2010 Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,164 0 owned after | $0.00 | 2011-02-04 | |
| 2011-02-02 | Prague Ronald Officer (Vice President) | 4 | 2009-2010 Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,975 0 owned after | $0.00 | 2011-02-04 | |
| 2011-02-02 | Irving Lawrence R. Officer (Chief Financial Officer) | 4 | 2009-2010 Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,164 0 owned after | $0.00 | 2011-02-04 | |
| 2011-02-02 | Garcia Robert Officer (Executive Vice President) | 4 | 2009-2010 Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,812 0 owned after | $0.00 | 2011-02-04 | |
| 2011-02-02 | Doran Patrick Joseph Officer (EVP & Chief Technology Office) | 4 | 2009-2010 Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,975 0 owned after | $0.00 | 2011-02-04 | |
| 2011-02-02 | Waldis Stephen G Director, Officer (President and CEO) | 4 | 2009-2010 Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +32,706 0 owned after | $0.00 | 2011-02-04 |